SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 2 1120 1122 99.82
2 WM (HK) Limited 1 751 752 99.87
3 Sun Life Hong Kong Limited 1 493 494 99.80
4 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 436 437 99.77
5 GOLDMAN SACHS (ASIA) L.L.C. 26 396 422 93.84
6 Morgan Stanley Asia Limited 7 373 380 98.16
7 Tung Shing Securities (Brokers) Limited 4 346 350 98.86
8 Merrill Lynch (Asia Pacific) Limited 11 329 340 96.76
9 Citigroup Global Markets Asia Limited 11 283 294 96.26
10 HONG KONG FOREX INVESTMENT LIMITED 4 255 259 98.46
11 Everbright Securities Investment Services (HK) Limited 7 251 258 97.29
12 CES Commodities (HK) Limited 2 226 228 99.12
13 PHILLIP SECURITIES (HONG KONG) LIMITED 5 217 222 97.75
14 UBS SECURITIES ASIA LIMITED 14 203 217 93.55
15 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 197 203 97.04
16 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 191 199 95.98
17 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 181 183 98.91
18 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 168 173 97.11
19 KGI ASIA LIMITED 3 164 167 98.20
20 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 98.74
21 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 151 151 100.00
22 Morgan Stanley Hong Kong Futures Limited 3 147 150 98.00
23 CELESTIAL SECURITIES LIMITED 3 145 148 97.97
24 KGI FUTURES (HONG KONG) LIMITED 1 142 143 99.30
25 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 135 142 95.07
26 CES Forex (HK) Limited 4 134 138 97.10
27 ZURICH ADVISORY (HK) LIMITED 2 135 137 98.54
28 Credit Suisse Securities (Hong Kong) Limited 4 127 131 96.95
29 Merrill Lynch Far East Limited 9 121 130 93.08
30 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 127 129 98.45
31 CELESTIAL COMMODITIES LIMITED 5 113 118 95.76
32 UOB KAY HIAN (HONG KONG) LIMITED 9 109 118 92.37
33 HSBC BROKING SECURITIES (ASIA) LIMITED 12 103 115 89.57
34 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 97.39
35 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 111 114 97.37
36 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 3 110 113 97.35
37 CELESTIAL FINANCE LIMITED 4 108 112 96.43
38 DBS VICKERS (HONG KONG) LIMITED 4 106 110 96.36
39 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 97.17
40 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 98.06
41 DEUTSCHE SECURITIES ASIA LIMITED 10 81 91 89.01
42 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 88 91 96.70
43 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
44 CORPORATE BROKERS LIMITED 4 86 90 95.56
45 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 86 88 97.73
46 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 81 87 93.10
47 HSBC BROKING FOREX (ASIA) LIMITED 2 85 87 97.70
48 SHUN LOONG SECURITIES COMPANY LIMITED 3 84 87 96.55
49 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 5 81 86 94.19
50 FT Securities Limited 3 83 86 96.51
51 HSBC LIFE (INTERNATIONAL) LIMITED 2 79 81 97.53
52 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 97.53
53 Credit Agricole Securities (Asia) Limited 7 73 80 91.25
54 HSBC SECURITIES (ASIA) LIMITED 8 71 79 89.87
55 LEHMAN BROTHERS ASIA LIMITED 6 73 79 92.41
56 PRUDENTIAL BROKERAGE LIMITED 2 77 79 97.47
57 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 97.44
58 SOUTH CHINA COMMODITIES LIMITED 3 74 77 96.10
59 BOCI SECURITIES LIMITED 5 70 75 93.33
60 CINDA INTERNATIONAL SECURITIES LIMITED 4 71 75 94.67
61 MACQUARIE CAPITAL LIMITED 6 69 75 92.00
62 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 97.33
63 Tung Shing Futures (Brokers) Limited 2 73 75 97.33
64 EAST ASIA SECURITIES COMPANY LIMITED 2 72 74 97.30
65 VC BROKERAGE LIMITED 2 72 74 97.30
66 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 94.52
67 FIL Investment Management (Hong Kong) Limited 5 68 73 93.15
68 CITIC Securities Brokerage (HK) Limited 5 66 71 92.96
69 CLSA LIMITED 7 62 69 89.86
70 GET NICE SECURITIES LIMITED 3 64 67 95.52
71 MIB SECURITIES (HONG KONG) LIMITED 5 60 65 92.31
72 EMPEROR SECURITIES LIMITED 3 60 63 95.24
73 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
74 OnePlatform Asset Management Limited 1 61 62 98.39
75 Credit Suisse (Hong Kong) Limited 0 59 59 100.00
76 SG SECURITIES (HK) LIMITED 7 52 59 88.14
77 SANFULL SECURITIES LIMITED 5 52 57 91.23
78 GREAT BAY SECURITIES LIMITED 5 51 56 91.07
79 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 52 56 92.86
80 SINCERE SECURITIES LIMITED 2 54 56 96.43
81 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 6 50 56 89.29
82 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
83 WINGS SECURITIES (HK) LIMITED 2 53 55 96.36
84 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 50 54 92.59
85 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 92.59
86 Mason Securities Limited 3 51 54 94.44
87 BARCLAYS CAPITAL ASIA LIMITED 1 52 53 98.11
88 PEACE TOWN FOREX LIMITED 5 48 53 90.57
89 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 86.27
90 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 45 50 90.00
91 KINGSTON SECURITIES LIMITED 3 47 50 94.00
92 LUEN FAT SECURITIES COMPANY LIMITED 4 46 50 92.00
93 RBS Asia Corporate Finance Limited 4 44 48 91.67
94 JPMorgan Funds (Asia) Limited 2 45 47 95.74
95 Standard Chartered Trustee (Hong Kong) Limited 0 47 47 100.00
96 VC FUTURES LIMITED 4 43 47 91.49
97 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 9 37 46 80.43
98 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 44 46 95.65
99 BEAR STEARNS ASIA LIMITED 3 42 45 93.33
100 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 7 38 45 84.44
101 T G HOLBORN (HK) LIMITED 2 43 45 95.56
102 UKFP (Asia) HK Limited 3 42 45 93.33
103 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 95.45
104 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 41 44 93.18
105 Funderstone Securities Limited 6 38 44 86.36
106 INVESCO HONG KONG LIMITED 9 34 43 79.07
107 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 38 43 88.37
108 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 37 43 86.05
109 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
110 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
111 Huarong International Securities Limited 2 40 42 95.24
112 KARL-THOMSON SECURITIES COMPANY LIMITED 5 37 42 88.10
113 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 37 41 90.24
114 RBS Asia Securities (Hong Kong) Limited 5 36 41 87.80
115 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 31 40 77.50
116 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 37 40 92.50
117 DELTA ASIA SECURITIES LIMITED 2 37 39 94.87
118 WOCOM SECURITIES LIMITED 3 36 39 92.31
119 Daiwa Capital Markets Hong Kong Limited 3 35 38 92.11
120 FULBRIGHT SECURITIES LIMITED 4 34 38 89.47
121 REXCAPITAL FUTURES LIMITED 2 36 38 94.74
122 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 3 34 37 91.89
123 INTERCHINA SECURITIES LIMITED 2 35 37 94.59
124 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 32 37 86.49
125 SHUN LOONG FUTURES LIMITED 2 35 37 94.59
126 BOCI COMMODITIES & FUTURES LIMITED 2 34 36 94.44
127 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 33 36 91.67
128 FIL Investment Advisors 4 32 36 88.89
129 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
130 BERICH BROKERAGE LIMITED 4 31 35 88.57
131 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 33 35 94.29
132 SINOPAC SECURITIES (ASIA) LIMITED 5 30 35 85.71
133 CHRISTFUND SECURITIES LIMITED 5 29 34 85.29
134 Funderstone Futures Limited 4 30 34 88.24
135 MACQUARIE EQUITIES (ASIA) LIMITED 3 31 34 91.18
136 PineBridge Investments Asia Limited 3 31 34 91.18
137 SBI China Capital Securities Limited 3 31 34 91.18
138 Taiping Securities (HK) Co Limited 4 30 34 88.24
139 CSI Corporate Finance (HK) Limited 13 20 33 60.61
140 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 29 33 87.88
141 Network Financial Services Limited 1 32 33 96.97
142 OnePlatform Securities Limited 2 31 33 93.94
143 Standard Chartered Securities (Hong Kong) Limited 7 26 33 78.79
144 WOCOM LIMITED (HK) 3 30 33 90.91
145 EMPEROR FUTURES LIMITED 2 30 32 93.75
146 Excalibur Global Financial Group Limited 3 29 32 90.63
147 Prime Cdex Securities Limited 6 26 32 81.25
148 Quam Securities Limited 3 29 32 90.63
149 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
150 WING ON CHEONG SECURITIES COMPANY LIMITED 6 26 32 81.25
151 WIN WONG SECURITIES LIMITED 2 29 31 93.55
152 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
153 CLSA RESEARCH LIMITED 2 28 30 93.33
154 CORPORATE COMMODITIES LIMITED 3 27 30 90.00
155 FIRST SHANGHAI SECURITIES LIMITED 4 26 30 86.67
156 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
157 KAISER FUTURES LIMITED 4 26 30 86.67
158 Lion Global Financial Limited 3 27 30 90.00
159 PEGASUS FUND MANAGERS LIMITED 2 28 30 93.33
160 STOCKWELL SECURITIES LIMITED 2 28 30 93.33
161 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 96.55
162 Everbright Securities Digital Finance (HK) Limited 2 27 29 93.10
163 FWD Life Insurance Company (Bermuda) Limited 1 28 29 96.55
164 Mason Futures Limited (HK) 3 26 29 89.66
165 RBC FUTURES SERVICES (ASIA) LIMITED 2 27 29 93.10
166 ABCI Securities Company Limited 4 24 28 85.71
167 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 26 28 92.86
168 China International Capital Corporation (International) Limited 5 23 28 82.14
169 KAISER SECURITIES LIMITED 1 27 28 96.43
170 KGI SECURITIES (HONG KONG) LIMITED 3 25 28 89.29
171 LEHMAN BROTHERS ASIA HOLDINGS LIMITED 2 26 28 92.86
172 Allianz Global Investors Hong Kong Limited 4 23 27 85.19
173 CLSA FUTURES LIMITED 4 23 27 85.19
174 HENYEP SECURITIES LIMITED 2 25 27 92.59
175 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 81.48
176 Success Securities Limited 2 25 27 92.59
177 Beijing Securities Limited 2 24 26 92.31
178 CSC SECURITIES (HK) LIMITED 4 22 26 84.62
179 GET NICE FUTURES COMPANY LIMITED 1 25 26 96.15
180 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 23 26 88.46
181 ICEA CAPITAL LIMITED 8 18 26 69.23
182 KWAI HUNG SECURITIES COMPANY LIMITED 1 25 26 96.15
183 WINFULL SECURITIES LIMITED 3 23 26 88.46
184 BUSINESS SECURITIES LIMITED 2 23 25 92.00
185 KINGSWAY CAPITAL LIMITED 9 16 25 64.00
186 MIB FINANCE (HONG KONG) LIMITED 2 23 25 92.00
187 NEW TREND FUTURES LIMITED 4 21 25 84.00
188 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 96.00
189 SINO CAPITAL SECURITIES LIMITED 1 24 25 96.00
190 CHARLES SCHWAB, HONG KONG, LIMITED 3 21 24 87.50
191 CHEER UNION SECURITIES LIMITED 4 20 24 83.33
192 CHONG HING SECURITIES LIMITED 4 20 24 83.33
193 Fosun International Securities Limited 5 19 24 79.17
194 LEHIN SECURITIES LIMITED 3 21 24 87.50
195 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
196 Planetree Securities Limited 4 20 24 83.33
197 South China Investment Consultancy (Hong Kong) Limited 3 21 24 87.50
198 UBS SECURITIES HONG KONG LIMITED 5 19 24 79.17
199 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 95.65
200 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 91.30
201 Morgan Stanley Hong Kong Securities Limited 4 19 23 82.61
202 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 86.96
203 ZHONGRONG PT SECURITIES LIMITED 5 18 23 78.26
204 CSC FUTURES (HK) LIMITED 1 21 22 95.45
205 ELSTONE SECURITIES LIMITED 3 19 22 86.36
206 Essence International Financial Holdings Limited 1 21 22 95.45
207 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
208 HPEF Capital Partners Limited 6 16 22 72.73
209 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 19 22 86.36
210 VENHOUSE FINANCIAL PLANNING LIMITED 1 21 22 95.45
211 Amundi Hong Kong Limited 3 18 21 85.71
212 BANK CONSORTIUM TRUST COMPANY LIMITED 2 19 21 90.48
213 Beevest Securities Limited 1 20 21 95.24
214 BOCI Bullion Company Limited 4 17 21 80.95
215 Hongkong Bay Securities Limited 4 17 21 80.95
216 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 90.48
217 KINGSTON FUTURES LIMITED 2 19 21 90.48
218 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
219 SUN GROWTH SECURITIES LIMITED 2 19 21 90.48
220 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
221 YICKO SECURITIES LIMITED 3 18 21 85.71
222 YU ON SECURITIES COMPANY LIMITED 2 19 21 90.48
223 Yuanta Asia Investment (Hong Kong) Limited 8 13 21 61.90
224 CHIEF SECURITIES LIMITED 1 19 20 95.00
225 CITIC Securities Futures (HK) Limited 1 19 20 95.00
226 DL BROKERAGE LIMITED 2 18 20 90.00
227 ETRADE SECURITIES (HONG KONG) LIMITED 2 18 20 90.00
228 HANTEC SECURITIES CO., LIMITED 3 17 20 85.00
229 HING WAI ALLIED SECURITIES LIMITED 4 16 20 80.00
230 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 70.00
231 INTERCHINA FUTURES LIMITED 2 18 20 90.00
232 PEACE TOWN FUTURES LIMITED 5 15 20 75.00
233 SBI China Capital Commodities Limited 3 17 20 85.00
234 SPS SECURITIES LIMITED 4 16 20 80.00
235 WINTECH SECURITIES LIMITED 4 16 20 80.00
236 BOCI ASIA LIMITED 4 15 19 78.95
237 CMB International Global Markets Limited 3 16 19 84.21
238 DBS ASIA CAPITAL LIMITED 5 14 19 73.68
239 FIRST SHANGHAI FUTURES LIMITED 2 17 19 89.47
240 FOX-PITT, KELTON (ASIA) LIMITED 5 14 19 73.68
241 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
242 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47
243 HOORAY SECURITIES LIMITED 3 16 19 84.21
244 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 17 19 89.47
245 NATIONAL RESOURCES SECURITIES LIMITED 2 17 19 89.47
246 Newedge Broker Limited 3 16 19 84.21
247 QUAM FUTURES LIMITED 3 16 19 84.21
248 SG Asset Finance (Hong Kong) Limited 4 15 19 78.95
249 TIMES SECURITIES COMPANY LIMITED 2 17 19 89.47
250 TIS SECURITIES (HK) LIMITED 4 15 19 78.95
251 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
252 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
253 ETRADE SECURITIES LIMITED 2 16 18 88.89
254 EVER-LONG SECURITIES COMPANY LIMITED 2 16 18 88.89
255 FAIR EAGLE SECURITIES COMPANY LIMITED 1 17 18 94.44
256 GAM HONG KONG LIMITED 4 14 18 77.78
257 iBest Consultants Limited 2 16 18 88.89
258 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 15 18 83.33
259 Ko's Brother (Securities) Company 1 17 18 94.44
260 LLOYDS TSB PACIFIC LIMITED 6 12 18 66.67
261 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 88.89
262 PACIFIC FOUNDATION SECURITIES LIMITED 4 14 18 77.78
263 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
264 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
265 TOPMORE COMMODITIES LIMITED 3 15 18 83.33
266 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 15 17 88.24
267 BIZ CORP LIMITED 2 15 17 88.24
268 BOCOM International Holdings Company Limited 3 14 17 82.35
269 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
270 EWARTON SECURITIES LIMITED 2 15 17 88.24
271 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 14 17 82.35
272 HAITONG INTERNATIONAL CAPITAL LIMITED 6 11 17 64.71
273 KAM FAI SECURITIES CO., LIMITED 4 13 17 76.47
274 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 88.24
275 MIB FUTURES (HONG KONG) LIMITED 1 16 17 94.12
276 MUSHK Limited 3 14 17 82.35
277 ORIENTAL PATRON ASIA LIMITED 3 14 17 82.35
278 SHUN LOONG FOREX COMPANY LIMITED 1 16 17 94.12
279 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
280 TISCO SECURITIES HONG KONG LIMITED 2 15 17 88.24
281 ADMIS Hong Kong Limited 1 15 16 93.75
282 CEPA ALLIANCE SECURITIES LIMITED 4 12 16 75.00
283 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 13 16 81.25
284 CHINA POINT STOCK BROKERS LIMITED 2 14 16 87.50
285 CREDIT AGRICOLE ASSET MANAGEMENT 1 15 16 93.75
286 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 13 16 81.25
287 ENLIGHTEN SECURITIES LIMITED 5 11 16 68.75
288 FWD Financial Planning Limited (HK) 2 14 16 87.50
289 Goldyard Capital Limited 1 15 16 93.75
290 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 11 16 68.75
291 HUNG SING SECURITIES LIMITED 2 14 16 87.50
292 KPMG CORPORATE FINANCE LIMITED 4 12 16 75.00
293 KWONG FAT HONG (SECURITIES) LIMITED 4 12 16 75.00
294 Promising Securities Company 1 15 16 93.75
295 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 14 16 87.50
296 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 15 16 93.75
297 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 68.75
298 WING SANG SECURITIES COMPANY LIMITED 4 12 16 75.00
299 WONDERLAND INTERNATIONAL SECURITIES LIMITED 4 12 16 75.00
300 Yunfeng Financial Markets Limited 2 14 16 87.50
301 BlackRock (Hong Kong) Limited (d2017-01-20) 2 13 15 86.67
302 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 93.33
303 DEUTSCHE FUTURES HONG KONG LIMITED 2 13 15 86.67
304 Glory Sun Securities Limited 3 12 15 80.00
305 Goldbridge Securities Limited 2 13 15 86.67
306 LAMTEX SECURITIES LIMITED 3 12 15 80.00
307 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 12 15 80.00
308 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 10 15 66.67
309 LOMBARD ODIER (HONG KONG) LIMITED 2 13 15 86.67
310 LUEN SING SECURITIES LIMITED 3 12 15 80.00
311 MANULIFE (INTERNATIONAL) LIMITED 2 13 15 86.67
312 MIZUHO SECURITIES ASIA LIMITED 2 13 15 86.67
313 MTF SECURITIES LIMITED 2 13 15 86.67
314 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 93.33
315 REALINK FINANCIAL TRADE LIMITED 2 13 15 86.67
316 RHB SECURITIES HONG KONG LIMITED 1 14 15 93.33
317 SOUTH CHINA CAPITAL LIMITED 4 11 15 73.33
318 TUNG TAI SECURITIES COMPANY LIMITED 4 11 15 73.33
319 VICTORY SECURITIES COMPANY LIMITED 2 13 15 86.67
320 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
321 ASG MANAGEMENT LIMITED (HK) 3 11 14 78.57
322 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
323 BULLISH SECURITIES LIMITED 2 12 14 85.71
324 CGS-CIMB Securities (Hong Kong) Limited 2 12 14 85.71
325 CHINA EVERBRIGHT FOREX LIMITED 3 11 14 78.57
326 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
327 Evergrande Securities (Hong Kong) Limited 2 12 14 85.71
328 FE SECURITIES LIMITED 3 11 14 78.57
329 Halbis Capital Management (Hong Kong) Limited 3 11 14 78.57
330 HANG SENG SECURITIES LIMITED 4 10 14 71.43
331 HANG TAI SECURITIES LIMITED 3 11 14 78.57
332 HUA NAN SECURITIES (HK) LIMITED 1 13 14 92.86
333 JF INTERNATIONAL MANAGEMENT INC. 2 12 14 85.71
334 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
335 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
336 Legg Mason Asset Management Hong Kong Limited 4 10 14 71.43
337 Legg Mason International Equities (Hong Kong) Limited 4 10 14 71.43
338 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
339 MANGO FINANCIAL LIMITED 2 12 14 85.71
340 MASTER TRADEMORE SECURITIES LIMITED 1 13 14 92.86
341 Newedge Broker Hong Kong Limited 2 12 14 85.71
342 ONSHINE SECURITIES LIMITED 3 11 14 78.57
343 PO SANG SECURITIES LIMITED 2 12 14 85.71
344 Polaris Capital (Asia) Limited 6 8 14 57.14
345 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 8 14 57.14
346 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 12 14 85.71
347 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 78.57
348 SEEKERS MARKETS LIMITED 2 12 14 85.71
349 Sinofortune Securities Limited 5 9 14 64.29
350 SINOPAC FUTURES (ASIA) LIMITED 2 12 14 85.71
351 STANHILL (HONG KONG) LIMITED 4 10 14 71.43
352 TAIFAIR SECURITIES LIMITED 3 11 14 78.57
353 TANG PING KONG LIMITED 3 11 14 78.57
354 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
355 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
356 Wisetrade Securities Limited 3 11 14 78.57
357 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
358 YF SECURITIES COMPANY LIMITED 4 10 14 71.43
359 AIF CAPITAL LIMITED 6 7 13 53.85
360 ASG FUTURES LIMITED 1 12 13 92.31
361 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
362 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54
363 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 11 13 84.62
364 EAA SECURITIES LIMITED 2 11 13 84.62
365 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
366 Ho Fung Shares Investment Company 1 12 13 92.31
367 K.K.M. SECURITIES LIMITED 3 10 13 76.92
368 Minerva Securities Limited 2 11 13 84.62
369 OCBC SECURITIES (HONG KONG) LIMITED 1 12 13 92.31
370 ROSA SECURITIES LIMITED 3 10 13 76.92
371 SBI China Capital Financial Services Limited 3 10 13 76.92
372 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 10 13 76.92
373 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
374 TAI YIP STOCK COMPANY LIMITED 3 10 13 76.92
375 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
376 UOB ASIA (HONG KONG) LIMITED 4 9 13 69.23
377 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
378 AllianceBernstein Hong Kong Limited 2 10 12 83.33
379 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 11 12 91.67
380 BOCI RESEARCH LIMITED 2 10 12 83.33
381 BUSINESS FUTURES LIMITED 2 10 12 83.33
382 CHEKIANG FIRST SECURITIES CO. LIMITED 2 10 12 83.33
383 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
384 Credit Suisse Futures (Hong Kong) Limited 2 10 12 83.33
385 CSC ASIA LIMITED 3 9 12 75.00
386 First Sentier Investors (Hong Kong) Limited 3 9 12 75.00
387 GAYANG SECURITIES LIMITED 1 11 12 91.67
388 GLOBAL CREDIT SECURITIES LIMITED 3 9 12 75.00
389 GUOTAI JUNAN CAPITAL LIMITED 3 9 12 75.00
390 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 8 12 66.67
391 HING WONG SECURITIES LIMITED 3 9 12 75.00
392 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
393 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 8 12 66.67
394 INSTINET PACIFIC LIMITED 4 8 12 66.67
395 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
396 KINGSWAY UNIT TRUST MANAGERS LIMITED 4 8 12 66.67
397 M&F Asset Management Limited 3 9 12 75.00
398 MALAHON SECURITIES LIMITED 1 11 12 91.67
399 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 8 12 66.67
400 OCBC Wing Hang Shares Brokerage Co. Limited 3 9 12 75.00
401 Open Securities Limited 2 10 12 83.33
402 Oshidori Securities Limited 3 9 12 75.00
403 Sunwah Kingsway Leasing and Finance Limited 3 9 12 75.00
404 TRANS JOY SECURITIES LIMITED 2 10 12 83.33
405 Waton Securities International Limited 2 10 12 83.33
406 WING FAT SECURITIES LIMITED 3 9 12 75.00
407 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 75.00
408 YF Life Insurance International Limited 1 11 12 91.67
409 Belvest Investment Services Limited 4 7 11 63.64
410 China Hong Kong Capital Asset Management Company Limited 2 9 11 81.82
411 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
412 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
413 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
414 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 90.91
415 Everbright Securities Global (HK) Limited 3 8 11 72.73
416 FIRST SECURITIES (HK) LIMITED 2 9 11 81.82
417 GRAND ONWARD SECURITIES LIMITED 1 10 11 90.91
418 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 45.45
419 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
420 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 81.82
421 HERMES SECURITIES LIMITED 2 9 11 81.82
422 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 100.00
423 HSBC Private Trustee (Hong Kong) Limited 0 11 11 100.00
424 JS CRESVALE CAPITAL LIMITED 4 7 11 63.64
425 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
426 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 81.82
427 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 8 11 72.73
428 Sino-Rich Securities & Futures Limited 2 9 11 81.82
429 TIFFIT SECURITIES (HONG KONG) LIMITED 4 7 11 63.64
430 UFJ INVESTMENTS ASIA LIMITED 1 10 11 90.91
431 VC CAPITAL LIMITED 4 7 11 63.64
432 WING ON SECURITIES LIMITED 1 10 11 90.91
433 ABN AMRO Clearing Hong Kong Limited 2 8 10 80.00
434 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 5 10 50.00
435 BaoQiao Partners Securities (HK) Limited 2 8 10 80.00
436 BEA Union Investment Management Limited 2 8 10 80.00
437 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
438 CES Private (HK) Limited 1 9 10 90.00
439 CHINA SECURITIES HOLDINGS LIMITED 1 9 10 90.00
440 CHRISTFUND FUTURES LIMITED 1 9 10 90.00
441 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 1 9 10 90.00
442 DWS Investments Hong Kong Limited 2 8 10 80.00
443 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
444 Hao Tian International Securities Limited 2 8 10 80.00
445 Hong Kong Stock Link Securities Limited 3 7 10 70.00
446 HONOUR FUTURES LIMITED 2 8 10 80.00
447 HONOUR SECURITIES COMPANY LIMITED 2 8 10 80.00
448 iBest Securities Company Limited 3 7 10 70.00
449 Janus Henderson Investors Hong Kong Limited 2 8 10 80.00
450 KILMOREY SECURITIES LIMITED 3 7 10 70.00
451 LEI SHING HONG SECURITIES LIMITED 2 8 10 80.00
452 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
453 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
454 NNIP Hong Kong Limited 2 8 10 80.00
455 ORIENT SECURITIES LIMITED 2 8 10 80.00
456 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
457 PARIBAS ASIA EQUITY LIMITED 2 8 10 80.00
458 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
459 PIPER JAFFRAY ASIA LIMITED 3 7 10 70.00
460 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
461 Prime Cdex Futures Limited 5 5 10 50.00
462 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
463 ROOFER SECURITIES LIMITED 1 9 10 90.00
464 Shang International Finance Limited 2 8 10 80.00
465 SOLID KING SECURITIES LIMITED 2 8 10 80.00
466 SPS COMMODITIES LIMITED 2 8 10 80.00
467 THING ON SECURITIES LIMITED 3 7 10 70.00
468 Tyche Group Limited 2 8 10 80.00
469 UBS DERIVATIVES HONG KONG LIMITED 2 8 10 80.00
470 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 90.00
471 VALUE PARTNERS LIMITED 3 7 10 70.00
472 WING YEE SECURITIES COMPANY LIMITED 3 7 10 70.00
473 Zhongrong International Futures Co., Limited 4 6 10 60.00
474 A ONE INVESTMENT COMPANY LIMITED 6 3 9 33.33
475 ABN AMRO (HONG KONG) LIMITED 0 9 9 100.00
476 AJ Securities Limited 1 8 9 88.89
477 Anli Securities Limited 1 8 9 88.89
478 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
479 BOKHARY SECURITIES LIMITED 2 7 9 77.78
480 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
481 CBH Asia Limited 2 7 9 77.78
482 China Tonghai (IA) Limited 3 6 9 66.67
483 CVC Asia Pacific Limited 1 8 9 88.89
484 DEBTTRADERS, LIMITED 1 8 9 88.89
485 ENLIGHTEN FUTURES LIMITED 3 6 9 66.67
486 FIRST ASIA FINANCE GROUP LIMITED 2 7 9 77.78
487 FIRST STATE (HONG KONG) LLC 3 6 9 66.67
488 GLOBAL INVESTMENT ADVISORS LIMITED 2 7 9 77.78
489 GT CAPITAL LIMITED 2 7 9 77.78
490 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
491 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
492 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 6 9 66.67
493 IREALITY INVESTMENTS LIMITED 5 4 9 44.44
494 Joy Silver Limited 6 3 9 33.33
495 JVSakk Asia Limited 2 7 9 77.78
496 Lees Securities Co. 1 8 9 88.89
497 LUEN HING SECURITIES LIMITED 3 6 9 66.67
498 Macquarie Corporate (Hong Kong) Limited 1 8 9 88.89
499 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
500 Optima Capital Limited 3 6 9 66.67
501 PHOENIX CAPITAL SECURITIES LIMITED 3 6 9 66.67
502 Planetree Futures Limited 3 6 9 66.67
503 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 6 9 66.67
504 Soo Pei Shao & Company 1 8 9 88.89
505 St. James's Place (Hong Kong) Limited 2 7 9 77.78
506 SUN'S FUTURE LIMITED 3 6 9 66.67
507 Sunrise Investment Company 1 8 9 88.89
508 TAHOE LIFE INSURANCE COMPANY LIMITED 1 8 9 88.89
509 VERCAP Financial Services Limited 2 7 9 77.78
510 VMS Securities Limited 1 8 9 88.89
511 YICKO FUTURES LIMITED 2 7 9 77.78
512 Youyu Credit Limited 2 7 9 77.78
513 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
514 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 75.00
515 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 3 8 37.50
516 Anuenue Securities Limited 3 5 8 62.50
517 Bradbury Securities Limited 2 6 8 75.00
518 CHALLENGE CAPITAL MANAGEMENT LIMITED 4 4 8 50.00
519 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
520 CHIEF COMMODITIES LIMITED 2 6 8 75.00
521 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 50.00
522 CS Wealth Securities Limited 4 4 8 50.00
523 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 7 8 87.50
524 DRAKE & MORGAN LIMITED (HK) 1 7 8 87.50
525 Eastspring Investments (Hong Kong) Limited 2 6 8 75.00
526 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
527 FDB Financial Group Limited 2 6 8 75.00
528 Fu Yip Securities & Investment Co. 2 6 8 75.00
529 GLS SECURITIES LIMITED 2 6 8 75.00
530 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
531 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
532 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00
533 HENIK SECURITIES LIMITED 1 7 8 87.50
534 HOENIG (FAR EAST) LIMITED 3 5 8 62.50
535 Income Partners Asset Management (HK) Limited 3 5 8 62.50
536 Instinet Alpha Trading Limited 4 4 8 50.00
537 KEE CHEONG SECURITIES COMPANY LIMITED 2 6 8 75.00
538 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
539 KOFFMAN INVESTMENT LIMITED 1 7 8 87.50
540 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
541 MAGUSTA FUTURES LIMITED 2 6 8 75.00
542 MANBLE SECURITIES LIMITED 1 7 8 87.50
543 Matrix Securities Limited 5 3 8 37.50
544 MEIJI YASUDA ASIA LIMITED 1 7 8 87.50
545 Monex Boom Securities (H.K.) Limited 2 6 8 75.00
546 Neutral Financial Holding Company Limited 2 6 8 75.00
547 NORTH SEA SECURITIES LIMITED 2 6 8 75.00
548 Northern Trust Company of Hong Kong Limited (The) 4 4 8 50.00
549 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
550 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50
551 Public Financial Securities Limited 1 7 8 87.50
552 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
553 Rifa Securities Limited 1 7 8 87.50
554 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
555 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
556 RPS INVESTMENT LIMITED 4 4 8 50.00
557 SDHG International Securities Limited 3 5 8 62.50
558 SELINA & CO. LIMITED (HK) 1 7 8 87.50
559 Shacom Securities Limited 2 6 8 75.00
560 SHUN HENG SECURITIES LIMITED 1 7 8 87.50
561 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
562 SIU YIP COMMODITY LIMITED 4 4 8 50.00
563 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 6 8 75.00
564 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 8 8 100.00
565 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
566 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
567 YING WAH SECURITIES COMPANY LIMITED 2 6 8 75.00
568 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43
569 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 5 7 71.43
570 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
571 AUDREY CHOW SECURITIES LIMITED 1 6 7 85.71
572 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 71.43
573 Bright Fund Management Limited 2 5 7 71.43
574 Broadway Wealth Management Limited 2 5 7 71.43
575 CAMERON BUTLER HK LIMITED 1 6 7 85.71
576 Capital International, Inc. 0 7 7 100.00
577 CELESTIAL CAPITAL LIMITED 3 4 7 57.14
578 CHARLES SCHMITT & ASSOCIATES LIMITED 4 3 7 42.86
579 Chelac Investment Company 1 6 7 85.71
580 CHELSEA SECURITIES LIMITED 3 4 7 57.14
581 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
582 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 3 4 7 57.14
583 DNB Asset Management (Asia) Limited 3 4 7 57.14
584 EAST ASIA FUTURES LIMITED 1 6 7 85.71
585 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
586 EVERHOT SECURITIES LIMITED 1 6 7 85.71
587 FAIRWIN BROKING LIMITED 2 5 7 71.43
588 FORTUNE (HK) SECURITIES LIMITED 1 6 7 85.71
589 Ge Shang Investment (Hong Kong) Limited 2 5 7 71.43
590 Goldin Equities Limited 2 5 7 71.43
591 Grand Cartel Securities Company Limited 2 5 7 71.43
592 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
593 GREEN STAR ASIA LIMITED 1 6 7 85.71
594 HANG SENG FUTURES LIMITED 4 3 7 42.86
595 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 71.43
596 ICEA SECURITIES ASIA LIMITED 1 6 7 85.71
597 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
598 Jupiter Asset Management (Asia Pacific) Limited 2 5 7 71.43
599 K.L. Securities Company 1 6 7 85.71
600 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
601 KMT SECURITIES LIMITED 2 5 7 71.43
602 LIM ADVISORS LIMITED 3 4 7 57.14
603 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 4 7 57.14
604 MEGABASE SECURITIES LIMITED 2 5 7 71.43
605 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
606 MIS SERVICES LIMITED (d2019-06-01) 4 3 7 42.86
607 MLI LIMITED (d2018-03-29) 1 6 7 85.71
608 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
609 NOUVELLE CAYENNA INNOVATION LIMITED 2 5 7 71.43
610 OKASAN INTERNATIONAL (ASIA) LIMITED 3 4 7 57.14
611 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
612 RBS Asia Futures Limited 2 5 7 71.43
613 Regal Jewellery & Goldsmith Co., Limited 1 6 7 85.71
614 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
615 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 4 7 57.14
616 SPS INVESTMENT SERVICES LIMITED 1 6 7 85.71
617 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
618 T. ROWE PRICE INTERNATIONAL, INC. 1 6 7 85.71
619 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
620 TAI WAH SECURITIES LIMITED 1 6 7 85.71
621 TARTAN SECURITIES (ASIA) LIMITED 2 5 7 71.43
622 UBS Asset Management (Hong Kong) Limited 2 5 7 71.43
623 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
624 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
625 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
626 Virtu ITG Hong Kong Limited 1 6 7 85.71
627 Virtu ITG Securities (Asia) Limited 1 6 7 85.71
628 YF FUTURES COMPANY LIMITED 3 4 7 57.14
629 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
630 ALPHA SECURITIES COMPANY LIMITED 2 4 6 66.67
631 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
632 Averest Capital Limited 2 4 6 66.67
633 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
634 BEAR BRIGHT LIMITED 2 4 6 66.67
635 BERICH FUTURES (H.K.) COMPANY LIMITED 1 5 6 83.33
636 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 83.33
637 BOWEN ASIA LIMITED 4 2 6 33.33
638 CAIIS Limited 2 4 6 66.67
639 CHALLENGE COMMODITIES LIMITED 3 3 6 50.00
640 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
641 CHEE TAK SECURITIES LIMITED 1 5 6 83.33
642 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
643 Chung Tak & Company 1 5 6 83.33
644 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
645 EUREKA SECURITIES LIMITED 1 5 6 83.33
646 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
647 Gold Centre Investment Company 1 5 6 83.33
648 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
649 HEAD & SHOULDERS SECURITIES LIMITED 1 5 6 83.33
650 HONFIRST INVESTMENT LIMITED 1 5 6 83.33
651 HOORAY CAPITAL LIMITED 4 2 6 33.33
652 Huabang Securities Limited 3 3 6 50.00
653 HUNG BROTHERS LIMITED 2 4 6 66.67
654 iFAST Securities (HK) Limited 3 3 6 50.00
655 Imagi Brokerage Limited 3 3 6 50.00
656 Kaiser KT Capital Limited 3 3 6 50.00
657 KB Securities Hong Kong Limited 1 5 6 83.33
658 KGI CAPITAL ASIA LIMITED 2 4 6 66.67
659 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
660 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
661 LING SECURITIES LIMITED 2 4 6 66.67
662 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
663 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
664 MEGABASE FUTURES CO. LIMITED 2 4 6 66.67
665 MEIJI YASUDA COMPANY LIMITED 1 5 6 83.33
666 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
667 Nerico Brothers Limited (HK) 3 3 6 50.00
668 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
669 Oreana Financial Services Limited 2 4 6 66.67
670 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 50.00
671 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 66.67
672 PPM VENTURES (ASIA) LIMITED 4 2 6 33.33
673 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 2 6 33.33
674 Public Securities Limited 2 4 6 66.67
675 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
676 RBS Securities (Far East) Limited 0 6 6 100.00
677 REALCHAMP ASSET MANAGEMENT LIMITED 1 5 6 83.33
678 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
679 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 50.00
680 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 5 6 83.33
681 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
682 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
683 SIU ON SECURITIES LIMITED 2 4 6 66.67
684 SOEN TAK SECURITIES COMPANY LIMITED 2 4 6 66.67
685 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 4 6 66.67
686 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
687 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 5 6 83.33
688 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
689 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
690 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 66.67
691 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
692 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
693 TANG KEE SECURITIES LIMITED 2 4 6 66.67
694 TC Investment Management (Asia) Limited 2 4 6 66.67
695 Templewater Hong Kong Limited 2 4 6 66.67
696 TOYO SECURITIES ASIA LIMITED 2 4 6 66.67
697 TRUTH SECURITIES LIMITED 4 2 6 33.33
698 UNI-ALPHA FUTURES LIMITED 1 5 6 83.33
699 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
700 United Securities Limited 1 5 6 83.33
701 WAI FAT SECURITIES LIMITED 2 4 6 66.67
702 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
703 WILBY SECURITIES LIMITED 2 4 6 66.67
704 WING FUNG SECURITIES LIMITED 2 4 6 66.67
705 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
706 YARDLEY SECURITIES LIMITED 2 4 6 66.67
707 YICK FUNG SECURITIES & INVESTMENT CO. LIMITED 1 5 6 83.33
708 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
709 Ziar & Company 1 5 6 83.33
710 abrdn Hong Kong Limited 2 3 5 60.00
711 Absolute Investment Management (HK) Limited 4 1 5 20.00
712 Aevitas Securities Limited 1 4 5 80.00
713 ALPHA FUTURES COMPANY LIMITED 2 3 5 60.00
714 ALTUS CAPITAL LIMITED 3 2 5 40.00
715 Arta Global Futures Limited 2 3 5 60.00
716 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
717 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
718 BKHK Limited 5 0 5 0.00
719 Black Marble Securities Limited 1 4 5 80.00
720 BlackRock Asset Management North Asia Limited 1 4 5 80.00
721 BLOOMYEARS LIMITED 2 3 5 60.00
722 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 60.00
723 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
724 CES International Commodities (HK) Limited 3 2 5 40.00
725 CHAMPUS ASSET MANAGEMENT LIMITED 1 4 5 80.00
726 Cheong Lee Securities Co. 1 4 5 80.00
727 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
728 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
729 China Reserve Securities Limited 3 2 5 40.00
730 CHUNG LEE SECURITIES COMPANY LIMITED 2 3 5 60.00
731 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 3 5 60.00
732 EMPEROR CORPORATE FINANCE LIMITED 3 2 5 40.00
733 EQT Partners Asia Limited 1 4 5 80.00
734 F. R. ZIMMERN LIMITED 2 3 5 60.00
735 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
736 FTLife Insurance Company Limited 1 4 5 80.00
737 Fubon Capital (HK) Limited 2 3 5 60.00
738 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
739 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
740 GET NICE ASSET MANAGEMENT LIMITED 1 4 5 80.00
741 GET NICE CAPITAL LIMITED 3 2 5 40.00
742 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
743 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
744 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 4 5 80.00
745 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
746 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
747 HENCO CAPITAL LIMITED 2 3 5 60.00
748 HFS ASSET MANAGEMENT LIMITED 1 4 5 80.00
749 HOU TAK SECURITIES LIMITED 2 3 5 60.00
750 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 0 5 5 100.00
751 Huayu Securities Limited 1 4 5 80.00
752 I & P SECURITIES LIMITED 2 3 5 60.00
753 Kam Wah Investments Limited 3 2 5 40.00
754 KWOK HING SECURITIES LIMITED 2 3 5 60.00
755 Lee Tat & Company 1 4 5 80.00
756 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
757 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
758 Moliyo (Hong Kong) Limited 2 3 5 60.00
759 MONEY CONCEPTS (ASIA) LIMITED 1 4 5 80.00
760 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
761 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
762 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
763 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
764 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
765 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
766 PGIM (Hong Kong) Limited 2 3 5 60.00
767 Pictet Asset Management (Hong Kong) Limited 4 1 5 20.00
768 PineBridge Investments Hong Kong Limited 4 1 5 20.00
769 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
770 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
771 SHACOM FUTURES LIMITED 3 2 5 40.00
772 SHENYIN WANGUO BROKERAGE (H.K.) LIMITED 1 4 5 80.00
773 SINOMAX SECURITIES LIMITED 2 3 5 60.00
774 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
775 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
776 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 4 5 80.00
777 STAR SECURITIES LIMITED (d2009-10-02) 1 4 5 80.00
778 Success Futures and Foreign Exchange Limited 2 3 5 60.00
779 TAIFAIR FUTURES LIMITED 1 4 5 80.00
780 Ten & Ten Securities Company 1 4 5 80.00
781 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 3 2 5 40.00
782 To Hoi Hung Company 1 4 5 80.00
783 Towers Watson Hong Kong Limited 1 4 5 80.00
784 TRANSPAC CAPITAL LIMITED 1 4 5 80.00
785 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
786 VICTORFIELD SECURITIES LIMITED 2 3 5 60.00
787 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 60.00
788 WAH SANG SECURITIES LIMITED 2 3 5 60.00
789 WAH THAI SECURITIES LIMITED 3 2 5 40.00
790 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
791 Welform Investors Company 1 4 5 80.00
792 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 60.00
793 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
794 Wing Yee Company 1 4 5 80.00
795 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
796 WOCOM FOREIGN EXCHANGE CO. LIMITED 1 4 5 80.00
797 WORLDWIDE BROKERAGE LIMITED 2 3 5 60.00
798 YU ON COMMODITIES COMPANY LIMITED 2 3 5 60.00
799 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
800 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
801 ANGUS MOORE LIMITED 2 2 4 50.00
802 ASIA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
803 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 3 4 75.00
804 Asian Pacific Investment Company 1 3 4 75.00
805 AXA Financial Planning (Hong Kong) Limited 0 4 4 100.00
806 Bentley Capital Limited (HK) 4 0 4 0.00
807 BLOOMBERG TRADEBOOK HONG KONG LIMITED 3 1 4 25.00
808 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
809 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 75.00
810 CCB Securities Limited 2 2 4 50.00
811 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 2 2 4 50.00
812 CERES CAPITAL LIMITED 2 2 4 50.00
813 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
814 CF GLOBAL (HK) LIMITED 1 3 4 75.00
815 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 25.00
816 CHINA EVERBRIGHT RESEARCH LIMITED 2 2 4 50.00
817 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
818 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
819 CHUANGS & CO. LIMITED 1 3 4 75.00
820 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
821 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
822 CLSA Capital Partners (HK) Limited 3 1 4 25.00
823 COMGEST FAR EAST LIMITED 2 2 4 50.00
824 CTW SECURITIES LIMITED 1 3 4 75.00
825 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
826 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
827 Finet Securities Limited 2 2 4 50.00
828 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
829 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 2 4 50.00
830 Freddy Company 1 3 4 75.00
831 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 25.00
832 FUHWA SECURITIES (HONG KONG) CO., LIMITED 4 0 4 0.00
833 FULL WIN SECURITIES LIMITED 2 2 4 50.00
834 GFI (HK) SECURITIES L.L.C. 0 4 4 100.00
835 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 3 4 75.00
836 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
837 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
838 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
839 Goodcape Investment Company 1 3 4 75.00
840 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 50.00
841 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
842 Hang Tai Futures Limited 2 2 4 50.00
843 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
844 HIP HING SECURITIES LIMITED 2 2 4 50.00
845 HONG KONG ASSET MANAGEMENT LIMITED 1 3 4 75.00
846 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
847 HPEF Venture Partners Limited 4 0 4 0.00
848 HSBC GUYERZELLER FAR EAST LIMITED 3 1 4 25.00
849 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
850 ICBC Asset Management (Global) Company Limited 2 2 4 50.00
851 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
852 Interactive Brokers Hong Kong Limited 2 2 4 50.00
853 Intercontinent Securities Company 1 3 4 75.00
854 Investec Asia Limited 3 1 4 25.00
855 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
856 JEFFERIES PACIFIC LIMITED 2 2 4 50.00
857 JIMEI WEALTH MANAGEMENT LIMITED 1 3 4 75.00
858 JK Capital Management Limited 3 1 4 25.00
859 JOINCAP SECURITIES LIMITED 2 2 4 50.00
860 KAM LUEN SECURITIES LIMITED 1 3 4 75.00
861 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
862 Katherine Ip & Company 1 3 4 75.00
863 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
864 Kin Fung Stock Company 1 3 4 75.00
865 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
866 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
867 M & A SECURITIES (HK) LIMITED 1 3 4 75.00
868 Mackenzie Investments Asia Limited 3 1 4 25.00
869 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
870 MAN WO INVESTMENT CO., LIMITED 2 2 4 50.00
871 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 2 4 50.00
872 Merdeka Securities Limited 3 1 4 25.00
873 Metaverse Securities Limited (HK) 4 0 4 0.00
874 MING HON SECURITIES LIMITED 3 1 4 25.00
875 MORTON SECURITIES LIMITED 2 2 4 50.00
876 New Gala Securities Company 1 3 4 75.00
877 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
878 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 3 4 75.00
879 Nittan Securities Asia Limited 2 2 4 50.00
880 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
881 Public Futures Limited 1 3 4 75.00
882 QLEAP ACCELERATORS LIMITED 2 2 4 50.00
883 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
884 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
885 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
886 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
887 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
888 SMBC Nikko Securities (Hong Kong) Limited 2 2 4 50.00
889 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 3 4 75.00
890 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 50.00
891 SUN DELTA SECURITIES LIMITED 2 2 4 50.00
892 Szehope & Company 1 3 4 75.00
893 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
894 Tung Shun & Company 1 3 4 75.00
895 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
896 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 75.00
897 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
898 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
899 WALCO SECURITIES LIMITED 1 3 4 75.00
900 Win Securities Limited 2 2 4 50.00
901 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
902 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
903 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
904 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
905 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 0 3 0.00
906 ADM SECURITIES LIMITED 2 1 3 33.33
907 ADONIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
908 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
909 ALPS ADVISORY (HK) LIMITED 1 2 3 66.67
910 Anuenue Advisors Limited 2 1 3 33.33
911 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
912 ARGYLE STREET MANAGEMENT LIMITED 1 2 3 66.67
913 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
914 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
915 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
916 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
917 BC Assets Management (HK) Limited 2 1 3 33.33
918 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
919 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
920 BPEA EQT Limited 1 2 3 66.67
921 CASH Mobile Financial Services Limited 1 2 3 66.67
922 CASH Wealth Management Limited 2 1 3 33.33
923 Champion & Co. 1 2 3 66.67
924 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
925 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
926 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 0 3 0.00
927 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
928 China Integrity Investment Limited 2 1 3 33.33
929 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
930 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
931 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 66.67
932 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
933 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
934 Cowen and Company (Asia) Limited 1 2 3 66.67
935 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
936 D.J. SECURITIES LIMITED 2 1 3 33.33
937 DAH SING SECURITIES LIMITED 1 2 3 66.67
938 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
939 Delta Asia Wealth Management Limited 2 1 3 33.33
940 DORIC CAPITAL CORPORATION 2 1 3 33.33
941 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
942 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
943 FOOK TIN SECURITIES (1987) LIMITED 2 1 3 33.33
944 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33
945 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
946 GIGA (HONG KONG) LIMITED 1 2 3 66.67
947 Giny Securities Company 1 2 3 66.67
948 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 3 0 3 0.00
949 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
950 HOI SANG SECURITIES LIMITED 1 2 3 66.67
951 HSZ (HONG KONG) LIMITED 1 2 3 66.67
952 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
953 HUNG SING FUTURES LIMITED 1 2 3 66.67
954 IMARKETS LIMITED 1 2 3 66.67
955 Interactive Brokers LLC 1 2 3 66.67
956 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 1 2 3 66.67
957 INTERNATIONAL COMMERCE CORPORATION 1 2 3 66.67
958 JS SECURITIES LIMITED 1 2 3 66.67
959 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
960 LAZARD ASIA (HONG KONG) LIMITED 1 2 3 66.67
961 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
962 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
963 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
964 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
965 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
966 MESSIS CAPITAL LIMITED 2 1 3 33.33
967 Nan Lee Investment Co. 1 2 3 66.67
968 NAPA GLOBAL LIMITED 2 1 3 33.33
969 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
970 Oriental Stocks & Shares (Investment) Co. 1 2 3 66.67
971 OSCAR BENSON LIMITED 1 2 3 66.67
972 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
973 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
974 PO LEE SECURITIES LIMITED 1 2 3 66.67
975 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
976 Rakuten Securities Hong Kong Limited 2 1 3 33.33
977 Redford Asset Management Limited 1 2 3 66.67
978 RESIDENTS SECURITIES LIMITED 1 2 3 66.67
979 Rich Union Securities (H.K.) Limited 1 2 3 66.67
980 Salisbury Securities 1 2 3 66.67
981 SCM CHINA LIMITED 2 1 3 33.33
982 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
983 Seaga International 1 2 3 66.67
984 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
985 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33
986 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 0 3 0.00
987 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 2 3 66.67
988 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
989 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33
990 Sinofortune Financial Capital Limited 2 1 3 33.33
991 Soo Pui Chen & Company 1 2 3 66.67
992 SPDB International Holdings Limited 3 0 3 0.00
993 STANDARD & POOR'S, LLC 2 1 3 33.33
994 Standard Commodities (Asia) Limited 1 2 3 66.67
995 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
996 Stellar Securities Limited 1 2 3 66.67
997 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
998 Sunline Prosticks Financial Solutions Limited 3 0 3 0.00
999 Superfund Financial (Hong Kong) Limited 1 2 3 66.67
1000 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
1001 VC International Asset Management Limited 1 2 3 66.67
1002 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1003 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1004 WORLDSEC INTERNATIONAL LIMITED 3 0 3 0.00
1005 WORLDTOP SECURITIES LIMITED 1 2 3 66.67
1006 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1007 YARDLEY FINANCE LIMITED 2 1 3 33.33
1008 YUE SHING SECURITIES COMPANY LIMITED 2 1 3 33.33
1009 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1010 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 1 2 50.00
1011 ACM ASIA LIMITED 2 0 2 0.00
1012 AGIFEL INTERNATIONAL LIMITED 0 2 2 100.00
1013 AISNA CONSULTANTS LIMITED 1 1 2 50.00
1014 Allard Partners Limited 2 0 2 0.00
1015 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
1016 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1017 ALPHA CORPORATE ADVISORS LIMITED 2 0 2 0.00
1018 ALTA FINANCE LIMITED 1 1 2 50.00
1019 Anuenue Limited 2 0 2 0.00
1020 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
1021 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 50.00
1022 Avia Asset Management Limited 2 0 2 0.00
1023 AXA Investment Managers Asia Limited 2 0 2 0.00
1024 BALI SECURITIES CO. LIMITED 2 0 2 0.00
1025 BDO FINANCIAL SERVICES LIMITED 2 0 2 0.00
1026 BEAF LIMITED (d2009-01-30) 1 1 2 50.00
1027 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1028 Bold Win Securities Co. 1 1 2 50.00
1029 BPI INTERNATIONAL FINANCE LIMITED 1 1 2 50.00
1030 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
1031 Bright Securities Company (The) 1 1 2 50.00
1032 BROOKE CAPITAL LIMITED 1 1 2 50.00
1033 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
1034 CES Wealth Management (HK) Limited 2 0 2 0.00
1035 Chanceton Capital Partners Limited 2 0 2 0.00
1036 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1037 ChapmanCraig Limited 2 0 2 0.00
1038 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
1039 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
1040 China Enterprise Securities Company Limited 1 1 2 50.00
1041 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
1042 China Gather Wealth Financial Company Limited 1 1 2 50.00
1043 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
1044 Ching Yick Company 1 1 2 50.00
1045 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1046 COL Securities (HK) Limited 1 1 2 50.00
1047 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
1048 CUPOLA CAPITAL LIMITED 2 0 2 0.00
1049 DASHIN SECURITIES LIMITED 1 1 2 50.00
1050 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
1051 EQ INVESTOR SERVICES LIMITED 2 0 2 0.00
1052 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
1053 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
1054 EVA ASSET MANAGEMENT LIMITED 1 1 2 50.00
1055 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
1056 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 1 2 50.00
1057 First China e-Safety Technology Limited 2 0 2 0.00
1058 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
1059 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 1 2 50.00
1060 FULLJET SECURITIES LIMITED 2 0 2 0.00
1061 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1062 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
1063 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1064 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
1065 GLOBAL FUTURE COMPANY LIMITED 1 1 2 50.00
1066 GLOBAL STRATEGIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1067 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
1068 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 2 2 100.00
1069 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 1 2 50.00
1070 H & Q ASIA PACIFIC (HONG KONG) LIMITED 2 0 2 0.00
1071 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1072 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 1 2 50.00
1073 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1074 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
1075 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
1076 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 50.00
1077 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 0.00
1078 Huajin Corporate Finance (International) Limited 2 0 2 0.00
1079 ICEA CAPITAL ASIA LIMITED 0 2 2 100.00
1080 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 50.00
1081 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1082 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 1 1 2 50.00
1083 iVenture Investment Management Limited 2 0 2 0.00
1084 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1085 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
1086 KARFORD SECURITIES LIMITED 2 0 2 0.00
1087 KGI Asset Management Limited 2 0 2 0.00
1088 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 1 1 2 50.00
1089 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1090 KINGSWAY SW FUND MANAGEMENT LIMITED 2 0 2 0.00
1091 Ko Kun Stock Company 1 1 2 50.00
1092 LAU & COMPANY LIMITED 2 0 2 0.00
1093 LEHMAN BROTHERS FUTURES ASIA LIMITED 1 1 2 50.00
1094 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
1095 LIPPO INVESTMENTS MANAGEMENT LIMITED 2 0 2 0.00
1096 Lynx Portfolio Limited 2 0 2 0.00
1097 Mainland Securities Co. 1 1 2 50.00
1098 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
1099 MEAG Hong Kong Limited 1 1 2 50.00
1100 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
1101 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1102 Melbourne Investment Company 1 1 2 50.00
1103 MELLON GLOBAL INVESTMENTS ASIA LIMITED 1 1 2 50.00
1104 Mercer (Hong Kong) Limited 1 1 2 50.00
1105 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
1106 On Hing Securities Company 1 1 2 50.00
1107 Oshidori Corporate Finance Limited 2 0 2 0.00
1108 OVERLOOK INVESTMENTS LIMITED 1 1 2 50.00
1109 PACIFIC CAPITAL (ASIA) LIMITED 2 0 2 0.00
1110 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
1111 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
1112 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
1113 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
1114 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
1115 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 1 2 50.00
1116 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 1 2 50.00
1117 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 100.00
1118 PRUDENCE FUTURES LIMITED 2 0 2 0.00
1119 Public Pacific Securities Limited 1 1 2 50.00
1120 REGENT FINANCIAL SERVICES LIMITED 1 1 2 50.00
1121 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 1 2 50.00
1122 REXCAPITAL ONLINE LIMITED 1 1 2 50.00
1123 RIMC ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
1124 RL360 SERVICES LIMITED 1 1 2 50.00
1125 Robert Kai Leung Lo 1 1 2 50.00
1126 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1127 SAMSUNG SECURITIES (ASIA) LIMITED 0 2 2 100.00
1128 San Wan Yuan & Company 1 1 2 50.00
1129 SHUN LOONG CAPITAL LIMITED 1 1 2 50.00
1130 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1131 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1132 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 0 2 0.00
1133 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1134 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 1 1 2 50.00
1135 SPS RESEARCH LIMITED 1 1 2 50.00
1136 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1137 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1138 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1139 Sun Life Financial Asia Services Limited 1 1 2 50.00
1140 Sun Life Pension Trust Limited 0 2 2 100.00
1141 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
1142 T & F RESEARCH LIMITED 1 1 2 50.00
1143 T. W. SABNANI SECURITIES LIMITED 1 1 2 50.00
1144 TACHIBANA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00
1145 Tai Chuen Securities Co. 1 1 2 50.00
1146 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1147 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
1148 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0.00
1149 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 1 2 50.00
1150 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1151 TUNG WUI SECURITIES CO., LIMITED 1 1 2 50.00
1152 Union Securities Co 1 1 2 50.00
1153 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1154 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
1155 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1156 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1157 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
1158 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1159 WING TAK SECURITIES LIMITED 1 1 2 50.00
1160 Winning & Company 1 1 2 50.00
1161 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1162 WORLDVEST CAPITAL LIMITED 2 0 2 0.00
1163 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1164 ZURICH CAPITAL MARKETS HONG KONG LIMITED 2 0 2 0.00
1165 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 50.00
1166 AASTOCKS.COM LIMITED 1 0 1 0.00
1167 AMPLE CAPITAL LIMITED 1 0 1 0.00
1168 AMRI ADVISORY LIMITED 1 0 1 0.00
1169 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1170 ASG CORPORATE FINANCE LIMITED 1 0 1 0.00
1171 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
1172 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
1173 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
1174 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
1175 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1176 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1177 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
1178 Axis Capital Management Limited 1 0 1 0.00
1179 B.N.P. SECURITIES (HONG KONG) LIMITED 1 0 1 0.00
1180 BARBER ASIA LIMITED 1 0 1 0.00
1181 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
1182 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1183 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0.00
1184 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
1185 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
1186 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
1187 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
1188 CBRE Investment Management (Asia) Limited 1 0 1 0.00
1189 CDIB MANAGEMENT (HK) LIMITED 1 0 1 0.00
1190 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
1191 CEIM (HK) LIMITED 1 0 1 0.00
1192 CHEETAH ADVISORS LIMITED 1 0 1 0.00
1193 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1194 China Finance Holdings Limited 1 0 1 0.00
1195 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
1196 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1197 COMMENCE COMPANY LIMITED 1 0 1 0.00
1198 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0.00
1199 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1200 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
1201 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1202 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1203 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
1204 DEMETER ASSET MANAGEMENT LIMITED 1 0 1 0.00
1205 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
1206 DONALDSON, LUFKIN & JENRETTE ASIA SECURITIES LIMITED 1 0 1 0.00
1207 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
1208 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
1209 EEERATE ADVISORY LIMITED 1 0 1 0.00
1210 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
1211 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
1212 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
1213 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
1214 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
1215 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
1216 EYREMOUNT LIMITED 1 0 1 0.00
1217 F & M Investment Advisor 1 0 1 0.00
1218 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1219 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
1220 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1221 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
1222 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1223 Fubon Fund Management (Hong Kong) Limited 1 0 1 0.00
1224 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
1225 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
1226 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1227 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1228 GRAND DYNASTY CAPITAL LIMITED 1 0 1 0.00
1229 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1230 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
1231 H & A Investment Company 1 0 1 0.00
1232 HAMON CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00
1233 HENDALE GROUP LIMITED 1 0 1 0.00
1234 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1235 Hon Hoi Suen, John 1 0 1 0.00
1236 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1237 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1238 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
1239 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 0 1 0.00
1240 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1241 INTERNATIONAL CAPITAL NETWORK LIMITED 1 0 1 0.00
1242 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
1243 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1244 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1245 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1246 Joseph Cheung & Associates 1 0 1 0.00
1247 JPMorgan Asset Management (Japan) Limited 1 0 1 0.00
1248 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1249 K.K. Wong & Company 1 0 1 0.00
1250 Ka Yue Investment Company 1 0 1 0.00
1251 Kan Fung Securities Co. 1 0 1 0.00
1252 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
1253 KHG Lam 1 0 1 0.00
1254 King Wai Company 1 0 1 0.00
1255 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
1256 KWK ASIA MANAGEMENT LIMITED 1 0 1 0.00
1257 Kwok Chung Chun Securities Company 1 0 1 0.00
1258 Lawsons Securities Company 1 0 1 0.00
1259 LINDEMAN ASIA LIMITED 1 0 1 0.00
1260 LM INVESTMENT MANAGEMENT INTERNATIONAL LIMITED 1 0 1 0.00
1261 Lombard Investments (HK) Limited 1 0 1 0.00
1262 Longitude Asia Limited 1 0 1 0.00
1263 M-TRADE ASIA LIMITED 1 0 1 0.00
1264 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1265 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
1266 MARC FABER LIMITED 1 0 1 0.00
1267 Maurice Lee Investment Advisor Company 1 0 1 0.00
1268 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
1269 MCP Holdings Limited (HK) 1 0 1 0.00
1270 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1271 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1272 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
1273 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1274 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
1275 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1276 NUADA CAPITAL LIMITED 1 0 1 0.00
1277 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1278 Offshore Financial Consultants 1 0 1 0.00
1279 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1280 Open Asset Management Limited 1 0 1 0.00
1281 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1282 PACIFIC GROUP LIMITED (THE) 1 0 1 0.00
1283 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1284 Pacific Sun Advisors Limited 1 0 1 0.00
1285 PANURGY LIMITED 1 0 1 0.00
1286 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0.00
1287 Paul Fan & Company 1 0 1 0.00
1288 Prashant K. Trivedi 1 0 1 0.00
1289 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1290 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
1291 PRIVATE CAPITAL LIMITED 1 0 1 0.00
1292 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1293 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 0.00
1294 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1295 SA Capital Limited (HK) 1 0 1 0.00
1296 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1297 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1298 Silk Road International Capital Limited 1 0 1 0.00
1299 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1300 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1301 SKY WARD ASIA LIMITED 1 0 1 0.00
1302 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 0.00
1303 South China Asset Management Limited 1 0 1 0.00
1304 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1305 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1306 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
1307 Success Power Investment Advisory Limited 1 0 1 0.00
1308 SUN RAISE CAPITAL LIMITED 1 0 1 0.00
1309 T G SECURITIES LIMITED 1 0 1 0.00
1310 T Y International 1 0 1 0.00
1311 T. M. MANAGEMENT LIMITED 1 0 1 0.00
1312 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1313 TCW ASIA LIMITED 1 0 1 0.00
1314 Teil Stock Investment Company 1 0 1 0.00
1315 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
1316 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1317 Tokio Marine Investment Services, Limited 0 1 1 100.00
1318 Trinity Financial Group Limited 1 0 1 0.00
1319 TVC MANAGEMENT LIMITED 1 0 1 0.00
1320 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
1321 UNI-CROWN INVESTMENT LIMITED 1 0 1 0.00
1322 UNITED CAPITAL LIMITED 1 0 1 0.00
1323 Value Partners Private Equity Limited 1 0 1 0.00
1324 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
1325 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1326 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1327 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1328 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1329 WIGRAM CAPITAL LIMITED 1 0 1 0.00
1330 WILLIAMS SECURITIES LIMITED 1 0 1 0.00
1331 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1332 WOCOM INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1333 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1334 Y. S. Law & Co. 1 0 1 0.00
1335 Ying Kit Stock Company 1 0 1 0.00
1336 Yuanta Securities (Hong Kong) Company Limited 1 0 1 0.00
1336 Average 2.22 15.71 17.93 87.61

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