Theia Securities Limited 遠源證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Chau, Edmond Heung Wing 周向榮		M	RO	2018-01-02	2022-02-22
2	Lai, Kam Wo 黎錦和			RO	2018-01-02	2021-10-31
3	Li, Kim Man (SFC:AEU947) 李劍文			RO	2020-07-14	2021-10-31
4	Pun, Chun Fung 潘振鋒			Rep	2018-03-08	2021-10-31
5	Shih, Yuen Chi 施婉智			RO	2020-07-14	2021-10-31
6	Wan, Yuk Ling (SFC:AGY915) 尹玉玲	49	F	Rep	2020-07-31	2020-11-12
				RO	2020-11-12	2022-11-30

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