SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 26 396 422 93.84
2 UBS SECURITIES ASIA LIMITED 14 203 217 93.55
3 CSI Corporate Finance (HK) Limited 13 20 33 60.61
4 HSBC BROKING SECURITIES (ASIA) LIMITED 12 103 115 89.57
5 Citigroup Global Markets Asia Limited 11 283 294 96.26
6 Merrill Lynch (Asia Pacific) Limited 11 329 340 96.76
7 DEUTSCHE SECURITIES ASIA LIMITED 10 81 91 89.01
8 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 9 37 46 80.43
9 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 31 40 77.50
10 INVESCO HONG KONG LIMITED 9 34 43 79.07
11 KINGSWAY CAPITAL LIMITED 9 16 25 64.00
12 Merrill Lynch Far East Limited 9 121 130 93.08
13 UOB KAY HIAN (HONG KONG) LIMITED 9 109 118 92.37
14 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 191 199 95.98
15 HSBC SECURITIES (ASIA) LIMITED 8 71 79 89.87
16 ICEA CAPITAL LIMITED 8 18 26 69.23
17 Yuanta Asia Investment (Hong Kong) Limited 8 13 21 61.90
18 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 135 142 95.07
19 CLSA LIMITED 7 62 69 89.86
20 Credit Agricole Securities (Asia) Limited 7 73 80 91.25
21 Everbright Securities Investment Services (HK) Limited 7 251 258 97.29
22 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 86.27
23 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 7 38 45 84.44
24 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
25 Morgan Stanley Asia Limited 7 373 380 98.16
26 SG SECURITIES (HK) LIMITED 7 52 59 88.14
27 Standard Chartered Securities (Hong Kong) Limited 7 26 33 78.79
28 A ONE INVESTMENT COMPANY LIMITED 6 3 9 33.33
29 AIF CAPITAL LIMITED 6 7 13 53.85
30 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 81 87 93.10
31 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
32 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 197 203 97.04
33 Funderstone Securities Limited 6 38 44 86.36
34 HAITONG INTERNATIONAL CAPITAL LIMITED 6 11 17 64.71
35 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 45.45
36 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 70.00
37 HPEF Capital Partners Limited 6 16 22 72.73
38 Joy Silver Limited 6 3 9 33.33
39 LEHMAN BROTHERS ASIA LIMITED 6 73 79 92.41
40 LLOYDS TSB PACIFIC LIMITED 6 12 18 66.67
41 MACQUARIE CAPITAL LIMITED 6 69 75 92.00
42 Polaris Capital (Asia) Limited 6 8 14 57.14
43 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 8 14 57.14
44 Prime Cdex Securities Limited 6 26 32 81.25
45 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 37 43 86.05
46 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 6 50 56 89.29
47 WING ON CHEONG SECURITIES COMPANY LIMITED 6 26 32 81.25
48 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 5 10 50.00
49 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 3 8 37.50
50 Asia Pacific Securities Limited 5 9 14 64.29
51 BKHK Limited 5 0 5 0.00
52 BOCI SECURITIES LIMITED 5 70 75 93.33
53 CELESTIAL COMMODITIES LIMITED 5 113 118 95.76
54 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54
55 China International Capital Corporation (International) Limited 5 23 28 82.14
56 CHRISTFUND SECURITIES LIMITED 5 29 34 85.29
57 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
58 CITIC Securities Brokerage (HK) Limited 5 66 71 92.96
59 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 5 81 86 94.19
60 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 168 173 97.11
61 DBS ASIA CAPITAL LIMITED 5 14 19 73.68
62 ENLIGHTEN SECURITIES LIMITED 5 11 16 68.75
63 FIL Investment Management (Hong Kong) Limited 5 68 73 93.15
64 Fosun International Securities Limited 5 19 24 79.17
65 FOX-PITT, KELTON (ASIA) LIMITED 5 14 19 73.68
66 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
67 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
68 GREAT BAY SECURITIES LIMITED 5 51 56 91.07
69 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 45 50 90.00
70 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 81.48
71 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
72 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 11 16 68.75
73 IREALITY INVESTMENTS LIMITED 5 4 9 44.44
74 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 38 43 88.37
75 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 32 37 86.49
76 KARL-THOMSON SECURITIES COMPANY LIMITED 5 37 42 88.10
77 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 10 15 66.67
78 MAGIC COMPASS FUTURES LIMITED 5 5 10 50.00
79 Matrix Securities Limited 5 3 8 37.50
80 MIB SECURITIES (HONG KONG) LIMITED 5 60 65 92.31
81 PEACE TOWN FOREX LIMITED 5 48 53 90.57
82 PEACE TOWN FUTURES LIMITED 5 15 20 75.00
83 PHILLIP SECURITIES (HONG KONG) LIMITED 5 217 222 97.75
84 RBS Asia Securities (Hong Kong) Limited 5 36 41 87.80
85 SANFULL SECURITIES LIMITED 5 52 57 91.23
86 SINOPAC SECURITIES (ASIA) LIMITED 5 30 35 85.71
87 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 68.75
88 UBS SECURITIES HONG KONG LIMITED 5 19 24 79.17
89 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
90 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
91 ZHONGRONG PT SECURITIES LIMITED 5 18 23 78.26
92 ABCI Securities Company Limited 4 24 28 85.71
93 Absolute Investment Management (HK) Limited 4 1 5 20.00
94 Allianz Global Investors Hong Kong Limited 4 23 27 85.19
95 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
96 Belvest Investment Services Limited 4 7 11 63.64
97 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00
98 Bentley Capital Limited (HK) 4 0 4 0.00
99 BERICH BROKERAGE LIMITED 4 31 35 88.57
100 BETA INTERNATIONAL SECURITIES LIMITED 4 12 16 75.00
101 BOCI ASIA LIMITED 4 15 19 78.95
102 BOCI Bullion Company Limited 4 17 21 80.95
103 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 50 54 92.59
104 BOWEN ASIA LIMITED 4 2 6 33.33
105 CELESTIAL FINANCE LIMITED 4 108 112 96.43
106 CEPA ALLIANCE SECURITIES LIMITED 4 12 16 75.00
107 CES Forex (HK) Limited 4 134 138 97.10
108 CHARLES SCHMITT & ASSOCIATES LIMITED 4 3 7 42.86
109 CHEER UNION SECURITIES LIMITED 4 20 24 83.33
110 China Best International Futures Co., Limited 4 6 10 60.00
111 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
112 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 50.00
113 CHONG HING SECURITIES LIMITED 4 20 24 83.33
114 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
115 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 94.52
116 CINDA INTERNATIONAL SECURITIES LIMITED 4 71 75 94.67
117 CLSA FUTURES LIMITED 4 23 27 85.19
118 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
119 CORPORATE BROKERS LIMITED 4 86 90 95.56
120 Credit Suisse Securities (Hong Kong) Limited 4 127 131 96.95
121 CS Wealth Securities Limited 4 4 8 50.00
122 CSC SECURITIES (HK) LIMITED 4 22 26 84.62
123 DBS VICKERS (HONG KONG) LIMITED 4 106 110 96.36
124 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 37 41 90.24
125 FIL Investment Advisors 4 32 36 88.89
126 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
127 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
128 FIRST SHANGHAI SECURITIES LIMITED 4 26 30 86.67
129 FUHWA SECURITIES (HONG KONG) CO., LIMITED 4 0 4 0.00
130 FULBRIGHT SECURITIES LIMITED 4 34 38 89.47
131 Funderstone Futures Limited 4 30 34 88.24
132 GAM HONG KONG LIMITED 4 14 18 77.78
133 GAOYU SECURITIES LIMITED 4 14 18 77.78
134 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 8 12 66.67
135 HANG SENG FUTURES LIMITED 4 3 7 42.86
136 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 29 33 87.88
137 HANG SENG SECURITIES LIMITED 4 10 14 71.43
138 HING WAI ALLIED SECURITIES LIMITED 4 16 20 80.00
139 HONG KONG FOREX INVESTMENT LIMITED 4 255 259 98.46
140 Hongkong Bay Securities Limited 4 17 21 80.95
141 HOORAY CAPITAL LIMITED 4 2 6 33.33
142 HPEF Venture Partners Limited 4 0 4 0.00
143 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 92.59
144 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 8 12 66.67
145 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
146 Instinet Alpha Trading Limited 4 4 8 50.00
147 INSTINET PACIFIC LIMITED 4 8 12 66.67
148 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 52 56 92.86
149 JS CRESVALE CAPITAL LIMITED 4 7 11 63.64
150 KAISER FUTURES LIMITED 4 26 30 86.67
151 KAM FAI SECURITIES CO., LIMITED 4 13 17 76.47
152 KINGSWAY UNIT TRUST MANAGERS LIMITED 4 8 12 66.67
153 KPMG CORPORATE FINANCE LIMITED 4 12 16 75.00
154 KWONG FAT HONG (SECURITIES) LIMITED 4 12 16 75.00
155 Legg Mason Asset Management Hong Kong Limited 4 10 14 71.43
156 Legg Mason International Equities (Hong Kong) Limited 4 10 14 71.43
157 LUEN FAT SECURITIES COMPANY LIMITED 4 46 50 92.00
158 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 8 12 66.67
159 Metaverse Securities Limited (HK) 4 0 4 0.00
160 MIS SERVICES LIMITED (d2019-06-01) 4 3 7 42.86
161 Morgan Stanley Hong Kong Securities Limited 4 19 23 82.61
162 NEW TREND FUTURES LIMITED 4 21 25 84.00
163 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
164 Northern Trust Company of Hong Kong Limited (The) 4 4 8 50.00
165 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
166 Pictet Asset Management (Hong Kong) Limited 4 1 5 20.00
167 PineBridge Investments Hong Kong Limited 4 1 5 20.00
168 Planetree Securities Limited 4 20 24 83.33
169 PPM VENTURES (ASIA) LIMITED 4 2 6 33.33
170 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 2 6 33.33
171 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
172 RBS Asia Corporate Finance Limited 4 44 48 91.67
173 RPS INVESTMENT LIMITED 4 4 8 50.00
174 SG Asset Finance (Hong Kong) Limited 4 15 19 78.95
175 SIU YIP COMMODITY LIMITED 4 4 8 50.00
176 SOUTH CHINA CAPITAL LIMITED 4 11 15 73.33
177 SPS SECURITIES LIMITED 4 16 20 80.00
178 STANHILL (HONG KONG) LIMITED 4 10 14 71.43
179 Taiping Securities (HK) Co Limited 4 30 34 88.24
180 TIFFIT SECURITIES (HONG KONG) LIMITED 4 7 11 63.64
181 TIS SECURITIES (HK) LIMITED 4 15 19 78.95
182 TRUTH SECURITIES LIMITED 4 2 6 33.33
183 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
184 Tung Shing Securities (Brokers) Limited 4 346 350 98.86
185 TUNG TAI SECURITIES COMPANY LIMITED 4 11 15 73.33
186 UOB ASIA (HONG KONG) LIMITED 4 9 13 69.23
187 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
188 VC CAPITAL LIMITED 4 7 11 63.64
189 VC INTERNATIONAL TRADING LIMITED 4 43 47 91.49
190 WING SANG SECURITIES COMPANY LIMITED 4 12 16 75.00
191 WINTECH SECURITIES LIMITED 4 16 20 80.00
192 YF SECURITIES COMPANY LIMITED 4 10 14 71.43
193 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
194 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
195 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 0 3 0.00
196 ALTUS CAPITAL LIMITED 3 2 5 40.00
197 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
198 Amundi Hong Kong Limited 3 18 21 85.71
199 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
200 Anuenue Securities Limited 3 5 8 62.50
201 ASG MANAGEMENT LIMITED (HK) 3 11 14 78.57
202 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
203 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
204 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
205 BEAR STEARNS ASIA LIMITED 3 42 45 93.33
206 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
207 BLOOMBERG TRADEBOOK HONG KONG LIMITED 3 1 4 25.00
208 BOCOM International Holdings Company Limited 3 14 17 82.35
209 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
210 CELESTIAL CAPITAL LIMITED 3 4 7 57.14
211 CELESTIAL SECURITIES LIMITED 3 145 148 97.97
212 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
213 CES International Commodities (HK) Limited 3 2 5 40.00
214 CHALLENGE COMMODITIES LIMITED 3 3 6 50.00
215 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
216 CHARLES SCHWAB, HONG KONG, LIMITED 3 21 24 87.50
217 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
218 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 0 3 0.00
219 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 25.00
220 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 33 36 91.67
221 CHINA EVERBRIGHT FOREX LIMITED 3 11 14 78.57
222 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 41 44 93.18
223 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 13 16 81.25
224 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 3 34 37 91.89
225 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
226 China Reserve Securities Limited 3 2 5 40.00
227 China Tonghai (IA) Limited 3 6 9 66.67
228 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
229 CITIC Securities CLSA Capital Partners (HK) Limited 3 1 4 25.00
230 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
231 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
232 CMB International Global Markets Limited 3 16 19 84.21
233 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
234 CORPORATE COMMODITIES LIMITED 3 27 30 90.00
235 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
236 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
237 CSC ASIA LIMITED 3 9 12 75.00
238 Daiwa Capital Markets Hong Kong Limited 3 35 38 92.11
239 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 13 16 81.25
240 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 3 4 7 57.14
241 DNB Asset Management (Asia) Limited 3 4 7 57.14
242 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
243 ELSTONE SECURITIES LIMITED 3 19 22 86.36
244 EMPEROR CORPORATE FINANCE LIMITED 3 2 5 40.00
245 EMPEROR SECURITIES LIMITED (HK) 3 60 63 95.24
246 ENLIGHTEN FUTURES LIMITED 3 6 9 66.67
247 Everbright Securities Global (HK) Limited 3 8 11 72.73
248 FE SECURITIES LIMITED 3 11 14 78.57
249 First Sentier Investors (Hong Kong) Limited 3 9 12 75.00
250 FIRST STATE (HONG KONG) LLC 3 6 9 66.67
251 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 14 17 82.35
252 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 25.00
253 FT Securities Limited 3 83 86 96.51
254 GET NICE CAPITAL LIMITED 3 2 5 40.00
255 GET NICE SECURITIES LIMITED 3 64 67 95.52
256 GLOBAL CREDIT SECURITIES LIMITED 3 9 12 75.00
257 Glory Sun Securities Limited 3 12 15 80.00
258 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
259 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 88 91 96.70
260 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
261 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 3 0 3 0.00
262 GUOTAI JUNAN CAPITAL LIMITED 3 9 12 75.00
263 Halbis Capital Management (Hong Kong) Limited 3 11 14 78.57
264 HANG TAI SECURITIES LIMITED 3 11 14 78.57
265 HANTEC SECURITIES CO., LIMITED 3 17 20 85.00
266 HING WONG SECURITIES LIMITED 3 9 12 75.00
267 HOENIG (FAR EAST) LIMITED 3 5 8 62.50
268 Hong Kong Stock Link Securities Limited 3 7 10 70.00
269 HOORAY SECURITIES LIMITED 3 16 19 84.21
270 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 97.17
271 HSBC GUYERZELLER FAR EAST LIMITED 3 1 4 25.00
272 iBest Securities Company Limited 3 7 10 70.00
273 iFAST Securities (HK) Limited 3 3 6 50.00
274 Imagi Brokerage Limited 3 3 6 50.00
275 Income Partners Asset Management (HK) Limited 3 5 8 62.50
276 Investec Asia Limited 3 1 4 25.00
277 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 6 9 66.67
278 JK Capital Management Limited 3 1 4 25.00
279 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
280 K.K.M. SECURITIES LIMITED 3 10 13 76.92
281 Kaiser KT Capital Limited 3 3 6 50.00
282 Kam Wah Investments Limited 3 2 5 40.00
283 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
284 KGI ASIA LIMITED 3 164 167 98.20
285 KGI SECURITIES (HONG KONG) LIMITED 3 25 28 89.29
286 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 15 18 83.33
287 KILMOREY SECURITIES LIMITED 3 7 10 70.00
288 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
289 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
290 KINGSTON SECURITIES LIMITED 3 47 50 94.00
291 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
292 LAMTEX SECURITIES LIMITED 3 12 15 80.00
293 LEHIN SECURITIES LIMITED 3 21 24 87.50
294 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 12 15 80.00
295 LIM ADVISORS LIMITED 3 4 7 57.14
296 Lion Global Financial Limited 3 27 30 90.00
297 LUEN HING SECURITIES LIMITED 3 6 9 66.67
298 LUEN SING SECURITIES LIMITED 3 12 15 80.00
299 M&F Asset Management Limited 3 9 12 75.00
300 Mackenzie Investments Asia Limited 3 1 4 25.00
301 MACQUARIE EQUITIES (ASIA) LIMITED 3 31 34 91.18
302 Mason Futures Limited (HK) 3 26 29 89.66
303 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
304 Mason Securities Limited 3 51 54 94.44
305 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 4 7 57.14
306 Merdeka Securities Limited 3 1 4 25.00
307 MING HON SECURITIES LIMITED 3 1 4 25.00
308 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
309 Morgan Stanley Hong Kong Futures Limited 3 147 150 98.00
310 MUSHK Limited 3 14 17 82.35
311 Nerico Brothers Limited (HK) 3 3 6 50.00
312 Newedge Broker Limited 3 16 19 84.21
313 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
314 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 75.00
315 OKASAN INTERNATIONAL (ASIA) LIMITED 3 4 7 57.14
316 ONSHINE SECURITIES LIMITED 3 11 14 78.57
317 Optima Capital Limited 3 6 9 66.67
318 ORIENTAL PATRON ASIA LIMITED 3 14 17 82.35
319 Oshidori Securities Limited 3 9 12 75.00
320 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 86.96
321 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
322 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
323 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50
324 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 97.39
325 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 50.00
326 PHOENIX CAPITAL SECURITIES LIMITED 3 6 9 66.67
327 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
328 PineBridge Investments Asia Limited 3 31 34 91.18
329 PIPER JAFFRAY ASIA LIMITED 3 7 10 70.00
330 Planetree Futures Limited 3 6 9 66.67
331 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
332 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
333 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 6 9 66.67
334 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 19 22 86.36
335 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
336 QUAM FUTURES LIMITED 3 16 19 84.21
337 Quam Securities Limited 3 29 32 90.63
338 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 78.57
339 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
340 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 50.00
341 ROSA SECURITIES LIMITED 3 10 13 76.92
342 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 37 40 92.50
343 SBI China Capital Commodities Limited 3 17 20 85.00
344 SBI China Capital Financial Services Limited 3 10 13 76.92
345 SBI China Capital Securities Limited 3 31 34 91.18
346 SDHG International Securities Limited 3 5 8 62.50
347 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 8 11 72.73
348 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
349 SHACOM FUTURES LIMITED 3 2 5 40.00
350 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 0 3 0.00
351 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 10 13 76.92
352 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 3 110 113 97.35
353 SHUN LOONG SECURITIES COMPANY LIMITED 3 84 87 96.55
354 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 4 7 57.14
355 SOUTH CHINA COMMODITIES LIMITED 3 74 77 96.10
356 South China Investment Consultancy (Hong Kong) Limited 3 21 24 87.50
357 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
358 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 111 114 97.37
359 SPDB International Holdings Limited 3 0 3 0.00
360 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
361 SUN'S FUTURE LIMITED 3 6 9 66.67
362 Sunline Prosticks Financial Solutions Limited 3 0 3 0.00
363 Sunwah Kingsway Leasing and Finance Limited 3 9 12 75.00
364 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
365 TAI YIP STOCK COMPANY LIMITED 3 10 13 76.92
366 TAIFAIR SECURITIES LIMITED 3 11 14 78.57
367 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
368 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
369 TANG PING KONG LIMITED 3 11 14 78.57
370 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
371 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
372 THING ON SECURITIES LIMITED 3 7 10 70.00
373 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 3 2 5 40.00
374 TOPMORE COMMODITIES LIMITED 3 15 18 83.33
375 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
376 UKFP (Asia) HK Limited 3 42 45 93.33
377 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
378 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
379 VALUE PARTNERS LIMITED 3 7 10 70.00
380 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
381 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
382 WAH THAI SECURITIES LIMITED 3 2 5 40.00
383 Wanhai Securities (HK) Limited 3 3 6 50.00
384 Well Link International Securities Limited 3 29 32 90.63
385 WINFULL SECURITIES LIMITED 3 23 26 88.46
386 WING FAT SECURITIES LIMITED 3 9 12 75.00
387 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 75.00
388 WING YEE SECURITIES COMPANY LIMITED 3 7 10 70.00
389 Winner International Securities Limited 3 23 26 88.46
390 Wisetrade Securities Limited 3 11 14 78.57
391 WOCOM LIMITED (HK) 3 30 33 90.91
392 WOCOM SECURITIES LIMITED 3 36 39 92.31
393 WORLDSEC INTERNATIONAL LIMITED 3 0 3 0.00
394 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
395 YF FUTURES COMPANY LIMITED 3 4 7 57.14
396 YICKO SECURITIES LIMITED 3 18 21 85.71
397 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
398 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
399 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
400 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
401 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 75.00
402 ABN AMRO Clearing Hong Kong Limited 2 8 10 80.00
403 abrdn Hong Kong Limited 2 3 5 60.00
404 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
405 ACM ASIA LIMITED 2 0 2 0.00
406 ADM SECURITIES LIMITED 2 1 3 33.33
407 ADONIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
408 Allard Partners Limited 2 0 2 0.00
409 AllianceBernstein Hong Kong Limited 2 10 12 83.33
410 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
411 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
412 ALPHA CORPORATE ADVISORS LIMITED 2 0 2 0.00
413 ALPHA FUTURES COMPANY LIMITED 2 3 5 60.00
414 Alpha Nova Capital Management Limited 2 1 3 33.33
415 ALPHA SECURITIES COMPANY LIMITED 2 4 6 66.67
416 ANGUS MOORE LIMITED 2 2 4 50.00
417 Anuenue Advisors Limited 2 1 3 33.33
418 Anuenue Limited 2 0 2 0.00
419 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
420 Arta Global Futures Limited 2 3 5 60.00
421 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43
422 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 5 7 71.43
423 Asia Pacific Financial Capital Limited 2 1 3 33.33
424 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
425 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
426 Averest Capital Limited 2 4 6 66.67
427 Avia Asset Management Limited 2 0 2 0.00
428 AXA Investment Managers Asia Limited 2 0 2 0.00
429 BALI SECURITIES CO. LIMITED 2 0 2 0.00
430 BANK CONSORTIUM TRUST COMPANY LIMITED 2 19 21 90.48
431 BaoQiao Partners Securities (HK) Limited 2 8 10 80.00
432 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 71.43
433 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
434 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 15 17 88.24
435 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
436 BEA Union Investment Management Limited 2 8 10 80.00
437 BEAR BRIGHT LIMITED 2 4 6 66.67
438 Beijing Securities Limited 2 24 26 92.31
439 BIZ CORP LIMITED 2 15 17 88.24
440 BlackRock (Hong Kong) Limited (d2017-01-20) 2 13 15 86.67
441 BLOOMYEARS LIMITED 2 3 5 60.00
442 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 26 28 92.86
443 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 95.45
444 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
445 BOCI COMMODITIES & FUTURES LIMITED 2 34 36 94.44
446 BOCI RESEARCH LIMITED 2 10 12 83.33
447 BOKHARY SECURITIES LIMITED 2 7 9 77.78
448 Bradbury Securities Limited 2 6 8 75.00
449 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
450 Bright Fund Management Limited 2 5 7 71.43
451 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 60.00
452 Broadway Wealth Management Limited 2 5 7 71.43
453 BULLISH SECURITIES LIMITED 2 12 14 85.71
454 BUSINESS FUTURES LIMITED 2 10 12 83.33
455 BUSINESS SECURITIES LIMITED 2 23 25 92.00
456 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
457 CAIIS Limited 2 4 6 66.67
458 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
459 CASH Wealth Management Limited 2 1 3 33.33
460 CBH Asia Limited 2 7 9 77.78
461 CCB Securities Limited 2 2 4 50.00
462 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 2 2 4 50.00
463 CERES CAPITAL LIMITED 2 2 4 50.00
464 CES Commodities (HK) Limited 2 226 228 99.12
465 CES Wealth Management (HK) Limited 2 0 2 0.00
466 CGS International Securities Hong Kong Limited 2 12 14 85.71
467 Chanceton Capital Partners Limited 2 0 2 0.00
468 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
469 ChapmanCraig Limited 2 0 2 0.00
470 CHEKIANG FIRST SECURITIES CO. LIMITED 2 10 12 83.33
471 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
472 CHIEF COMMODITIES LIMITED 2 6 8 75.00
473 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
474 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
475 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
476 CHINA EVERBRIGHT RESEARCH LIMITED 2 2 4 50.00
477 China Hong Kong Capital Asset Management Company Limited 2 9 11 81.82
478 China Integrity Investment Limited 2 1 3 33.33
479 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
480 CHINA POINT STOCK BROKERS LIMITED 2 14 16 87.50
481 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
482 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
483 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
484 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
485 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
486 CHUNG LEE SECURITIES COMPANY LIMITED 2 3 5 60.00
487 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 33 35 94.29
488 CLSA RESEARCH LIMITED 2 28 30 93.33
489 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
490 COMGEST FAR EAST LIMITED 2 2 4 50.00
491 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
492 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 181 183 98.91
493 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 98.06
494 Credit Suisse Futures (Hong Kong) Limited 2 10 12 83.33
495 CUPOLA CAPITAL LIMITED 2 0 2 0.00
496 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
497 D.J. SECURITIES LIMITED 2 1 3 33.33
498 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
499 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 3 5 60.00
500 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 11 13 84.62
501 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 86 88 97.73
502 DELTA ASIA SECURITIES LIMITED 2 37 39 94.87
503 Delta Asia Wealth Management Limited 2 1 3 33.33
504 DEUTSCHE FUTURES HONG KONG LIMITED 2 13 15 86.67
505 DL BROKERAGE LIMITED 2 18 20 90.00
506 DORIC CAPITAL CORPORATION 2 1 3 33.33
507 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
508 DWS Investments Hong Kong Limited 2 8 10 80.00
509 EAA SECURITIES LIMITED 2 11 13 84.62
510 EAST ASIA SECURITIES COMPANY LIMITED 2 72 74 97.30
511 Eastspring Investments (Hong Kong) Limited 2 6 8 75.00
512 EMPEROR FUTURES LIMITED 2 30 32 93.75
513 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
514 EQ INVESTOR SERVICES LIMITED 2 0 2 0.00
515 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
516 ETRADE SECURITIES (HONG KONG) LIMITED 2 18 20 90.00
517 ETRADE SECURITIES LIMITED 2 16 18 88.89
518 EVER-LONG SECURITIES COMPANY LIMITED 2 16 18 88.89
519 Everbright Securities Digital Finance (HK) Limited 2 27 29 93.10
520 Evergrande Securities (Hong Kong) Limited 2 12 14 85.71
521 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
522 EWARTON SECURITIES LIMITED 2 15 17 88.24
523 F. R. ZIMMERN LIMITED 2 3 5 60.00
524 FAIRWIN BROKING LIMITED 2 5 7 71.43
525 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
526 FDB Financial Group Limited 2 6 8 75.00
527 Finet Securities Limited 2 2 4 50.00
528 FIRST ASIA FINANCE GROUP LIMITED 2 7 9 77.78
529 First China e-Safety Technology Limited 2 0 2 0.00
530 FIRST SECURITIES (HK) LIMITED 2 9 11 81.82
531 FIRST SHANGHAI FUTURES LIMITED 2 17 19 89.47
532 FOOK TIN SECURITIES (1987) LIMITED 2 1 3 33.33
533 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 2 4 50.00
534 Fu Yip Securities & Investment Co. 2 6 8 75.00
535 Fubon Capital (HK) Limited 2 3 5 60.00
536 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 91.30
537 FULL WIN SECURITIES LIMITED 2 2 4 50.00
538 FULLJET SECURITIES LIMITED 2 0 2 0.00
539 Funderstone Asset Management (HK) Limited 2 0 2 0.00
540 FWD Financial Planning Limited (HK) 2 14 16 87.50
541 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33
542 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
543 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
544 Ge Shang Investment (Hong Kong) Limited 2 5 7 71.43
545 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
546 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
547 GLOBAL INVESTMENT ADVISORS LIMITED 2 7 9 77.78
548 GLOBAL STRATEGIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
549 GLS SECURITIES LIMITED 2 6 8 75.00
550 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
551 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
552 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
553 Goldbridge Securities Limited 2 13 15 86.67
554 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
555 Goldin Equities Limited 2 5 7 71.43
556 Goldman Sachs Investment Management Hong Kong Limited 2 8 10 80.00
557 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
558 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
559 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
560 Grand Cartel Securities Company Limited 2 5 7 71.43
561 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
562 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
563 Grit Securities Limited 2 2 4 50.00
564 GT CAPITAL LIMITED 2 7 9 77.78
565 Guochuang Securities Financial Holding Group Co., Limited 2 5 7 71.43
566 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 50.00
567 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47
568 H & Q ASIA PACIFIC (HONG KONG) LIMITED 2 0 2 0.00
569 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 98.74
570 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00
571 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
572 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
573 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
574 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
575 Hao Tian International Securities Limited 2 8 10 80.00
576 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
577 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 81.82
578 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
579 HENCO CAPITAL LIMITED 2 3 5 60.00
580 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
581 HENYEP SECURITIES LIMITED 2 25 27 92.59
582 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
583 HERMES SECURITIES LIMITED 2 9 11 81.82
584 HIP HING SECURITIES LIMITED 2 2 4 50.00
585 HONOUR FUTURES LIMITED 2 8 10 80.00
586 HONOUR SECURITIES COMPANY LIMITED 2 8 10 80.00
587 HOU TAK SECURITIES LIMITED 2 3 5 60.00
588 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
589 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
590 HSBC BROKING FOREX (ASIA) LIMITED 2 85 87 97.70
591 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
592 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 0.00
593 HSBC LIFE (INTERNATIONAL) LIMITED 2 79 81 97.53
594 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 71.43
595 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
596 Huajin Corporate Finance (International) Limited 2 0 2 0.00
597 Huarong International Securities Limited 2 40 42 95.24
598 HUNG BROTHERS LIMITED 2 4 6 66.67
599 HUNG SING SECURITIES LIMITED 2 14 16 87.50
600 I & P SECURITIES LIMITED 2 3 5 60.00
601 iBest Consultants Limited 2 16 18 88.89
602 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
603 ICBC Asset Management (Global) Company Limited 2 2 4 50.00
604 Interactive Brokers Hong Kong Limited 2 2 4 50.00
605 INTERCHINA FUTURES LIMITED 2 18 20 90.00
606 INTERCHINA SECURITIES LIMITED 2 35 37 94.59
607 iVenture Investment Management Limited 2 0 2 0.00
608 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 90.48
609 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
610 Janus Henderson Investors Hong Kong Limited 2 8 10 80.00
611 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
612 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 97.53
613 JEFFERIES PACIFIC LIMITED 2 2 4 50.00
614 JF INTERNATIONAL MANAGEMENT INC. 2 12 14 85.71
615 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
616 JPMorgan Funds (Asia) Limited 2 45 47 95.74
617 Jupiter Asset Management (Asia Pacific) Limited 2 5 7 71.43
618 JVSakk Asia Limited 2 7 9 77.78
619 KARFORD SECURITIES LIMITED 2 0 2 0.00
620 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 17 19 89.47
621 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 88.24
622 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
623 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
624 KEE CHEONG SECURITIES COMPANY LIMITED 2 6 8 75.00
625 KGI Asset Management Limited 2 0 2 0.00
626 KGI CAPITAL ASIA LIMITED 2 4 6 66.67
627 King Sun Securities Limited 2 8 10 80.00
628 KINGSTON FUTURES LIMITED 2 19 21 90.48
629 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
630 KINGSWAY SW FUND MANAGEMENT LIMITED 2 0 2 0.00
631 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
632 KMT SECURITIES LIMITED 2 5 7 71.43
633 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
634 KWOK HING SECURITIES LIMITED 2 3 5 60.00
635 LAU & COMPANY LIMITED 2 0 2 0.00
636 LEHMAN BROTHERS ASIA HOLDINGS LIMITED 2 26 28 92.86
637 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
638 LEI SHING HONG SECURITIES LIMITED 2 8 10 80.00
639 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
640 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
641 LING SECURITIES LIMITED 2 4 6 66.67
642 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
643 LOMBARD ODIER (HONG KONG) LIMITED 2 13 15 86.67
644 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
645 Lynx Portfolio Limited 2 0 2 0.00
646 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
647 MAGUSTA FUTURES LIMITED 2 6 8 75.00
648 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
649 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
650 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
651 MAN WO INVESTMENT CO., LIMITED 2 2 4 50.00
652 MANGO FINANCIAL LIMITED 2 12 14 85.71
653 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 2 4 50.00
654 MANULIFE (INTERNATIONAL) LIMITED 2 13 15 86.67
655 Manulife Investment Management (Hong Kong) Limited 2 1120 1122 99.82
656 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
657 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
658 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
659 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
660 MEGABASE FUTURES CO. LIMITED 2 4 6 66.67
661 MEGABASE SECURITIES LIMITED 2 5 7 71.43
662 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
663 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 97.44
664 MESSIS CAPITAL LIMITED 2 1 3 33.33
665 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
666 MIB FINANCE (HONG KONG) LIMITED 2 23 25 92.00
667 Minerva Holding Financial Securities Limited 2 11 13 84.62
668 MIZUHO SECURITIES ASIA LIMITED 2 13 15 86.67
669 Moliyo (Hong Kong) Limited 2 3 5 60.00
670 Monex Boom Securities (H.K.) Limited 2 6 8 75.00
671 MORTON SECURITIES LIMITED 2 2 4 50.00
672 MTF SECURITIES LIMITED 2 13 15 86.67
673 NAPA GLOBAL LIMITED 2 1 3 33.33
674 NATIONAL RESOURCES SECURITIES LIMITED 2 17 19 89.47
675 Neutral Financial Holding Company Limited 2 6 8 75.00
676 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
677 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
678 Newedge Broker Hong Kong Limited 2 12 14 85.71
679 Nittan Securities Asia Limited 2 2 4 50.00
680 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
681 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 127 129 98.45
682 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
683 NORTH SEA SECURITIES LIMITED 2 6 8 75.00
684 NOUVELLE CAYENNA INNOVATION LIMITED 2 5 7 71.43
685 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 88.89
686 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
687 OnePlatform Securities Limited 2 31 33 93.94
688 Open Securities Limited 2 10 12 83.33
689 Oreana Financial Services Limited 2 4 6 66.67
690 ORIENT SECURITIES LIMITED 2 8 10 80.00
691 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
692 Oshidori Corporate Finance Limited 2 0 2 0.00
693 PACIFIC CAPITAL (ASIA) LIMITED 2 0 2 0.00
694 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
695 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 81.82
696 PARIBAS ASIA EQUITY LIMITED 2 8 10 80.00
697 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
698 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
699 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
700 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
701 PEGASUS FUND MANAGERS LIMITED 2 28 30 93.33
702 PGIM (Hong Kong) Limited 2 3 5 60.00
703 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
704 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 66.67
705 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
706 PO SANG SECURITIES LIMITED 2 12 14 85.71
707 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 12 14 85.71
708 PRUDENCE FUTURES LIMITED 2 0 2 0.00
709 PRUDENTIAL BROKERAGE LIMITED 2 77 79 97.47
710 Public Securities Limited 2 4 6 66.67
711 QLEAP ACCELERATORS LIMITED 2 2 4 50.00
712 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
713 Rakuten Securities Hong Kong Limited 2 1 3 33.33
714 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
715 RBC FUTURES SERVICES (ASIA) LIMITED 2 27 29 93.10
716 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 44 46 95.65
717 RBS Asia Futures Limited 2 5 7 71.43
718 REALINK FINANCIAL TRADE LIMITED 2 13 15 86.67
719 REXCAPITAL FUTURES LIMITED 2 36 38 94.74
720 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
721 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
722 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
723 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
724 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
725 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
726 SCM CHINA LIMITED 2 1 3 33.33
727 SEEKERS MARKETS LIMITED 2 12 14 85.71
728 Shacom Securities Limited 2 6 8 75.00
729 Shang International Finance Limited 2 8 10 80.00
730 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33
731 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 97.33
732 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
733 SHUN LOONG FUTURES LIMITED 2 35 37 94.59
734 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00
735 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
736 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33
737 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
738 Sino-Rich Securities & Futures Limited 2 9 11 81.82
739 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
740 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 0 2 0.00
741 SINOMAX SECURITIES LIMITED 2 3 5 60.00
742 SINOPAC FUTURES (ASIA) LIMITED 2 12 14 85.71
743 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
744 SIU ON SECURITIES LIMITED 2 4 6 66.67
745 SMBC Nikko Securities (Hong Kong) Limited 2 2 4 50.00
746 SOEN TAK SECURITIES COMPANY LIMITED 2 4 6 66.67
747 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 4 6 66.67
748 SOLID KING SECURITIES LIMITED 2 8 10 80.00
749 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 14 16 87.50
750 SPS COMMODITIES LIMITED 2 8 10 80.00
751 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 6 8 75.00
752 St. James's Place (Hong Kong) Limited 2 7 9 77.78
753 STANDARD & POOR'S, LLC 2 1 3 33.33
754 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
755 STOCKWELL SECURITIES LIMITED 2 28 30 93.33
756 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
757 Success Futures and Foreign Exchange Limited 2 3 5 60.00
758 Success Securities Limited 2 25 27 92.59
759 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 50.00
760 SUN DELTA SECURITIES LIMITED 2 2 4 50.00
761 SUN GROWTH SECURITIES LIMITED 2 19 21 90.48
762 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
763 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
764 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
765 T G HOLBORN (HK) LIMITED 2 43 45 95.56
766 TACHIBANA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00
767 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
768 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
769 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
770 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
771 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 66.67
772 TANG KEE SECURITIES LIMITED 2 4 6 66.67
773 TARTAN SECURITIES (ASIA) LIMITED 2 5 7 71.43
774 TC Investment Management (Asia) Limited 2 4 6 66.67
775 Templewater Hong Kong Limited 2 4 6 66.67
776 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
777 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
778 TIMES SECURITIES COMPANY LIMITED 2 17 19 89.47
779 TISCO SECURITIES HONG KONG LIMITED 2 15 17 88.24
780 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
781 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0.00
782 TOYO SECURITIES ASIA LIMITED 2 4 6 66.67
783 TRANS JOY SECURITIES LIMITED 2 10 12 83.33
784 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
785 TSE'S SECURITIES LIMITED 2 54 56 96.43
786 Tung Shing Futures (Brokers) Limited 2 73 75 97.33
787 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
788 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
789 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
790 Tyche Group Limited 2 8 10 80.00
791 UBS Asset Management (Hong Kong) Limited 2 5 7 71.43
792 UBS DERIVATIVES HONG KONG LIMITED 2 8 10 80.00
793 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
794 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
795 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
796 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
797 Vantum Futures Limited 2 2 4 50.00
798 VC BROKERAGE LIMITED 2 72 74 97.30
799 VERCAP Financial Services Limited 2 7 9 77.78
800 VICTORFIELD SECURITIES LIMITED 2 3 5 60.00
801 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
802 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 60.00
803 VICTORY SECURITIES COMPANY LIMITED 2 13 15 86.67
804 WAH SANG SECURITIES LIMITED 2 3 5 60.00
805 WAI FAT SECURITIES LIMITED 2 4 6 66.67
806 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
807 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
808 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
809 Waton Securities International Limited 2 10 12 83.33
810 WELLAM INVESTMENT LIMITED 2 0 2 0.00
811 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
812 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 60.00
813 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
814 WILBY SECURITIES LIMITED 2 4 6 66.67
815 Win Securities Limited 2 2 4 50.00
816 WIN WONG SECURITIES LIMITED 2 29 31 93.55
817 WING FUNG SECURITIES LIMITED 2 4 6 66.67
818 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
819 WINGS SECURITIES (HK) LIMITED 2 53 55 96.36
820 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
821 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
822 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
823 WORLDVEST CAPITAL LIMITED 2 0 2 0.00
824 WORLDWIDE BROKERAGE LIMITED 2 3 5 60.00
825 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
826 YARDLEY FINANCE LIMITED 2 1 3 33.33
827 YARDLEY SECURITIES LIMITED 2 4 6 66.67
828 YICKO FUTURES LIMITED 2 7 9 77.78
829 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
830 YING WAH SECURITIES COMPANY LIMITED 2 6 8 75.00
831 Youyu Credit Limited 2 7 9 77.78
832 YU ON COMMODITIES COMPANY LIMITED 2 3 5 60.00
833 YU ON SECURITIES COMPANY LIMITED 2 19 21 90.48
834 YUE SHING SECURITIES COMPANY LIMITED 2 1 3 33.33
835 Yunfeng Financial Markets Limited 2 14 16 87.50
836 ZURICH ADVISORY (HK) LIMITED 2 135 137 98.54
837 ZURICH CAPITAL MARKETS HONG KONG LIMITED 2 0 2 0.00
838 313 Capital Management Limited 1 0 1 0.00
839 AASTOCKS.COM LIMITED 1 0 1 0.00
840 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 1 2 50.00
841 ADMIS Hong Kong Limited 1 15 16 93.75
842 Aevitas Securities Limited 1 4 5 80.00
843 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
844 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 96.55
845 AISNA CONSULTANTS LIMITED 1 1 2 50.00
846 AJ Securities Limited 1 8 9 88.89
847 ALPS CAPITAL MANAGEMENT LIMITED 1 2 3 66.67
848 ALTA FINANCE LIMITED 1 1 2 50.00
849 AMPLE CAPITAL LIMITED 1 0 1 0.00
850 AMRI ADVISORY LIMITED 1 0 1 0.00
851 Anli Securities Limited 1 8 9 88.89
852 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
853 ARGYLE STREET MANAGEMENT LIMITED 1 2 3 66.67
854 ASG CORPORATE FINANCE LIMITED 1 0 1 0.00
855 ASG FUTURES LIMITED 1 12 13 92.31
856 ASIA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
857 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
858 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 3 4 75.00
859 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 50.00
860 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
861 Asian Pacific Investment Company 1 3 4 75.00
862 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
863 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
864 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
865 AUDREY CHOW SECURITIES LIMITED 1 6 7 85.71
866 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
867 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 436 437 99.77
868 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
869 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
870 Axis Capital Management Limited 1 0 1 0.00
871 B.N.P. SECURITIES (HONG KONG) LIMITED 1 0 1 0.00
872 BARBER ASIA LIMITED 1 0 1 0.00
873 BARCLAYS CAPITAL ASIA LIMITED 1 52 53 98.11
874 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
875 BEAF LIMITED (d2009-01-30) 1 1 2 50.00
876 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
877 Beevest Securities Limited 1 20 21 95.24
878 BERICH FUTURES (H.K.) COMPANY LIMITED 1 5 6 83.33
879 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
880 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
881 Black Marble Securities Limited 1 4 5 80.00
882 BlackRock Asset Management North Asia Limited 1 4 5 80.00
883 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 11 12 91.67
884 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 83.33
885 Bold Win Securities Co. 1 1 2 50.00
886 BPI WEALTH HONG KONG LIMITED 1 1 2 50.00
887 Bright Securities Company (The) 1 1 2 50.00
888 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 75.00
889 BROOKE CAPITAL LIMITED 1 1 2 50.00
890 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
891 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0.00
892 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
893 CAMERON BUTLER HK LIMITED 1 6 7 85.71
894 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
895 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
896 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
897 CASH Mobile Financial Services Limited 1 2 3 66.67
898 CBRE Investment Management (Asia) Limited 1 0 1 0.00
899 CDIB MANAGEMENT (HK) LIMITED 1 0 1 0.00
900 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
901 CEIM (HK) LIMITED 1 0 1 0.00
902 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
903 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
904 CES Private (HK) Limited 1 9 10 90.00
905 CF GLOBAL (HK) LIMITED 1 3 4 75.00
906 Champion & Co. 1 2 3 66.67
907 CHAMPUS ASSET MANAGEMENT LIMITED 1 4 5 80.00
908 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
909 CHEE TAK SECURITIES LIMITED 1 5 6 83.33
910 CHEETAH ADVISORS LIMITED 1 0 1 0.00
911 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
912 Chelac Investment Company 1 6 7 85.71
913 Cheong Lee Securities Co. 1 4 5 80.00
914 CHIEF SECURITIES LIMITED 1 19 20 95.00
915 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
916 China Enterprise Securities Company Limited 1 1 2 50.00
917 China Finance Holdings Limited 1 0 1 0.00
918 China Gather Wealth Financial Company Limited 1 1 2 50.00
919 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
920 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 95.65
921 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
922 CHINA SECURITIES HOLDINGS LIMITED 1 9 10 90.00
923 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
924 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
925 Ching Yick Company 1 1 2 50.00
926 Chow Tai Fook Life Insurance Company Limited 1 4 5 80.00
927 CHRISTFUND FUTURES LIMITED 1 9 10 90.00
928 CHUANGS & CO. LIMITED 1 3 4 75.00
929 Chung Tak & Company 1 5 6 83.33
930 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
931 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
932 CITIC Securities Futures (HK) Limited 1 19 20 95.00
933 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
934 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 66.67
935 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
936 COL Securities (HK) Limited 1 1 2 50.00
937 COMMENCE COMPANY LIMITED 1 0 1 0.00
938 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0.00
939 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
940 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
941 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
942 CREDIT AGRICOLE ASSET MANAGEMENT 1 15 16 93.75
943 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
944 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 7 8 87.50
945 CSC FUTURES (HK) LIMITED 1 21 22 95.45
946 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
947 CTW SECURITIES LIMITED 1 3 4 75.00
948 CVC Asia Pacific Limited 1 8 9 88.89
949 DAH SING SECURITIES LIMITED 1 2 3 66.67
950 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
951 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
952 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 1 9 10 90.00
953 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 90.91
954 DASHIN SECURITIES LIMITED 1 1 2 50.00
955 DEBTTRADERS, LIMITED 1 8 9 88.89
956 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 93.33
957 DEMETER ASSET MANAGEMENT LIMITED 1 0 1 0.00
958 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
959 DONALDSON, LUFKIN & JENRETTE ASIA SECURITIES LIMITED 1 0 1 0.00
960 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
961 DRAKE & MORGAN LIMITED (HK) 1 7 8 87.50
962 EAST ASIA FUTURES LIMITED 1 6 7 85.71
963 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
964 EEERATE ADVISORY LIMITED 1 0 1 0.00
965 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
966 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
967 EQT Partners Asia Limited 1 4 5 80.00
968 EQT Partners Hong Kong Limited 1 2 3 66.67
969 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
970 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
971 EUREKA SECURITIES LIMITED 1 5 6 83.33
972 EVA ASSET MANAGEMENT LIMITED 1 1 2 50.00
973 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
974 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
975 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 1 2 50.00
976 EVERHOT SECURITIES LIMITED 1 6 7 85.71
977 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
978 EYREMOUNT LIMITED 1 0 1 0.00
979 F & M Investment Advisor 1 0 1 0.00
980 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
981 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
982 FAIR EAGLE SECURITIES COMPANY LIMITED 1 17 18 94.44
983 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
984 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
985 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
986 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
987 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 1 2 50.00
988 FORTUNE (HK) SECURITIES LIMITED 1 6 7 85.71
989 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
990 Freddy Company 1 3 4 75.00
991 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
992 Fubon Fund Management (Hong Kong) Limited 1 0 1 0.00
993 FWD Life Insurance Company (Bermuda) Limited 1 28 29 96.55
994 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
995 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
996 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
997 GAYANG SECURITIES LIMITED 1 11 12 91.67
998 GET NICE ASSET MANAGEMENT LIMITED 1 4 5 80.00
999 GET NICE FUTURES COMPANY LIMITED 1 25 26 96.15
1000 GIGA (HONG KONG) LIMITED 1 2 3 66.67
1001 Giny Securities Company 1 2 3 66.67
1002 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1003 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 3 4 75.00
1004 GLOBAL FUTURE COMPANY LIMITED 1 1 2 50.00
1005 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1006 Gold Centre Investment Company 1 5 6 83.33
1007 Goldyard Capital Limited 1 15 16 93.75
1008 Goodcape Investment Company 1 3 4 75.00
1009 GRAND DYNASTY CAPITAL LIMITED 1 0 1 0.00
1010 GRAND ONWARD SECURITIES LIMITED 1 10 11 90.91
1011 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
1012 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 1 2 50.00
1013 GREEN STAR ASIA LIMITED 1 6 7 85.71
1014 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1015 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
1016 H & A Investment Company 1 0 1 0.00
1017 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 4 5 80.00
1018 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
1019 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 1 2 50.00
1020 HEAD & SHOULDERS SECURITIES LIMITED 1 5 6 83.33
1021 HENDALE GROUP LIMITED 1 0 1 0.00
1022 HENIK SECURITIES LIMITED 1 7 8 87.50
1023 HFS ASSET MANAGEMENT LIMITED 1 4 5 80.00
1024 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1025 Ho Fung Shares Investment Company 1 12 13 92.31
1026 HOI SANG SECURITIES LIMITED 1 2 3 66.67
1027 Hon Hoi Suen, John 1 0 1 0.00
1028 HONG KONG ASSET MANAGEMENT LIMITED 1 3 4 75.00
1029 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1030 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
1031 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
1032 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 50.00
1033 HSZ (HONG KONG) LIMITED 1 2 3 66.67
1034 HUA NAN SECURITIES (HK) LIMITED 1 13 14 92.86
1035 Huayu Securities Limited 1 4 5 80.00
1036 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1037 HUNG SING FUTURES LIMITED 1 2 3 66.67
1038 ICEA SECURITIES ASIA LIMITED 1 6 7 85.71
1039 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
1040 IMARKETS LIMITED 1 2 3 66.67
1041 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 50.00
1042 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
1043 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 0 1 0.00
1044 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1045 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1046 Interactive Brokers LLC 1 2 3 66.67
1047 Intercontinent Securities Company 1 3 4 75.00
1048 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 1 2 3 66.67
1049 INTERNATIONAL CAPITAL NETWORK LIMITED 1 0 1 0.00
1050 INTERNATIONAL COMMERCE CORPORATION 1 2 3 66.67
1051 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
1052 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 1 1 2 50.00
1053 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1054 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1055 JIMEI WEALTH MANAGEMENT LIMITED 1 3 4 75.00
1056 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1057 Joseph Cheung & Associates 1 0 1 0.00
1058 JPMorgan Asset Management (Japan) Limited 1 0 1 0.00
1059 JS SECURITIES LIMITED (HK) 1 2 3 66.67
1060 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1061 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
1062 K.K. Wong & Company 1 0 1 0.00
1063 K.L. Securities Company 1 6 7 85.71
1064 Ka Yue Investment Company 1 0 1 0.00
1065 KAISER SECURITIES LIMITED 1 27 28 96.43
1066 KAM LUEN SECURITIES LIMITED 1 3 4 75.00
1067 Kan Fung Securities Co. 1 0 1 0.00
1068 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
1069 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
1070 Katherine Ip & Company 1 3 4 75.00
1071 KB Securities Hong Kong Limited 1 5 6 83.33
1072 KGI FUTURES (HONG KONG) LIMITED 1 142 143 99.30
1073 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 1 1 2 50.00
1074 KHG Lam 1 0 1 0.00
1075 Kin Fung Stock Company 1 3 4 75.00
1076 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1077 King Wai Company 1 0 1 0.00
1078 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
1079 Ko Kun Stock Company 1 1 2 50.00
1080 Ko's Brother (Securities) Company 1 17 18 94.44
1081 KOFFMAN INVESTMENT LIMITED 1 7 8 87.50
1082 KWAI HUNG SECURITIES COMPANY LIMITED 1 25 26 96.15
1083 KWK ASIA MANAGEMENT LIMITED 1 0 1 0.00
1084 Kwok Chung Chun Securities Company 1 0 1 0.00
1085 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
1086 Lawsons Securities Company 1 0 1 0.00
1087 LAZARD ASIA (HONG KONG) LIMITED 1 2 3 66.67
1088 Lee Tat & Company 1 4 5 80.00
1089 Lees Securities Co. 1 8 9 88.89
1090 LEHMAN BROTHERS FUTURES ASIA LIMITED 1 1 2 50.00
1091 LINDEMAN ASIA LIMITED 1 0 1 0.00
1092 LM INVESTMENT MANAGEMENT INTERNATIONAL LIMITED 1 0 1 0.00
1093 Lombard Investments (HK) Limited 1 0 1 0.00
1094 Longitude Asia Limited 1 0 1 0.00
1095 M & A SECURITIES (HK) LIMITED 1 3 4 75.00
1096 M-TRADE ASIA LIMITED 1 0 1 0.00
1097 Macquarie Corporate (Hong Kong) Limited 1 8 9 88.89
1098 Mainland Securities Co. 1 1 2 50.00
1099 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
1100 MANBLE SECURITIES LIMITED 1 7 8 87.50
1101 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1102 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
1103 MARC FABER LIMITED 1 0 1 0.00
1104 MASTER TRADEMORE SECURITIES LIMITED 1 13 14 92.86
1105 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
1106 Maurice Lee Investment Advisor Company 1 0 1 0.00
1107 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
1108 MCP Holdings Limited (HK) 1 0 1 0.00
1109 MEAG Hong Kong Limited 1 1 2 50.00
1110 MEIJI YASUDA ASIA LIMITED 1 7 8 87.50
1111 MEIJI YASUDA COMPANY LIMITED 1 5 6 83.33
1112 Melbourne Investment Company 1 1 2 50.00
1113 MELLON GLOBAL INVESTMENTS ASIA LIMITED 1 1 2 50.00
1114 Mercer (Hong Kong) Limited 1 1 2 50.00
1115 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1116 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
1117 MIB FUTURES (HONG KONG) LIMITED 1 16 17 94.12
1118 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1119 MLI LIMITED (d2018-03-29) 1 6 7 85.71
1120 MONEY CONCEPTS (ASIA) LIMITED 1 4 5 80.00
1121 MoneyMore Securities Limited 1 11 12 91.67
1122 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
1123 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1124 Nan Lee Investment Co. 1 2 3 66.67
1125 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
1126 Network Financial Services Limited 1 32 33 96.97
1127 New Gala Securities Company 1 3 4 75.00
1128 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1129 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 3 4 75.00
1130 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
1131 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
1132 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
1133 NUADA CAPITAL LIMITED 1 0 1 0.00
1134 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1135 OCBC Futures Investment (Hong Kong) Limited 1 5 6 83.33
1136 OCBC SECURITIES (HONG KONG) LIMITED 1 12 13 92.31
1137 Offshore Financial Consultants 1 0 1 0.00
1138 On Hing Securities Company 1 1 2 50.00
1139 OnePlatform Asset Management Limited 1 61 62 98.39
1140 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1141 Open Asset Management Limited 1 0 1 0.00
1142 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1143 Oriental Stocks & Shares (Investment) Co. 1 2 3 66.67
1144 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
1145 OVERLOOK INVESTMENTS LIMITED 1 1 2 50.00
1146 PACIFIC GROUP LIMITED (THE) 1 0 1 0.00
1147 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1148 Pacific Sun Advisors Limited 1 0 1 0.00
1149 PANURGY LIMITED 1 0 1 0.00
1150 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0.00
1151 Paul Fan & Company 1 0 1 0.00
1152 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
1153 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
1154 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
1155 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 93.33
1156 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
1157 PO LEE SECURITIES LIMITED 1 2 3 66.67
1158 Prashant K. Trivedi 1 0 1 0.00
1159 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 1 2 50.00
1160 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1161 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
1162 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 1 2 50.00
1163 PRIVATE CAPITAL LIMITED 1 0 1 0.00
1164 Promising Securities Company 1 15 16 93.75
1165 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 96.00
1166 Public Financial Securities Limited 1 7 8 87.50
1167 Public Futures Limited 1 3 4 75.00
1168 Public Pacific Securities Limited 1 1 2 50.00
1169 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1170 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 0.00
1171 REALCHAMP ASSET MANAGEMENT LIMITED 1 5 6 83.33
1172 Redford Asset Management Limited 1 2 3 66.67
1173 Regal Jewellery & Goldsmith Co., Limited 1 6 7 85.71
1174 REGENT FINANCIAL SERVICES LIMITED 1 1 2 50.00
1175 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 1 2 50.00
1176 RESIDENTS SECURITIES LIMITED 1 2 3 66.67
1177 REXCAPITAL ONLINE LIMITED 1 1 2 50.00
1178 RHB SECURITIES HONG KONG LIMITED 1 14 15 93.33
1179 Rich Union Securities (H.K.) Limited 1 2 3 66.67
1180 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 5 6 83.33
1181 Rifa Securities Limited 1 7 8 87.50
1182 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1183 RIMC ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
1184 RL360 SERVICES LIMITED 1 1 2 50.00
1185 Robert Kai Leung Lo 1 1 2 50.00
1186 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
1187 ROOFER SECURITIES LIMITED 1 9 10 90.00
1188 SA Capital Limited (HK) 1 0 1 0.00
1189 Salisbury Securities 1 2 3 66.67
1190 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1191 San Wan Yuan & Company 1 1 2 50.00
1192 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1193 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
1194 SDIC Securities International Financial Holdings Limited 1 21 22 95.45
1195 Seaga International 1 2 3 66.67
1196 SELINA & CO. LIMITED (HK) 1 7 8 87.50
1197 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
1198 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 2 3 66.67
1199 SHENYIN WANGUO BROKERAGE (H.K.) LIMITED 1 4 5 80.00
1200 SHUN HENG SECURITIES LIMITED 1 7 8 87.50
1201 SHUN LOONG CAPITAL LIMITED 1 1 2 50.00
1202 SHUN LOONG FOREX COMPANY LIMITED 1 16 17 94.12
1203 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
1204 Silk Road International Capital Limited 1 0 1 0.00
1205 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1206 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1207 SINO CAPITAL SECURITIES LIMITED 1 24 25 96.00
1208 SKY WARD ASIA LIMITED 1 0 1 0.00
1209 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 0.00
1210 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1211 Soo Pei Shao & Company 1 8 9 88.89
1212 Soo Pui Chen & Company 1 2 3 66.67
1213 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
1214 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1215 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 4 5 80.00
1216 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 1 1 2 50.00
1217 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 3 4 75.00
1218 SPS INVESTMENT SERVICES LIMITED 1 6 7 85.71
1219 SPS RESEARCH LIMITED 1 1 2 50.00
1220 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1221 Standard Commodities (Asia) Limited 1 2 3 66.67
1222 STAR SECURITIES LIMITED (d2009-10-02) 1 4 5 80.00
1223 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 15 16 93.75
1224 Stellar Securities Limited 1 2 3 66.67
1225 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1226 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
1227 Success Power Investment Advisory Limited 1 0 1 0.00
1228 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1229 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1230 Sun Life Financial Asia Services Limited 1 1 2 50.00
1231 Sun Life Hong Kong Limited 1 493 494 99.80
1232 SUN RAISE CAPITAL LIMITED 1 0 1 0.00
1233 Sunrise Investment Company 1 8 9 88.89
1234 Superfund Financial (Hong Kong) Limited 1 2 3 66.67
1235 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 5 6 83.33
1236 Szehope & Company 1 3 4 75.00
1237 T & F RESEARCH LIMITED 1 1 2 50.00
1238 T G SECURITIES LIMITED 1 0 1 0.00
1239 T Y International 1 0 1 0.00
1240 T. M. MANAGEMENT LIMITED 1 0 1 0.00
1241 T. ROWE PRICE INTERNATIONAL, INC. 1 6 7 85.71
1242 T. W. SABNANI SECURITIES LIMITED 1 1 2 50.00
1243 TAHOE LIFE INSURANCE COMPANY LIMITED 1 8 9 88.89
1244 Tai Chuen Securities Co. 1 1 2 50.00
1245 TAI WAH SECURITIES LIMITED 1 6 7 85.71
1246 TAIFAIR FUTURES LIMITED 1 4 5 80.00
1247 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1248 TCW ASIA LIMITED 1 0 1 0.00
1249 Teil Stock Investment Company 1 0 1 0.00
1250 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
1251 Ten & Ten Securities Company 1 4 5 80.00
1252 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1253 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1254 To Hoi Hung Company 1 4 5 80.00
1255 Towers Watson Hong Kong Limited 1 4 5 80.00
1256 TRANSPAC CAPITAL LIMITED 1 4 5 80.00
1257 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 1 2 50.00
1258 Trinity Financial Group Limited 1 0 1 0.00
1259 Tung Shun & Company 1 3 4 75.00
1260 TUNG WUI SECURITIES CO., LIMITED 1 1 2 50.00
1261 TVC MANAGEMENT LIMITED 1 0 1 0.00
1262 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
1263 UFJ INVESTMENTS ASIA LIMITED 1 10 11 90.91
1264 UNI-ALPHA FUTURES LIMITED 1 5 6 83.33
1265 UNI-CROWN INVESTMENT LIMITED 1 0 1 0.00
1266 Union Securities Co 1 1 2 50.00
1267 UNITED CAPITAL LIMITED 1 0 1 0.00
1268 United Securities Limited (HK) 1 5 6 83.33
1269 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 75.00
1270 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1271 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 90.00
1272 Value Partners Private Equity Limited 1 0 1 0.00
1273 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
1274 VC International Asset Management Limited 1 2 3 66.67
1275 VENHOUSE FINANCIAL PLANNING LIMITED 1 21 22 95.45
1276 Virtu ITG Hong Kong Limited 1 6 7 85.71
1277 Virtu ITG Securities (Asia) Limited 1 6 7 85.71
1278 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1279 VMS Securities Limited 1 8 9 88.89
1280 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1281 WALCO SECURITIES LIMITED 1 3 4 75.00
1282 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1283 Welform Investors Company 1 4 5 80.00
1284 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1285 WIGRAM CAPITAL LIMITED 1 0 1 0.00
1286 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
1287 WILLIAMS SECURITIES LIMITED 1 0 1 0.00
1288 WING ON SECURITIES LIMITED 1 10 11 90.91
1289 WING TAK SECURITIES LIMITED 1 1 2 50.00
1290 Wing Yee Company 1 4 5 80.00
1291 Winning & Company 1 1 2 50.00
1292 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1293 WM (HK) Limited 1 751 752 99.87
1294 WOCOM FOREIGN EXCHANGE CO. LIMITED 1 4 5 80.00
1295 WOCOM INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1296 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1297 WORLDTOP SECURITIES LIMITED 1 2 3 66.67
1298 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1299 Xeram and Company (Asia) Limited 1 2 3 66.67
1300 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1301 Y. S. Law & Co. 1 0 1 0.00
1302 YF Life Insurance International Limited 1 11 12 91.67
1303 YICK FUNG SECURITIES & INVESTMENT CO. LIMITED 1 5 6 83.33
1304 Ying Kit Stock Company 1 0 1 0.00
1305 Yuanta Securities (Hong Kong) Company Limited 1 0 1 0.00
1306 Ziar & Company 1 5 6 83.33
1307 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 50.00
1308 ABN AMRO (HONG KONG) LIMITED 0 9 9 100.00
1309 AGIFEL INTERNATIONAL LIMITED 0 2 2 100.00
1310 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
1311 AXA Financial Planning (Hong Kong) Limited 0 4 4 100.00
1312 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
1313 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
1314 Capital International, Inc. 0 7 7 100.00
1315 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
1316 Credit Suisse (Hong Kong) Limited 0 59 59 100.00
1317 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
1318 GFI (HK) SECURITIES L.L.C. 0 4 4 100.00
1319 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 2 2 100.00
1320 HAMON CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00
1321 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 100.00
1322 HSBC Private Trustee (Hong Kong) Limited 0 11 11 100.00
1323 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 0 5 5 100.00
1324 ICEA CAPITAL ASIA LIMITED 0 2 2 100.00
1325 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
1326 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 100.00
1327 RBS Securities (Far East) Limited 0 6 6 100.00
1328 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
1329 SAMSUNG SECURITIES (ASIA) LIMITED 0 2 2 100.00
1330 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
1331 Standard Chartered Trustee (Hong Kong) Limited 0 47 47 100.00
1332 Sun Life Pension Trust Limited 0 2 2 100.00
1333 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 8 8 100.00
1334 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 151 151 100.00
1335 Tokio Marine Investment Services, Limited 0 1 1 100.00
1336 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
1336 Average 2.22 15.71 17.93 87.61

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