Basel Capital Limited 巴塞爾資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Fung, Kin Chung (SFC:ANT597) 馮健聰			Rep	2020-10-09	2021-04-26
2	Hui, Joseph Chi Kong 許志光		M	Rep	2020-11-09	2021-01-05
3	Leung, Lok Sum Sam 梁樂心			Rep	2020-12-03	2022-06-22
4	Lin, Wai Yi (SFC:BHA453) 練慧儀			RO	2020-03-16
5	Wong, Chi Tai 黃志泰			RO	2020-03-16	2020-10-14
6	Yiu, Pok Man 姚博文			Rep	2020-08-24	2020-10-09
				RO	2020-10-09

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