Pyramis Global Advisors (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	Role	From	Until
1	Bao, Robert S		M	RO	2008-07-29	2011-09-30
2	Chin, Young Duchung			RO	2008-07-29	2013-12-31
3	Goudie, Christopher James		M	RO	2008-07-29	2008-12-15
4	Law, Alison Chui Yin 羅翠妍		F	Rep	2008-10-13	2013-09-30
5	Lo, Chi Hang (SFC:AFV477) 盧志恆			Rep	2008-08-01	2014-04-30
6	Tse, Kam Nam 謝淦楠			Rep	2008-08-01	2009-07-20
7	Uebelein, Kevin Charles		M	RO	2008-12-11	2012-03-29
8	Yamada, Yoshinari 山田良成			Rep	2008-12-04	2013-09-30

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