SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
2 WM (HK) Limited 2 1293 1295 99.85
3 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
4 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
5 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
6 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
7 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
8 Citigroup Global Markets Asia Limited 23 574 597 96.15
9 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
10 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
11 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
12 Sun Life Hong Kong Limited 2 425 427 99.53
13 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
14 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
15 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
16 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
17 Merrill Lynch Far East Limited 15 346 361 95.84
18 CES Commodities (HK) Limited 8 345 353 97.73
19 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
20 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
21 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
22 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
23 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
24 KGI ASIA LIMITED 11 283 294 96.26
25 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
26 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
27 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
28 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
29 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
30 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
31 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
32 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
33 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
34 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
35 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
36 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
37 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
38 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
39 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
40 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
41 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
42 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
43 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
44 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
45 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
46 CES Forex (HK) Limited 4 146 150 97.33
47 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
48 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
49 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
50 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
51 CLSA LIMITED 7 123 130 94.62
52 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
53 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
54 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
55 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
56 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
57 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
58 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
59 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
60 CITIC Securities Futures (HK) Limited 7 100 107 93.46
61 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
62 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
63 CLSA RESEARCH LIMITED 2 104 106 98.11
64 Lion Global Financial Limited 6 99 105 94.29
65 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
66 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
67 GET NICE SECURITIES LIMITED 6 94 100 94.00
68 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
69 YF Life Investors Limited 3 96 99 96.97 2004-08-30
70 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
71 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
72 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
73 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
74 China International Capital Corporation (International) Limited 9 88 97 90.72
75 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
76 JPMorgan Funds (Asia) Limited 8 84 92 91.30
77 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
78 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
79 FIL Investment Advisors 6 85 91 93.41
80 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
81 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
82 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
83 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
84 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
85 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
86 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
87 CORPORATE BROKERS LIMITED 4 81 85 95.29
88 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
89 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
90 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
91 FT Securities Limited 3 77 80 96.25 2005-09-22
92 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
93 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
94 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
95 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
96 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
97 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
98 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
99 VC BROKERAGE LIMITED 3 73 76 96.05
100 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
101 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
102 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
103 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
104 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
105 EMPEROR FUTURES LIMITED 4 66 70 94.29
106 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
107 Newedge Broker Limited 4 66 70 94.29
108 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
109 FWD Financial Planning Limited (HK) 3 66 69 95.65
110 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
111 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
112 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
113 iBest Consultants Limited 2 61 63 96.83
114 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
115 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
116 T G HOLBORN (HK) LIMITED 4 57 61 93.44
117 Quam Securities Limited 7 53 60 88.33 2004-10-15
118 SANFULL SECURITIES LIMITED 6 54 60 90.00
119 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
120 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
121 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
122 CHONG HING SECURITIES LIMITED 4 54 58 93.10
123 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
124 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
125 CASH Wealth Management Limited 4 53 57 92.98
126 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
127 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
128 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
129 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
130 BOCI ASIA LIMITED 11 43 54 79.63
131 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
132 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
133 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
134 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
135 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
136 KINGSTON SECURITIES LIMITED 3 49 52 94.23
137 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
138 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
139 INVESCO HONG KONG LIMITED 8 42 50 84.00
140 Mason Securities Limited 5 44 49 89.80
141 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
142 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
143 Funderstone Securities Limited 3 45 48 93.75
144 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
145 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
146 VC FUTURES LIMITED 4 44 48 91.67
147 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
148 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
149 MUSHK Limited 8 39 47 82.98
150 Rich Union Securities (H.K.) Limited 4 43 47 91.49
151 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
152 RBS Asia Corporate Finance Limited 8 37 45 82.22
153 Citadel Asia Limited 3 41 44 93.18 2005-10-21
154 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
155 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
156 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
157 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
158 Taiping Securities (HK) Co Limited 4 40 44 90.91
159 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
160 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
161 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
162 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
163 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
164 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
165 Beevest Securities Limited 8 34 42 80.95 2005-03-07
166 CVP Securities Limited 2 40 42 95.24 2004-07-09
167 Funderstone Futures Limited 2 40 42 95.24
168 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
169 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
170 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
171 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
172 WOCOM SECURITIES LIMITED 5 36 41 87.80
173 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
174 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
175 Rakuten Securities Hong Kong Limited 2 38 40 95.00
176 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
177 DWS Investments Hong Kong Limited 5 33 38 86.84
178 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
179 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
180 PineBridge Investments Asia Limited 3 35 38 92.11
181 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
182 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
183 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
184 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
185 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
186 ICEA CAPITAL LIMITED 7 30 37 81.08
187 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
188 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
189 VALUE PARTNERS LIMITED 6 31 37 83.78
190 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
191 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
192 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
193 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
194 BOCI RESEARCH LIMITED 3 31 34 91.18
195 CGS International Securities Hong Kong Limited 5 29 34 85.29
196 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
197 SBI China Capital Securities Limited 3 31 34 91.18
198 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
199 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
200 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
201 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
202 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
203 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
204 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
205 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
206 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
207 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
208 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
209 Amundi Hong Kong Limited 5 27 32 84.38
210 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
211 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
212 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
213 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
214 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
215 GAM HONG KONG LIMITED 4 27 31 87.10
216 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
217 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
218 Mason Futures Limited (HK) 4 27 31 87.10
219 OnePlatform Securities Limited 2 29 31 93.55
220 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
221 Success Securities Limited 2 29 31 93.55
222 WIN WONG SECURITIES LIMITED 2 29 31 93.55
223 WOCOM LIMITED (HK) 4 26 30 86.67
224 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
225 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
226 INSTINET PACIFIC LIMITED 5 24 29 82.76
227 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
228 KAISER FUTURES LIMITED 3 26 29 89.66
229 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
230 Prime Cdex Securities Limited 4 25 29 86.21
231 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
232 TSE'S SECURITIES LIMITED 1 28 29 96.55
233 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
234 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
235 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
236 orientiert XYZ Securities Limited 2 26 28 92.86 2004-12-03
237 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
238 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
239 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
240 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
241 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
242 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
243 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
244 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
245 LEHIN SECURITIES LIMITED 3 24 27 88.89
246 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
247 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
248 Fosun International Securities Limited 5 21 26 80.77
249 HANG SENG SECURITIES LIMITED 5 21 26 80.77
250 CSC FUTURES (HK) LIMITED 3 22 25 88.00
251 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
252 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
253 HPEF Capital Partners Limited 5 20 25 80.00
254 PEACE TOWN FOREX LIMITED 4 21 25 84.00
255 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
256 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
257 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
258 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
259 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
260 CAIIS Limited 3 20 23 86.96 2006-05-23
261 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
262 GAYANG SECURITIES LIMITED 2 21 23 91.30
263 Glory Sun Securities Limited 3 20 23 86.96
264 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
265 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
266 KAISER SECURITIES LIMITED 2 21 23 91.30
267 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
268 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
269 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
270 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
271 WINFULL SECURITIES LIMITED 3 20 23 86.96
272 CLSA FUTURES LIMITED 4 18 22 81.82
273 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
274 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
275 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
276 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
277 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
278 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
279 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
280 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
281 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
282 CBH Asia Limited 4 17 21 80.95
283 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
284 DL BROKERAGE LIMITED 3 18 21 85.71
285 Essence International Financial Holdings Limited 2 19 21 90.48
286 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
287 HENYEP SECURITIES LIMITED 3 18 21 85.71
288 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
289 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
290 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
291 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
292 Shang International Finance Limited 6 15 21 71.43
293 SPS SECURITIES LIMITED 5 16 21 76.19
294 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
295 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
296 YICKO SECURITIES LIMITED 4 17 21 80.95
297 ADMIS Hong Kong Limited 3 17 20 85.00
298 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
299 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
300 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
301 CTBC Asia Limited 5 15 20 75.00 2004-01-14
302 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
303 EWARTON SECURITIES LIMITED 3 17 20 85.00
304 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
305 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
306 HUNG SING SECURITIES LIMITED 2 18 20 90.00
307 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
308 MTF SECURITIES LIMITED 2 18 20 90.00
309 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
310 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
311 PineBridge Investments Hong Kong Limited 4 16 20 80.00
312 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
313 Planetree Securities Limited 4 16 20 80.00
314 Polaris Capital (Asia) Limited 7 13 20 65.00
315 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
316 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
317 Well Link International Securities Limited 2 18 20 90.00
318 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
319 ANGUS MOORE LIMITED 2 17 19 89.47
320 BUSINESS SECURITIES LIMITED 2 17 19 89.47
321 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
322 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
323 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
324 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
325 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
326 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
327 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
328 BERICH BROKERAGE LIMITED 4 14 18 77.78
329 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
330 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
331 CMB International Global Markets Limited 5 13 18 72.22
332 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
333 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
334 GAOYU SECURITIES LIMITED 4 14 18 77.78
335 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
336 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
337 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
338 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
339 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
340 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
341 SBI China Capital Commodities Limited 4 14 18 77.78
342 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
343 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
344 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
345 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
346 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
347 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
348 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
349 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
350 Belvest Investment Services Limited 3 14 17 82.35
351 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
352 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
353 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
354 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
355 ELSTONE SECURITIES LIMITED 4 13 17 76.47
356 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
357 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
358 KINGSTON FUTURES LIMITED 2 15 17 88.24
359 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
360 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
361 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
362 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
363 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
364 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
365 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
366 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
367 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
368 BEA Union Investment Management Limited 4 12 16 75.00
369 CC Finance Limited 3 13 16 81.25 2006-04-20
370 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
371 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
372 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
373 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
374 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
375 HING WONG SECURITIES LIMITED 3 13 16 81.25
376 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
377 Shacom Securities Limited 2 14 16 87.50
378 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
379 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
380 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
381 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
382 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
383 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
384 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
385 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
386 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
387 HANG TAI SECURITIES LIMITED 2 13 15 86.67
388 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
389 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
390 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
391 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
392 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
393 MANGO FINANCIAL LIMITED 3 12 15 80.00
394 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
395 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
396 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
397 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
398 Open Securities Limited 4 11 15 73.33
399 PO SANG SECURITIES LIMITED 3 12 15 80.00
400 SBI China Capital Financial Services Limited 2 13 15 86.67
401 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
402 Virtu ITG Hong Kong Limited 5 10 15 66.67
403 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
404 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
405 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
406 Bright Fund Management Limited 3 11 14 78.57
407 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
408 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
409 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
410 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
411 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
412 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
413 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
414 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
415 LIM ADVISORS LIMITED 6 8 14 57.14
416 MALAHON SECURITIES LIMITED 2 12 14 85.71
417 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
418 ONSHINE SECURITIES LIMITED 3 11 14 78.57
419 Optima Capital Limited 4 10 14 71.43 2007-10-25
420 ORIENT SECURITIES LIMITED 1 13 14 92.86
421 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
422 RPS INVESTMENT LIMITED 4 10 14 71.43
423 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
424 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
425 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
426 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
427 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
428 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
429 Well Link Securities Limited 2 12 14 85.71 2005-11-11
430 WING FUNG SECURITIES LIMITED 3 11 14 78.57
431 WINTECH SECURITIES LIMITED 4 10 14 71.43
432 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
433 AIF CAPITAL LIMITED 6 7 13 53.85
434 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
435 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
436 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
437 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
438 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
439 EAST ASIA FUTURES LIMITED 2 11 13 84.62
440 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
441 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
442 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
443 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
444 Huajin Corporate Finance (International) Limited 4 9 13 69.23
445 Income Partners Asset Management (HK) Limited 4 9 13 69.23
446 LAMTEX SECURITIES LIMITED 3 10 13 76.92
447 LUEN SING SECURITIES LIMITED 4 9 13 69.23
448 M&F Asset Management Limited 3 10 13 76.92
449 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
450 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
451 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
452 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
453 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
454 St. James's Place (Hong Kong) Limited 3 10 13 76.92
455 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
456 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
457 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
458 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
459 Wisetrade Securities Limited 3 10 13 76.92
460 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
461 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
462 AM Squared Limited 2 10 12 83.33 2005-06-30
463 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
464 BULLISH SECURITIES LIMITED 2 10 12 83.33
465 China Finance KAB Limited 4 8 12 66.67 2004-12-23
466 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
467 China Tonghai (IA) Limited 3 9 12 75.00
468 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
469 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
470 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
471 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
472 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
473 HENIK SECURITIES LIMITED 2 10 12 83.33
474 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
475 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
476 Joy Silver Limited 5 7 12 58.33
477 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
478 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
479 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
480 Minerva Holding Financial Securities Limited 3 9 12 75.00
481 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
482 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
483 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
484 ROOFER SECURITIES LIMITED 3 9 12 75.00
485 SEEKERS MARKETS LIMITED 2 10 12 83.33
486 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
487 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
488 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
489 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
490 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
491 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
492 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
493 WING FAT SECURITIES LIMITED 3 9 12 75.00
494 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
495 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
496 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
497 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
498 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
499 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
500 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
501 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
502 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
503 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
504 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
505 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
506 CSC ASIA LIMITED 4 7 11 63.64
507 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
508 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
509 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
510 Everbright Securities Global (HK) Limited 3 8 11 72.73
511 EVERHOT SECURITIES LIMITED 3 8 11 72.73
512 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
513 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
514 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
515 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
516 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
517 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
518 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
519 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
520 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
521 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
522 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
523 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
524 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
525 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
526 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
527 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
528 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
529 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
530 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
531 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
532 SINOMAX SECURITIES LIMITED 2 9 11 81.82
533 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
534 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
535 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
536 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
537 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
538 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
539 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
540 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
541 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
542 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
543 Bradbury Securities Limited 3 7 10 70.00
544 BUSINESS FUTURES LIMITED 2 8 10 80.00
545 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
546 Capital International, Inc. 2 8 10 80.00 2007-07-03
547 CES International Commodities (HK) Limited 3 7 10 70.00
548 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
549 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
550 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
551 CVC Asia Pacific Limited 4 6 10 60.00
552 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
553 FE SECURITIES LIMITED 4 6 10 60.00
554 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
555 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
556 GIGA (HONG KONG) LIMITED 3 7 10 70.00
557 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
558 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
559 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
560 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
561 Hao Tian International Securities Limited 3 7 10 70.00
562 Hong Kong Stock Link Securities Limited 3 7 10 70.00
563 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
564 iBest Securities Company Limited 3 7 10 70.00
565 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
566 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
567 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
568 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
569 LUEN HING SECURITIES LIMITED 3 7 10 70.00
570 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
571 MCP Holdings Limited (HK) 3 7 10 70.00
572 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
573 NEW TREND FUTURES LIMITED 4 6 10 60.00
574 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
575 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
576 Planetree Futures Limited 4 6 10 60.00
577 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
578 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
579 Public Financial Securities Limited 2 8 10 80.00
580 Rifa Securities Limited 3 7 10 70.00
581 SDHG International Securities Limited 3 7 10 70.00
582 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
583 Sinofortune Securities Limited 3 7 10 70.00
584 SOLID KING SECURITIES LIMITED 3 7 10 70.00
585 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
586 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
587 TANG PING KONG LIMITED 3 7 10 70.00
588 Templewater Hong Kong Limited 4 6 10 60.00
589 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
590 Tyche Group Limited 2 8 10 80.00
591 WING ON SECURITIES LIMITED 2 8 10 80.00
592 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
593 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
594 AIF Securities Limited 4 5 9 55.56 2004-11-02
595 Anli Securities Limited 2 7 9 77.78
596 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
597 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
598 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
599 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
600 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
601 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
602 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
603 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
604 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
605 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
606 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
607 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
608 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
609 HERMES SECURITIES LIMITED 2 7 9 77.78
610 Hongkong Bay Securities Limited 2 7 9 77.78
611 HPEF Venture Partners Limited 4 5 9 55.56
612 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
613 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
614 Huayu Securities Limited 2 7 9 77.78
615 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
616 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
617 K.K.M. SECURITIES LIMITED 2 7 9 77.78
618 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
619 KMT SECURITIES LIMITED 2 7 9 77.78
620 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
621 Neutral Financial Holding Company Limited 3 6 9 66.67
622 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
623 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
624 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
625 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
626 SELINA & CO. LIMITED (HK) 2 7 9 77.78
627 SJS Markets Limited 3 6 9 66.67 2005-03-02
628 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
629 SPS COMMODITIES LIMITED 2 7 9 77.78
630 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
631 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
632 VC CAPITAL LIMITED 4 5 9 55.56
633 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
634 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
635 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
636 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
637 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
638 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
639 AJ Securities Limited 2 6 8 75.00
640 Allard Partners Limited 4 4 8 50.00
641 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
642 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
643 BOKHARY SECURITIES LIMITED 2 6 8 75.00
644 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
645 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
646 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
647 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
648 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
649 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
650 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
651 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
652 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
653 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
654 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
655 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
656 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
657 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
658 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
659 Goldyard Capital Limited 2 6 8 75.00
660 GT CAPITAL LIMITED 2 6 8 75.00
661 HANG SENG FUTURES LIMITED 2 6 8 75.00
662 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
663 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
664 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
665 Imagi Brokerage Limited 3 5 8 62.50
666 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
667 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
668 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
669 KB Securities Hong Kong Limited 3 5 8 62.50
670 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
671 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
672 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
673 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
674 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
675 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
676 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
677 Oshidori Securities Limited 2 6 8 75.00
678 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
679 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
680 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
681 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
682 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
683 SANSTON FINANCIAL GROUP LIMITED 4 4 8 50.00 2007-06-12
684 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
685 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
686 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
687 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
688 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
689 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
690 THING ON SECURITIES LIMITED 2 6 8 75.00
691 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
692 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
693 Value Partners Private Equity Limited 4 4 8 50.00
694 Wanhai Securities (HK) Limited 3 5 8 62.50
695 abrdn Hong Kong Limited 4 3 7 42.86
696 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
697 ALPS ADVISORY (HK) LIMITED 2 5 7 71.43
698 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
699 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
700 Anuenue Securities Limited 2 5 7 71.43
701 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
702 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
703 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
704 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
705 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
706 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
707 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
708 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
709 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
710 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
711 China Reserve Securities Limited 4 3 7 42.86
712 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
713 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
714 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
715 CS Wealth Securities Limited 4 3 7 42.86
716 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
717 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
718 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
719 DNB Asset Management (Asia) Limited 4 3 7 42.86
720 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
721 FAIRWIN BROKING LIMITED 2 5 7 71.43
722 FDB Financial Group Limited 4 3 7 42.86
723 Finet Securities Limited 3 4 7 57.14
724 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
725 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
726 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
727 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
728 GLS SECURITIES LIMITED 2 5 7 71.43
729 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
730 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
731 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
732 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
733 KILMOREY SECURITIES LIMITED 2 5 7 71.43
734 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
735 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
736 Matrix Securities Limited 5 2 7 28.57
737 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
738 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
739 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
740 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
741 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
742 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
743 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
744 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
745 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
746 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
747 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
748 ROSA SECURITIES LIMITED 3 4 7 57.14
749 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
750 Standard Commodities (Asia) Limited 3 4 7 57.14
751 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
752 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
753 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
754 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
755 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
756 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
757 Win Securities Limited 3 4 7 57.14
758 Yunfeng Financial Markets Limited 3 4 7 57.14
759 Zijing Capital Limited 2 5 7 71.43 2003-05-07
760 3V Capital Limited 3 3 6 50.00 2005-07-18
761 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
762 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
763 Aevitas Securities Limited 2 4 6 66.67
764 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
765 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
766 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
767 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
768 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
769 BOWEN ASIA LIMITED 5 1 6 16.67
770 Broadway Wealth Management Limited 2 4 6 66.67
771 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
772 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
773 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
774 CCB Securities Limited 2 4 6 66.67
775 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
776 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
777 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
778 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
779 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
780 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
781 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
782 Fubon Capital (HK) Limited 3 3 6 50.00
783 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
784 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
785 Goldbridge Securities Limited 3 3 6 50.00
786 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
787 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
788 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
789 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
790 iFAST Securities (HK) Limited 3 3 6 50.00
791 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
792 Instinet Alpha Trading Limited 4 2 6 33.33
793 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
794 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
795 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
796 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
797 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
798 KWOK HING SECURITIES LIMITED 2 4 6 66.67
799 Longitude Asia Limited 2 4 6 66.67
800 Mackenzie Investments Asia Limited 3 3 6 50.00
801 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
802 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
803 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
804 Metaverse Securities Limited (HK) 3 3 6 50.00
805 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
806 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
807 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
808 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
809 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
810 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
811 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
812 Oreana Financial Services Limited 2 4 6 66.67
813 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
814 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
815 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
816 Public Securities Limited 2 4 6 66.67
817 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
818 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
819 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
820 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
821 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
822 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
823 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
824 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
825 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
826 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
827 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
828 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
829 SIU ON SECURITIES LIMITED 2 4 6 66.67
830 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
831 SUN'S FUTURE LIMITED 3 3 6 50.00
832 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
833 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
834 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
835 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
836 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
837 TANG KEE SECURITIES LIMITED 3 3 6 50.00
838 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
839 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
840 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
841 Tokio Marine Investment Services, Limited 3 3 6 50.00
842 TRUTH SECURITIES LIMITED 4 2 6 33.33
843 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
844 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
845 United Securities Limited (HK) 2 4 6 66.67
846 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
847 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
848 WAH SANG SECURITIES LIMITED 2 4 6 66.67
849 Waton Securities International Limited 2 4 6 66.67
850 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
851 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
852 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
853 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
854 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
855 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
856 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
857 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
858 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
859 Averest Capital Limited 2 3 5 60.00
860 BEAR BRIGHT LIMITED 2 3 5 60.00
861 Black Marble Securities Limited 2 3 5 60.00
862 BLOOMYEARS LIMITED 2 3 5 60.00
863 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
864 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
865 CBRE Investment Management (Asia) Limited 1 4 5 80.00
866 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
867 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
868 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
869 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
870 China Integrity Investment Limited 2 3 5 60.00
871 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
872 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
873 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
874 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
875 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
876 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
877 CTW SECURITIES LIMITED 2 3 5 60.00
878 CUPOLA CAPITAL LIMITED 4 1 5 20.00
879 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
880 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
881 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
882 EQT Partners Asia Limited 2 3 5 60.00
883 F. R. ZIMMERN LIMITED 2 3 5 60.00
884 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
885 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
886 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
887 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
888 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
889 Grand Cartel Securities Company Limited 2 3 5 60.00
890 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
891 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
892 HOI SANG SECURITIES LIMITED 3 2 5 40.00
893 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
894 HSZ (HONG KONG) LIMITED 3 2 5 40.00
895 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
896 HUNG SING FUTURES LIMITED 2 3 5 60.00
897 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
898 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
899 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
900 iTTa Capital Limited 3 2 5 40.00 2003-05-29
901 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
902 JK Capital Management Limited 4 1 5 20.00
903 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
904 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
905 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
906 Kam Wah Investments Limited 2 3 5 60.00
907 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
908 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
909 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
910 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
911 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
912 MAGUSTA FUTURES LIMITED 2 3 5 60.00
913 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
914 MEAG Hong Kong Limited 2 3 5 60.00
915 MEGABASE SECURITIES LIMITED 2 3 5 60.00
916 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
917 Merdeka Securities Limited 3 2 5 40.00
918 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
919 MORTON SECURITIES LIMITED 2 3 5 60.00
920 Nittan Securities Asia Limited 2 3 5 60.00
921 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
922 PANURGY LIMITED 4 1 5 20.00
923 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
924 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
925 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
926 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
927 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
928 PO LEE SECURITIES LIMITED 2 3 5 60.00
929 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
930 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
931 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
932 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
933 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
934 SHACOM FUTURES LIMITED 3 2 5 40.00
935 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
936 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
937 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
938 TAIFAIR FUTURES LIMITED 2 3 5 60.00
939 Tensant Securities Limited 2 3 5 60.00 2004-08-25
940 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
941 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
942 VC International Asset Management Limited 3 2 5 40.00
943 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
944 WAH THAI SECURITIES LIMITED 3 2 5 40.00
945 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
946 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
947 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
948 YF FUTURES COMPANY LIMITED 2 3 5 60.00
949 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
950 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
951 Absolute Investment Management (HK) Limited 3 1 4 25.00
952 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
953 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
954 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
955 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
956 ALTUS CAPITAL LIMITED 3 1 4 25.00
957 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
958 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
959 Arta Global Futures Limited 2 2 4 50.00
960 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
961 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
962 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
963 ChapmanCraig Limited 2 2 4 50.00
964 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
965 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
966 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
967 CHUANGS & CO. LIMITED 3 1 4 25.00
968 COL Securities (HK) Limited 3 1 4 25.00
969 COMGEST FAR EAST LIMITED 2 2 4 50.00
970 Cowen and Company (Asia) Limited 2 2 4 50.00 2003-12-19
971 DAH SING SECURITIES LIMITED 2 2 4 50.00
972 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
973 EAA SECURITIES LIMITED 2 2 4 50.00
974 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
975 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
976 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
977 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
978 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
979 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
980 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
981 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
982 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
983 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
984 GCAM Limited 3 1 4 25.00 2004-10-19
985 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
986 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
987 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
988 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
989 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
990 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
991 Grit Securities Limited 2 2 4 50.00
992 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
993 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
994 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
995 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
996 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
997 HIP HING SECURITIES LIMITED 2 2 4 50.00
998 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
999 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1000 HOORAY SECURITIES LIMITED 3 1 4 25.00
1001 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
1002 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1003 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
1004 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
1005 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
1006 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
1007 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1008 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
1009 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
1010 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
1011 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
1012 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
1013 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
1014 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1015 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
1016 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1017 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
1018 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
1019 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
1020 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
1021 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1022 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
1023 MING HON SECURITIES LIMITED 3 1 4 25.00
1024 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1025 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
1026 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
1027 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1028 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1029 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1030 Nuada Limited 3 1 4 25.00 2004-01-15
1031 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1032 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
1033 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1034 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1035 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1036 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
1037 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
1038 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1039 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
1040 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
1041 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1042 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
1043 Silk Road International Capital Limited 3 1 4 25.00
1044 Sinofortune Financial Capital Limited 3 1 4 25.00
1045 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
1046 STANDARD & POOR'S, LLC 2 2 4 50.00
1047 Stellar Securities Limited 3 1 4 25.00
1048 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1049 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
1050 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1051 T & F Equities Limited 2 2 4 50.00 2005-11-23
1052 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1053 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1054 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
1055 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
1056 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
1057 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
1058 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1059 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
1060 Vantum Futures Limited 2 2 4 50.00
1061 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1062 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
1063 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
1064 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1065 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1066 WILBY SECURITIES LIMITED 2 2 4 50.00
1067 WMG Asia Limited 2 2 4 50.00 2007-02-28
1068 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1069 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1070 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1071 Zhongrong International Futures Co., Limited 2 2 4 50.00
1072 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
1073 313 Capital Management Limited 1 2 3 66.67
1074 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1075 ACM ASIA LIMITED 3 0 3 0.00
1076 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
1077 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
1078 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1079 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1080 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
1081 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
1082 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1083 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
1084 Alpha Nova Capital Management Limited 2 1 3 33.33
1085 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
1086 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
1087 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1088 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1089 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
1090 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1091 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
1092 Avia Asset Management Limited 2 1 3 33.33
1093 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1094 Axis Capital Management Limited 3 0 3 0.00
1095 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1096 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
1097 Bentley Capital Limited (HK) 3 0 3 0.00
1098 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
1099 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
1100 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1101 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1102 BROOKE CAPITAL LIMITED 2 1 3 33.33
1103 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
1104 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1105 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1106 CERES CAPITAL LIMITED 3 0 3 0.00
1107 Chanceton Capital Partners Limited 3 0 3 0.00
1108 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
1109 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1110 China Enterprise Securities Company Limited 2 1 3 33.33
1111 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
1112 China Finance Holdings Limited 2 1 3 33.33
1113 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1114 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1115 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1116 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
1117 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
1118 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
1119 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1120 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1121 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
1122 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1123 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1124 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
1125 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1126 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
1127 Delta Asia Wealth Management Limited 2 1 3 33.33
1128 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1129 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
1130 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
1131 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1132 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1133 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
1134 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
1135 FULL WIN SECURITIES LIMITED 2 1 3 33.33
1136 GCIS LIMITED 3 0 3 0.00 2007-05-16
1137 GET NICE CAPITAL LIMITED 3 0 3 0.00
1138 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
1139 Goldin Equities Limited 2 1 3 33.33
1140 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
1141 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
1142 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1143 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
1144 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
1145 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
1146 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1147 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
1148 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1149 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1150 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1151 IMARKETS LIMITED 2 1 3 33.33
1152 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1153 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1154 iVenture Investment Management Limited 2 1 3 33.33
1155 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
1156 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
1157 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1158 JVSakk Asia Limited 2 1 3 33.33
1159 Kaiser KT Capital Limited 2 1 3 33.33
1160 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1161 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
1162 KGI Asset Management Limited 2 1 3 33.33
1163 LBN Advisers Limited 3 0 3 0.00 2007-09-13
1164 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
1165 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1166 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1167 Lynx Portfolio Limited 2 1 3 33.33
1168 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
1169 MESSIS CAPITAL LIMITED 2 1 3 33.33
1170 MFG Limited (HK) 2 1 3 33.33 2006-07-17
1171 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
1172 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
1173 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
1174 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
1175 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
1176 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1177 Oshidori Corporate Finance Limited 2 1 3 33.33
1178 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1179 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1180 Pacific Sun Advisors Limited 3 0 3 0.00
1181 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1182 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
1183 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
1184 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1185 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
1186 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1187 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
1188 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1189 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1190 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
1191 RBS Asia Futures Limited 0 3 3 100.00
1192 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1193 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1194 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1195 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1196 ROCIM Limited 3 0 3 0.00 2007-06-29
1197 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1198 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1199 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
1200 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1201 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
1202 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
1203 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
1204 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1205 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1206 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1207 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
1208 SPDB International Holdings Limited 3 0 3 0.00
1209 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1210 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
1211 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1212 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1213 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1214 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1215 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1216 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1217 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1218 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1219 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1220 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1221 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1222 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
1223 VMS Securities Limited 2 1 3 33.33
1224 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1225 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1226 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1227 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1228 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1229 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1230 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1231 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1232 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1233 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1234 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1235 AASTOCKS.COM LIMITED 2 0 2 0.00
1236 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1237 ADM SECURITIES LIMITED 2 0 2 0.00
1238 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1239 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1240 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1241 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
1242 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1243 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1244 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
1245 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1246 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1247 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
1248 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1249 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
1250 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1251 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
1252 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1253 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
1254 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
1255 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1256 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1257 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
1258 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1259 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1260 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1261 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1262 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1263 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1264 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1265 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
1266 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
1267 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1268 COMMENCE COMPANY LIMITED 2 0 2 0.00
1269 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1270 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
1271 D.J. SECURITIES LIMITED 2 0 2 0.00
1272 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
1273 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1274 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1275 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1276 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1277 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1278 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1279 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1280 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1281 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
1282 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1283 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1284 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
1285 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
1286 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1287 FULLJET SECURITIES LIMITED 2 0 2 0.00
1288 Funderstone Asset Management (HK) Limited 1 1 2 50.00
1289 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
1290 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1291 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1292 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1293 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1294 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1295 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
1296 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
1297 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1298 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1299 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1300 HOORAY CAPITAL LIMITED 2 0 2 0.00
1301 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1302 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1303 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1304 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1305 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1306 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1307 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1308 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
1309 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1310 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1311 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1312 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1313 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1314 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1315 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1316 KARFORD SECURITIES LIMITED 2 0 2 0.00
1317 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1318 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1319 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1320 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1321 LAU & COMPANY LIMITED 2 0 2 0.00
1322 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
1323 Lombard Investments (HK) Limited 2 0 2 0.00
1324 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
1325 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
1326 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1327 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1328 Marbury Investment Limited 2 0 2 0.00 2007-04-13
1329 MARC FABER LIMITED 2 0 2 0.00
1330 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1331 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1332 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
1333 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1334 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
1335 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
1336 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1337 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1338 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1339 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1340 Open Asset Management Limited 2 0 2 0.00
1341 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1342 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1343 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1344 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1345 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1346 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
1347 PGIM (Hong Kong) Limited 2 0 2 0.00
1348 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1349 Polen Capital HK Limited 2 0 2 0.00
1350 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1351 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1352 Proton Capital Limited 2 0 2 0.00 2007-10-16
1353 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
1354 QUAM FUTURES LIMITED 2 0 2 0.00
1355 Redford Asset Management Limited 1 1 2 50.00
1356 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1357 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1358 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1359 SCM CHINA LIMITED 2 0 2 0.00
1360 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
1361 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1362 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1363 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1364 SKY WARD ASIA LIMITED 2 0 2 0.00
1365 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1366 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1367 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1368 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1369 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1370 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1371 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1372 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1373 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1374 TC Investment Management (Asia) Limited 2 0 2 0.00
1375 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1376 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1377 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1378 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
1379 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
1380 TVC MANAGEMENT LIMITED 2 0 2 0.00
1381 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1382 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1383 VERCAP Financial Services Limited 2 0 2 0.00
1384 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1385 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
1386 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1387 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
1388 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1389 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1390 WING TAK SECURITIES LIMITED 2 0 2 0.00
1391 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1392 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1393 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1394 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
1395 Beijing Securities Limited 1 0 1 0.00
1396 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1397 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1398 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
1399 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1400 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1401 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1402 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1403 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
1404 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
1405 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1405 Average 3.26 24.16 27.43 88.11

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