CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
Role From Until
1 Chan, Ka Chun (SFC:ABG469) 陳家俊 Rep 2011-06-24 2011-07-26
RO 2011-07-26
2 Fowler, Luke (SFC:AQM674) M Rep 2011-08-02
3 Jung, Christopher Lam 曾俊文 M Rep 2012-11-28 2013-10-24
RO 2013-10-24 2013-12-23
4 Ko, Margaret Yuyin F Rep 2011-07-15 2012-07-20
5 Kong, Wei (SFC:AKI414) 孔蔚 RO 2013-12-23
6 Kwok, Pui Ying 郭佩瑛 RO 2013-09-30 2014-04-22
7 Lu, Yilin (SFC:AOG682) 呂禕麟 32 M RO 2011-05-25 2013-10-23
8 Wan, Li (SFC:AHD514) 萬里 RO 2011-05-25 2012-02-17
9 Woo, Jimmy Cheung Yee 吳祥貽 M RO 2011-05-25 2011-06-28
10 Yao, Jack Hsin-Chou 姚信州 M Rep 2012-11-28 2019-11-21

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