SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
2 313 Capital Management Limited 1 0 1 0.00
3 A ONE INVESTMENT COMPANY LIMITED 6 3 9 33.33
4 AASTOCKS.COM LIMITED 1 0 1 0.00
5 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 1 2 50.00
6 ABCI Securities Company Limited 4 24 28 85.71
7 ABN AMRO (HONG KONG) LIMITED 0 9 9 100.00
8 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 75.00
9 ABN AMRO Clearing Hong Kong Limited 2 8 10 80.00
10 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 0 3 0.00
11 abrdn Hong Kong Limited 2 3 5 60.00
12 Absolute Investment Management (HK) Limited 4 1 5 20.00
13 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
14 ACM ASIA LIMITED 2 0 2 0.00
15 ADM SECURITIES LIMITED 2 1 3 33.33
16 ADMIS Hong Kong Limited 1 15 16 93.75
17 ADONIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
18 Aevitas Securities Limited 1 4 5 80.00
19 AGIFEL INTERNATIONAL LIMITED 0 2 2 100.00
20 AIF CAPITAL LIMITED 6 7 13 53.85
21 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
22 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 5 10 50.00
23 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 96.55
24 AISNA CONSULTANTS LIMITED 1 1 2 50.00
25 AJ Securities Limited 1 8 9 88.89
26 Allard Partners Limited 2 0 2 0.00
27 AllianceBernstein Hong Kong Limited 2 10 12 83.33
28 Allianz Global Investors Hong Kong Limited 4 23 27 85.19
29 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
30 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
31 ALPHA CORPORATE ADVISORS LIMITED 2 0 2 0.00
32 ALPHA FUTURES COMPANY LIMITED 2 3 5 60.00
33 Alpha Nova Capital Management Limited 2 1 3 33.33
34 ALPHA SECURITIES COMPANY LIMITED 2 4 6 66.67
35 ALPS ADVISORY (HK) LIMITED 1 2 3 66.67
36 ALTA FINANCE LIMITED 1 1 2 50.00
37 ALTUS CAPITAL LIMITED 3 2 5 40.00
38 AMPLE CAPITAL LIMITED 1 0 1 0.00
39 AMRI ADVISORY LIMITED 1 0 1 0.00
40 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
41 Amundi Hong Kong Limited 3 18 21 85.71
42 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 3 8 37.50
43 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
44 ANGUS MOORE LIMITED 2 2 4 50.00
45 Anli Securities Limited 1 8 9 88.89
46 Anuenue Advisors Limited 2 1 3 33.33
47 Anuenue Limited 2 0 2 0.00
48 Anuenue Securities Limited 3 5 8 62.50
49 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
50 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
51 ARGYLE STREET MANAGEMENT LIMITED 1 2 3 66.67
52 Arta Global Futures Limited 2 3 5 60.00
53 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
54 ASG CORPORATE FINANCE LIMITED 1 0 1 0.00
55 ASG FUTURES LIMITED 1 12 13 92.31
56 ASG MANAGEMENT LIMITED (HK) 3 11 14 78.57
57 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43
58 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 5 7 71.43
59 ASIA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
60 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
61 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 3 4 75.00
62 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
63 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 50.00
64 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
65 Asian Pacific Investment Company 1 3 4 75.00
66 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
67 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
68 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
69 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
70 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
71 AUDREY CHOW SECURITIES LIMITED 1 6 7 85.71
72 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
73 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
74 Averest Capital Limited 2 4 6 66.67
75 Avia Asset Management Limited 2 0 2 0.00
76 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 436 437 99.77
77 AXA Financial Planning (Hong Kong) Limited 0 4 4 100.00
78 AXA Investment Managers Asia Limited 2 0 2 0.00
79 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
80 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
81 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
82 Axis Capital Management Limited 1 0 1 0.00
83 B.N.P. SECURITIES (HONG KONG) LIMITED 1 0 1 0.00
84 BALI SECURITIES CO. LIMITED 2 0 2 0.00
85 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
86 BANK CONSORTIUM TRUST COMPANY LIMITED 2 19 21 90.48
87 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
88 BaoQiao Partners Securities (HK) Limited 2 8 10 80.00
89 BARBER ASIA LIMITED 1 0 1 0.00
90 BARCLAYS CAPITAL ASIA LIMITED 1 52 53 98.11
91 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 71.43
92 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
93 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 15 17 88.24
94 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
95 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
96 BEA Union Investment Management Limited 2 8 10 80.00
97 BEAF LIMITED (d2009-01-30) 1 1 2 50.00
98 BEAR BRIGHT LIMITED 2 4 6 66.67
99 BEAR STEARNS ASIA LIMITED 3 42 45 93.33
100 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
101 Beevest Securities Limited 1 20 21 95.24
102 Beijing Securities Limited 2 24 26 92.31
103 Belvest Investment Services Limited 4 7 11 63.64
104 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00
105 Bentley Capital Limited (HK) 4 0 4 0.00
106 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
107 BERICH BROKERAGE LIMITED 4 31 35 88.57
108 BERICH FUTURES (H.K.) COMPANY LIMITED 1 5 6 83.33
109 BETA INTERNATIONAL SECURITIES LIMITED 4 12 16 75.00
110 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
111 BIZ CORP LIMITED 2 15 17 88.24
112 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
113 BKHK Limited 5 0 5 0.00
114 Black Marble Securities Limited 1 4 5 80.00
115 BlackRock (Hong Kong) Limited (d2017-01-20) 2 13 15 86.67
116 BlackRock Asset Management North Asia Limited 1 4 5 80.00
117 BLOOMBERG TRADEBOOK HONG KONG LIMITED 3 1 4 25.00
118 BLOOMYEARS LIMITED 2 3 5 60.00
119 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 26 28 92.86
120 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 9 37 46 80.43
121 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 11 12 91.67
122 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 83.33
123 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 95.45
124 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 81 87 93.10
125 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
126 BOCI ASIA LIMITED 4 15 19 78.95
127 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
128 BOCI Bullion Company Limited 4 17 21 80.95
129 BOCI COMMODITIES & FUTURES LIMITED 2 34 36 94.44
130 BOCI RESEARCH LIMITED 2 10 12 83.33
131 BOCI SECURITIES LIMITED 5 70 75 93.33
132 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 50 54 92.59
133 BOCOM International Holdings Company Limited 3 14 17 82.35
134 BOKHARY SECURITIES LIMITED 2 7 9 77.78
135 Bold Win Securities Co. 1 1 2 50.00
136 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
137 BOWEN ASIA LIMITED 4 2 6 33.33
138 BPI INTERNATIONAL FINANCE LIMITED 1 1 2 50.00
139 Bradbury Securities Limited 2 6 8 75.00
140 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
141 Bright Fund Management Limited 2 5 7 71.43
142 Bright Securities Company (The) 1 1 2 50.00
143 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 60.00
144 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 75.00
145 Broadway Wealth Management Limited 2 5 7 71.43
146 BROOKE CAPITAL LIMITED 1 1 2 50.00
147 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
148 BULLISH SECURITIES LIMITED 2 12 14 85.71
149 BUSINESS FUTURES LIMITED 2 10 12 83.33
150 BUSINESS SECURITIES LIMITED 2 23 25 92.00
151 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0.00
152 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
153 CAIIS Limited 2 4 6 66.67
154 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
155 CAMERON BUTLER HK LIMITED 1 6 7 85.71
156 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
157 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
158 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
159 Capital International, Inc. 0 7 7 100.00
160 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
161 CASH Mobile Financial Services Limited 1 2 3 66.67
162 CASH Wealth Management Limited 2 1 3 33.33
163 CBH Asia Limited 2 7 9 77.78
164 CBRE Investment Management (Asia) Limited 1 0 1 0.00
165 CCB Securities Limited 2 2 4 50.00
166 CDIB MANAGEMENT (HK) LIMITED 1 0 1 0.00
167 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 2 2 4 50.00
168 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
169 CEIM (HK) LIMITED 1 0 1 0.00
170 CELESTIAL CAPITAL LIMITED 3 4 7 57.14
171 CELESTIAL COMMODITIES LIMITED 5 113 118 95.76
172 CELESTIAL FINANCE LIMITED 4 108 112 96.43
173 CELESTIAL SECURITIES LIMITED 3 145 148 97.97
174 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
175 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54
176 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
177 CEPA ALLIANCE SECURITIES LIMITED 4 12 16 75.00
178 CERES CAPITAL LIMITED 2 2 4 50.00
179 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
180 CES Commodities (HK) Limited 2 226 228 99.12
181 CES Forex (HK) Limited 4 134 138 97.10
182 CES International Commodities (HK) Limited 3 2 5 40.00
183 CES Private (HK) Limited 1 9 10 90.00
184 CES Wealth Management (HK) Limited 2 0 2 0.00
185 CF GLOBAL (HK) LIMITED 1 3 4 75.00
186 CGS International Securities Hong Kong Limited 2 12 14 85.71
187 CHALLENGE COMMODITIES LIMITED 3 3 6 50.00
188 Champion & Co. 1 2 3 66.67
189 CHAMPUS ASSET MANAGEMENT LIMITED 1 4 5 80.00
190 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
191 Chanceton Capital Partners Limited 2 0 2 0.00
192 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
193 ChapmanCraig Limited 2 0 2 0.00
194 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
195 CHARLES SCHMITT & ASSOCIATES LIMITED 4 3 7 42.86
196 CHARLES SCHWAB, HONG KONG, LIMITED 3 21 24 87.50
197 CHEE TAK SECURITIES LIMITED 1 5 6 83.33
198 CHEER UNION SECURITIES LIMITED 4 20 24 83.33
199 CHEETAH ADVISORS LIMITED 1 0 1 0.00
200 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
201 CHEKIANG FIRST SECURITIES CO. LIMITED 2 10 12 83.33
202 Chelac Investment Company 1 6 7 85.71
203 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
204 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
205 Cheong Lee Securities Co. 1 4 5 80.00
206 CHIEF COMMODITIES LIMITED 2 6 8 75.00
207 CHIEF SECURITIES LIMITED 1 19 20 95.00
208 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
209 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
210 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
211 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
212 China Enterprise Securities Company Limited 1 1 2 50.00
213 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
214 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 0 3 0.00
215 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 25.00
216 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 33 36 91.67
217 CHINA EVERBRIGHT FOREX LIMITED 3 11 14 78.57
218 CHINA EVERBRIGHT RESEARCH LIMITED 2 2 4 50.00
219 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 41 44 93.18
220 China Finance Holdings Limited 1 0 1 0.00
221 China Gather Wealth Financial Company Limited 1 1 2 50.00
222 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
223 China Hong Kong Capital Asset Management Company Limited 2 9 11 81.82
224 China Integrity Investment Limited 2 1 3 33.33
225 China International Capital Corporation (International) Limited 5 23 28 82.14
226 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 13 16 81.25
227 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
228 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
229 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 95.65
230 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 3 34 37 91.89
231 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
232 CHINA POINT STOCK BROKERS LIMITED 2 14 16 87.50
233 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
234 China Reserve Securities Limited 3 2 5 40.00
235 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
236 CHINA SECURITIES HOLDINGS LIMITED 1 9 10 90.00
237 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
238 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
239 China Tonghai (IA) Limited 3 6 9 66.67
240 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
241 Ching Yick Company 1 1 2 50.00
242 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 50.00
243 CHONG HING SECURITIES LIMITED 4 20 24 83.33
244 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
245 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
246 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
247 CHRISTFUND FUTURES LIMITED 1 9 10 90.00
248 CHRISTFUND SECURITIES LIMITED 5 29 34 85.29
249 CHUANGS & CO. LIMITED 1 3 4 75.00
250 CHUNG LEE SECURITIES COMPANY LIMITED 2 3 5 60.00
251 Chung Tak & Company 1 5 6 83.33
252 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
253 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
254 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
255 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 94.52
256 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 33 35 94.29
257 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 135 142 95.07
258 CINDA INTERNATIONAL SECURITIES LIMITED 4 71 75 94.67
259 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
260 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
261 CITIC Securities Brokerage (HK) Limited 5 66 71 92.96
262 CITIC Securities CLSA Capital Partners (HK) Limited 3 1 4 25.00
263 CITIC Securities Futures (HK) Limited 1 19 20 95.00
264 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
265 Citigroup Global Markets Asia Limited 11 283 294 96.26
266 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 5 81 86 94.19
267 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 66.67
268 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
269 CLSA FUTURES LIMITED 4 23 27 85.19
270 CLSA LIMITED 7 62 69 89.86
271 CLSA RESEARCH LIMITED 2 28 30 93.33
272 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
273 CMB International Global Markets Limited 3 16 19 84.21
274 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
275 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
276 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
277 COL Securities (HK) Limited 1 1 2 50.00
278 COMGEST FAR EAST LIMITED 2 2 4 50.00
279 COMMENCE COMPANY LIMITED 1 0 1 0.00
280 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0.00
281 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
282 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
283 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 181 183 98.91
284 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
285 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 98.06
286 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 168 173 97.11
287 CORPORATE BROKERS LIMITED 4 86 90 95.56
288 CORPORATE COMMODITIES LIMITED 3 27 30 90.00
289 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
290 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
291 Cowen and Company (Asia) Limited 1 2 3 66.67
292 CREDIT AGRICOLE ASSET MANAGEMENT 1 15 16 93.75
293 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
294 Credit Agricole Securities (Asia) Limited 7 73 80 91.25
295 Credit Suisse (Hong Kong) Limited 0 59 59 100.00
296 Credit Suisse Futures (Hong Kong) Limited 2 10 12 83.33
297 Credit Suisse Securities (Hong Kong) Limited 4 127 131 96.95
298 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
299 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
300 CS Wealth Securities Limited 4 4 8 50.00
301 CSC ASIA LIMITED 3 9 12 75.00
302 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 7 8 87.50
303 CSC FUTURES (HK) LIMITED 1 21 22 95.45
304 CSC SECURITIES (HK) LIMITED 4 22 26 84.62
305 CSI Corporate Finance (HK) Limited 13 20 33 60.61
306 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
307 CTW SECURITIES LIMITED 1 3 4 75.00
308 CUPOLA CAPITAL LIMITED 2 0 2 0.00
309 CVC Asia Pacific Limited 1 8 9 88.89
310 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
311 D.J. SECURITIES LIMITED 2 1 3 33.33
312 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
313 DAH SING SECURITIES LIMITED 1 2 3 66.67
314 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
315 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
316 Daiwa Capital Markets Hong Kong Limited 3 35 38 92.11
317 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 3 5 60.00
318 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 1 9 10 90.00
319 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 11 13 84.62
320 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 90.91
321 DASHIN SECURITIES LIMITED 1 1 2 50.00
322 DBS ASIA CAPITAL LIMITED 5 14 19 73.68
323 DBS VICKERS (HONG KONG) LIMITED 4 106 110 96.36
324 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 86 88 97.73
325 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 37 41 90.24
326 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 13 16 81.25
327 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 3 4 7 57.14
328 DEBTTRADERS, LIMITED 1 8 9 88.89
329 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
330 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 93.33
331 DELTA ASIA SECURITIES LIMITED 2 37 39 94.87
332 Delta Asia Wealth Management Limited 2 1 3 33.33
333 DEMETER ASSET MANAGEMENT LIMITED 1 0 1 0.00
334 DEUTSCHE FUTURES HONG KONG LIMITED 2 13 15 86.67
335 DEUTSCHE SECURITIES ASIA LIMITED 10 81 91 89.01
336 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
337 DL BROKERAGE LIMITED 2 18 20 90.00
338 DNB Asset Management (Asia) Limited 3 4 7 57.14
339 DONALDSON, LUFKIN & JENRETTE ASIA SECURITIES LIMITED 1 0 1 0.00
340 DORIC CAPITAL CORPORATION 2 1 3 33.33
341 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
342 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
343 DRAKE & MORGAN LIMITED (HK) 1 7 8 87.50
344 DWS Investments Hong Kong Limited 2 8 10 80.00
345 EAA SECURITIES LIMITED 2 11 13 84.62
346 EAST ASIA FUTURES LIMITED 1 6 7 85.71
347 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
348 EAST ASIA SECURITIES COMPANY LIMITED 2 72 74 97.30
349 Eastspring Investments (Hong Kong) Limited 2 6 8 75.00
350 EEERATE ADVISORY LIMITED 1 0 1 0.00
351 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
352 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
353 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
354 ELSTONE SECURITIES LIMITED 3 19 22 86.36
355 EMPEROR CORPORATE FINANCE LIMITED 3 2 5 40.00
356 EMPEROR FUTURES LIMITED 2 30 32 93.75
357 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 197 203 97.04
358 EMPEROR SECURITIES LIMITED (HK) 3 60 63 95.24
359 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
360 ENLIGHTEN FUTURES LIMITED 3 6 9 66.67
361 ENLIGHTEN SECURITIES LIMITED 5 11 16 68.75
362 EQ INVESTOR SERVICES LIMITED 2 0 2 0.00
363 EQT Partners Asia Limited 1 4 5 80.00
364 EQT Partners Hong Kong Limited 1 2 3 66.67
365 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
366 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
367 Essence International Financial Holdings Limited 1 21 22 95.45
368 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
369 ETRADE SECURITIES (HONG KONG) LIMITED 2 18 20 90.00
370 ETRADE SECURITIES LIMITED 2 16 18 88.89
371 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
372 EUREKA SECURITIES LIMITED 1 5 6 83.33
373 EVA ASSET MANAGEMENT LIMITED 1 1 2 50.00
374 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
375 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
376 EVER-LONG SECURITIES COMPANY LIMITED 2 16 18 88.89
377 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 1 2 50.00
378 Everbright Securities Digital Finance (HK) Limited 2 27 29 93.10
379 Everbright Securities Global (HK) Limited 3 8 11 72.73
380 Everbright Securities Investment Services (HK) Limited 7 251 258 97.29
381 Evergrande Securities (Hong Kong) Limited 2 12 14 85.71
382 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
383 EVERHOT SECURITIES LIMITED 1 6 7 85.71
384 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
385 EWARTON SECURITIES LIMITED 2 15 17 88.24
386 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
387 EYREMOUNT LIMITED 1 0 1 0.00
388 F & M Investment Advisor 1 0 1 0.00
389 F. R. ZIMMERN LIMITED 2 3 5 60.00
390 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
391 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
392 FAIR EAGLE SECURITIES COMPANY LIMITED 1 17 18 94.44
393 FAIRWIN BROKING LIMITED 2 5 7 71.43
394 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
395 FDB Financial Group Limited 2 6 8 75.00
396 FE SECURITIES LIMITED 3 11 14 78.57
397 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
398 FIL Investment Advisors 4 32 36 88.89
399 FIL Investment Management (Hong Kong) Limited 5 68 73 93.15
400 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
401 Finet Securities Limited 2 2 4 50.00
402 FIRST ASIA FINANCE GROUP LIMITED 2 7 9 77.78
403 First China e-Safety Technology Limited 2 0 2 0.00
404 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
405 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
406 FIRST SECURITIES (HK) LIMITED 2 9 11 81.82
407 First Sentier Investors (Hong Kong) Limited 3 9 12 75.00
408 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
409 FIRST SHANGHAI FUTURES LIMITED 2 17 19 89.47
410 FIRST SHANGHAI SECURITIES LIMITED 4 26 30 86.67
411 FIRST STATE (HONG KONG) LLC 3 6 9 66.67
412 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
413 FOOK TIN SECURITIES (1987) LIMITED 2 1 3 33.33
414 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 1 2 50.00
415 FORTUNE (HK) SECURITIES LIMITED 1 6 7 85.71
416 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
417 Fosun International Securities Limited 5 19 24 79.17
418 FOX-PITT, KELTON (ASIA) LIMITED 5 14 19 73.68
419 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 2 4 50.00
420 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 14 17 82.35
421 Freddy Company 1 3 4 75.00
422 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 25.00
423 FT Securities Limited 3 83 86 96.51
424 FTLife Insurance Company Limited 1 4 5 80.00
425 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
426 Fu Yip Securities & Investment Co. 2 6 8 75.00
427 Fubon Capital (HK) Limited 2 3 5 60.00
428 Fubon Fund Management (Hong Kong) Limited 1 0 1 0.00
429 FUHWA SECURITIES (HONG KONG) CO., LIMITED 4 0 4 0.00
430 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 91.30
431 FULBRIGHT SECURITIES LIMITED 4 34 38 89.47
432 FULL WIN SECURITIES LIMITED 2 2 4 50.00
433 FULLJET SECURITIES LIMITED 2 0 2 0.00
434 Funderstone Asset Management (HK) Limited 2 0 2 0.00
435 Funderstone Futures Limited 4 30 34 88.24
436 Funderstone Securities Limited 6 38 44 86.36
437 FWD Financial Planning Limited (HK) 2 14 16 87.50
438 FWD Life Insurance Company (Bermuda) Limited 1 28 29 96.55
439 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
440 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33
441 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
442 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
443 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
444 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
445 GAM HONG KONG LIMITED 4 14 18 77.78
446 GAOYU SECURITIES LIMITED 4 14 18 77.78
447 GAYANG SECURITIES LIMITED 1 11 12 91.67
448 Ge Shang Investment (Hong Kong) Limited 2 5 7 71.43
449 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
450 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
451 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
452 GET NICE ASSET MANAGEMENT LIMITED 1 4 5 80.00
453 GET NICE CAPITAL LIMITED 3 2 5 40.00
454 GET NICE FUTURES COMPANY LIMITED 1 25 26 96.15
455 GET NICE SECURITIES LIMITED 3 64 67 95.52
456 GFI (HK) SECURITIES L.L.C. 0 4 4 100.00
457 GIGA (HONG KONG) LIMITED 1 2 3 66.67
458 Giny Securities Company 1 2 3 66.67
459 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
460 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 3 4 75.00
461 GLOBAL CREDIT SECURITIES LIMITED 3 9 12 75.00
462 GLOBAL FUTURE COMPANY LIMITED 1 1 2 50.00
463 GLOBAL INVESTMENT ADVISORS LIMITED 2 7 9 77.78
464 GLOBAL STRATEGIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
465 Glory Sun Securities Limited 3 12 15 80.00
466 GLS SECURITIES LIMITED 2 6 8 75.00
467 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
468 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
469 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
470 Gold Centre Investment Company 1 5 6 83.33
471 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
472 Goldbridge Securities Limited 2 13 15 86.67
473 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
474 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
475 Goldin Equities Limited 2 5 7 71.43
476 GOLDMAN SACHS (ASIA) L.L.C. 26 396 422 93.84
477 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
478 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 88 91 96.70
479 Goldman Sachs Investment Management Hong Kong Limited 2 8 10 80.00
480 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
481 Goldyard Capital Limited 1 15 16 93.75
482 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
483 Goodcape Investment Company 1 3 4 75.00
484 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
485 Grand Cartel Securities Company Limited 2 5 7 71.43
486 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
487 GRAND DYNASTY CAPITAL LIMITED 1 0 1 0.00
488 GRAND ONWARD SECURITIES LIMITED 1 10 11 90.91
489 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 2 2 100.00
490 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 3 0 3 0.00
491 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
492 GREAT BAY SECURITIES LIMITED 5 51 56 91.07
493 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
494 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
495 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 1 2 50.00
496 GREEN STAR ASIA LIMITED 1 6 7 85.71
497 Greentech Technology Asset Management Company Limited 1 0 1 0.00
498 Grit Securities Limited 2 2 4 50.00
499 GT CAPITAL LIMITED 2 7 9 77.78
500 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
501 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 50.00
502 GUOTAI JUNAN CAPITAL LIMITED 3 9 12 75.00
503 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47
504 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 45 50 90.00
505 H & A Investment Company 1 0 1 0.00
506 H & Q ASIA PACIFIC (HONG KONG) LIMITED 2 0 2 0.00
507 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 4 5 80.00
508 HAITONG INTERNATIONAL CAPITAL LIMITED 6 11 17 64.71
509 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 98.74
510 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 8 12 66.67
511 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00
512 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 191 199 95.98
513 Halbis Capital Management (Hong Kong) Limited 3 11 14 78.57
514 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
515 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
516 HAMON CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00
517 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
518 HANG SENG FUTURES LIMITED 4 3 7 42.86
519 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 29 33 87.88
520 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 45.45
521 HANG SENG SECURITIES LIMITED 4 10 14 71.43
522 HANG TAI SECURITIES LIMITED 3 11 14 78.57
523 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
524 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
525 HANTEC SECURITIES CO., LIMITED 3 17 20 85.00
526 Hao Tian International Securities Limited 2 8 10 80.00
527 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
528 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 81.82
529 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 1 2 50.00
530 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
531 HEAD & SHOULDERS SECURITIES LIMITED 1 5 6 83.33
532 HENCO CAPITAL LIMITED 2 3 5 60.00
533 HENDALE GROUP LIMITED 1 0 1 0.00
534 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
535 HENIK SECURITIES LIMITED 1 7 8 87.50
536 HENYEP SECURITIES LIMITED 2 25 27 92.59
537 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
538 HERMES SECURITIES LIMITED 2 9 11 81.82
539 HFS ASSET MANAGEMENT LIMITED 1 4 5 80.00
540 HING WAI ALLIED SECURITIES LIMITED 4 16 20 80.00
541 HING WONG SECURITIES LIMITED 3 9 12 75.00
542 HIP HING SECURITIES LIMITED 2 2 4 50.00
543 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
544 Ho Fung Shares Investment Company 1 12 13 92.31
545 HOENIG (FAR EAST) LIMITED 3 5 8 62.50
546 HOI SANG SECURITIES LIMITED 1 2 3 66.67
547 Hon Hoi Suen, John 1 0 1 0.00
548 HONG KONG ASSET MANAGEMENT LIMITED 1 3 4 75.00
549 HONG KONG FOREX INVESTMENT LIMITED 4 255 259 98.46
550 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
551 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 70.00
552 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 23 26 88.46
553 Hong Kong Stock Link Securities Limited 3 7 10 70.00
554 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
555 Hongkong Bay Securities Limited 4 17 21 80.95
556 HONOUR FUTURES LIMITED 2 8 10 80.00
557 HONOUR SECURITIES COMPANY LIMITED 2 8 10 80.00
558 HOORAY CAPITAL LIMITED 4 2 6 33.33
559 HOORAY SECURITIES LIMITED 3 16 19 84.21
560 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
561 HOU TAK SECURITIES LIMITED 2 3 5 60.00
562 HPEF Capital Partners Limited 6 16 22 72.73
563 HPEF Venture Partners Limited 4 0 4 0.00
564 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
565 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
566 HSBC BROKING FOREX (ASIA) LIMITED 2 85 87 97.70
567 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 97.17
568 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 92.59
569 HSBC BROKING SECURITIES (ASIA) LIMITED 12 103 115 89.57
570 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 81.48
571 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 50.00
572 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
573 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
574 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 0.00
575 HSBC GUYERZELLER FAR EAST LIMITED 3 1 4 25.00
576 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 100.00
577 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 8 12 66.67
578 HSBC LIFE (INTERNATIONAL) LIMITED 2 79 81 97.53
579 HSBC Private Trustee (Hong Kong) Limited 0 11 11 100.00
580 HSBC SECURITIES (ASIA) LIMITED 8 71 79 89.87
581 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 11 16 68.75
582 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 71.43
583 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 0 5 5 100.00
584 HSZ (HONG KONG) LIMITED 1 2 3 66.67
585 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
586 HUA NAN SECURITIES (HK) LIMITED 1 13 14 92.86
587 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
588 Huajin Corporate Finance (International) Limited 2 0 2 0.00
589 Huarong International Securities Limited 2 40 42 95.24
590 Huayu Securities Limited 1 4 5 80.00
591 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
592 HUNG BROTHERS LIMITED 2 4 6 66.67
593 HUNG SING FUTURES LIMITED 1 2 3 66.67
594 HUNG SING SECURITIES LIMITED 2 14 16 87.50
595 I & P SECURITIES LIMITED 2 3 5 60.00
596 iBest Consultants Limited 2 16 18 88.89
597 iBest Securities Company Limited 3 7 10 70.00
598 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
599 ICBC Asset Management (Global) Company Limited 2 2 4 50.00
600 ICEA CAPITAL ASIA LIMITED 0 2 2 100.00
601 ICEA CAPITAL LIMITED 8 18 26 69.23
602 ICEA SECURITIES ASIA LIMITED 1 6 7 85.71
603 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
604 iFAST Securities (HK) Limited 3 3 6 50.00
605 Imagi Brokerage Limited 3 3 6 50.00
606 IMARKETS LIMITED 1 2 3 66.67
607 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 50.00
608 Income Partners Asset Management (HK) Limited 3 5 8 62.50
609 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
610 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 0 1 0.00
611 Instinet Alpha Trading Limited 4 4 8 50.00
612 INSTINET PACIFIC LIMITED 4 8 12 66.67
613 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
614 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
615 Interactive Brokers Hong Kong Limited 2 2 4 50.00
616 Interactive Brokers LLC 1 2 3 66.67
617 INTERCHINA FUTURES LIMITED 2 18 20 90.00
618 INTERCHINA SECURITIES LIMITED 2 35 37 94.59
619 Intercontinent Securities Company 1 3 4 75.00
620 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 1 2 3 66.67
621 INTERNATIONAL CAPITAL NETWORK LIMITED 1 0 1 0.00
622 INTERNATIONAL COMMERCE CORPORATION 1 2 3 66.67
623 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
624 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 1 1 2 50.00
625 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 31 40 77.50
626 INVESCO HONG KONG LIMITED 9 34 43 79.07
627 Investec Asia Limited 3 1 4 25.00
628 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 6 9 66.67
629 IREALITY INVESTMENTS LIMITED 5 4 9 44.44
630 iVenture Investment Management Limited 2 0 2 0.00
631 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 52 56 92.86
632 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 90.48
633 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 38 43 88.37
634 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
635 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
636 Janus Henderson Investors Hong Kong Limited 2 8 10 80.00
637 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
638 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
639 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 97.53
640 JEFFERIES PACIFIC LIMITED 2 2 4 50.00
641 JF INTERNATIONAL MANAGEMENT INC. 2 12 14 85.71
642 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
643 JIMEI WEALTH MANAGEMENT LIMITED 1 3 4 75.00
644 JK Capital Management Limited 3 1 4 25.00
645 JOINCAP CAPITAL LIMITED 1 0 1 0.00
646 Joseph Cheung & Associates 1 0 1 0.00
647 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
648 Joy Silver Limited 6 3 9 33.33
649 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 86.27
650 JPMorgan Asset Management (Japan) Limited 1 0 1 0.00
651 JPMorgan Funds (Asia) Limited 2 45 47 95.74
652 JS CRESVALE CAPITAL LIMITED 4 7 11 63.64
653 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 32 37 86.49
654 JS SECURITIES LIMITED (HK) 1 2 3 66.67
655 Jupiter Asset Management (Asia Pacific) Limited 2 5 7 71.43
656 JVSakk Asia Limited 2 7 9 77.78
657 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
658 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
659 K.K. Wong & Company 1 0 1 0.00
660 K.K.M. SECURITIES LIMITED 3 10 13 76.92
661 K.L. Securities Company 1 6 7 85.71
662 Ka Yue Investment Company 1 0 1 0.00
663 KAISER FUTURES LIMITED 4 26 30 86.67
664 Kaiser KT Capital Limited 3 3 6 50.00
665 KAISER SECURITIES LIMITED 1 27 28 96.43
666 KAM FAI SECURITIES CO., LIMITED 4 13 17 76.47
667 KAM LUEN SECURITIES LIMITED 1 3 4 75.00
668 Kam Wah Investments Limited 3 2 5 40.00
669 Kan Fung Securities Co. 1 0 1 0.00
670 KARFORD SECURITIES LIMITED 2 0 2 0.00
671 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
672 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
673 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 17 19 89.47
674 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 88.24
675 KARL-THOMSON SECURITIES COMPANY LIMITED 5 37 42 88.10
676 Katherine Ip & Company 1 3 4 75.00
677 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
678 KB Securities Hong Kong Limited 1 5 6 83.33
679 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
680 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
681 KEE CHEONG SECURITIES COMPANY LIMITED 2 6 8 75.00
682 KGI ASIA LIMITED 3 164 167 98.20
683 KGI Asset Management Limited 2 0 2 0.00
684 KGI CAPITAL ASIA LIMITED 2 4 6 66.67
685 KGI FUTURES (HONG KONG) LIMITED 1 142 143 99.30
686 KGI SECURITIES (HONG KONG) LIMITED 3 25 28 89.29
687 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 1 1 2 50.00
688 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 15 18 83.33
689 KHG Lam 1 0 1 0.00
690 KILMOREY SECURITIES LIMITED 3 7 10 70.00
691 Kin Fung Stock Company 1 3 4 75.00
692 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
693 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
694 King Wai Company 1 0 1 0.00
695 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
696 KINGSTON FUTURES LIMITED 2 19 21 90.48
697 KINGSTON SECURITIES LIMITED 3 47 50 94.00
698 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
699 KINGSWAY CAPITAL LIMITED 9 16 25 64.00
700 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 7 38 45 84.44
701 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
702 KINGSWAY SW FUND MANAGEMENT LIMITED 2 0 2 0.00
703 KINGSWAY UNIT TRUST MANAGERS LIMITED 4 8 12 66.67
704 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
705 KMT SECURITIES LIMITED 2 5 7 71.43
706 Ko Kun Stock Company 1 1 2 50.00
707 Ko's Brother (Securities) Company 1 17 18 94.44
708 KOFFMAN INVESTMENT LIMITED 1 7 8 87.50
709 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
710 KPMG CORPORATE FINANCE LIMITED 4 12 16 75.00
711 KWAI HUNG SECURITIES COMPANY LIMITED 1 25 26 96.15
712 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
713 KWK ASIA MANAGEMENT LIMITED 1 0 1 0.00
714 Kwok Chung Chun Securities Company 1 0 1 0.00
715 KWOK HING SECURITIES LIMITED 2 3 5 60.00
716 KWONG FAT HONG (SECURITIES) LIMITED 4 12 16 75.00
717 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
718 LAMTEX SECURITIES LIMITED 3 12 15 80.00
719 LAU & COMPANY LIMITED 2 0 2 0.00
720 Lawsons Securities Company 1 0 1 0.00
721 LAZARD ASIA (HONG KONG) LIMITED 1 2 3 66.67
722 Lee Tat & Company 1 4 5 80.00
723 Lees Securities Co. 1 8 9 88.89
724 Legg Mason Asset Management Hong Kong Limited 4 10 14 71.43
725 Legg Mason International Equities (Hong Kong) Limited 4 10 14 71.43
726 LEHIN SECURITIES LIMITED 3 21 24 87.50
727 LEHMAN BROTHERS ASIA HOLDINGS LIMITED 2 26 28 92.86
728 LEHMAN BROTHERS ASIA LIMITED 6 73 79 92.41
729 LEHMAN BROTHERS FUTURES ASIA LIMITED 1 1 2 50.00
730 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 12 15 80.00
731 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
732 LEI SHING HONG SECURITIES LIMITED 2 8 10 80.00
733 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 10 15 66.67
734 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
735 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
736 LIM ADVISORS LIMITED 3 4 7 57.14
737 LINDEMAN ASIA LIMITED 1 0 1 0.00
738 LING SECURITIES LIMITED 2 4 6 66.67
739 Lion Global Financial Limited 3 27 30 90.00
740 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
741 LLOYDS TSB PACIFIC LIMITED 6 12 18 66.67
742 LM INVESTMENT MANAGEMENT INTERNATIONAL LIMITED 1 0 1 0.00
743 Lombard Investments (HK) Limited 1 0 1 0.00
744 LOMBARD ODIER (HONG KONG) LIMITED 2 13 15 86.67
745 Longitude Asia Limited 1 0 1 0.00
746 LUEN FAT SECURITIES COMPANY LIMITED 4 46 50 92.00
747 LUEN HING SECURITIES LIMITED 3 6 9 66.67
748 LUEN SING SECURITIES LIMITED 3 12 15 80.00
749 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
750 Lynx Portfolio Limited 2 0 2 0.00
751 M & A SECURITIES (HK) LIMITED 1 3 4 75.00
752 M&F Asset Management Limited 3 9 12 75.00
753 M-TRADE ASIA LIMITED 1 0 1 0.00
754 Mackenzie Investments Asia Limited 3 1 4 25.00
755 MACQUARIE CAPITAL LIMITED 6 69 75 92.00
756 Macquarie Corporate (Hong Kong) Limited 1 8 9 88.89
757 MACQUARIE EQUITIES (ASIA) LIMITED 3 31 34 91.18
758 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
759 MAGIC COMPASS FUTURES LIMITED 5 5 10 50.00
760 MAGUSTA FUTURES LIMITED 2 6 8 75.00
761 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
762 Mainland Securities Co. 1 1 2 50.00
763 MALAHON SECURITIES LIMITED 1 11 12 91.67
764 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
765 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
766 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
767 MAN WO INVESTMENT CO., LIMITED 2 2 4 50.00
768 MANBLE SECURITIES LIMITED 1 7 8 87.50
769 MANDARIN VP (HK) LIMITED 1 0 1 0.00
770 MANGO FINANCIAL LIMITED 2 12 14 85.71
771 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
772 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 2 4 50.00
773 MANULIFE (INTERNATIONAL) LIMITED 2 13 15 86.67
774 Manulife Investment Management (Hong Kong) Limited 2 1120 1122 99.82
775 MARC FABER LIMITED 1 0 1 0.00
776 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
777 Mason Futures Limited (HK) 3 26 29 89.66
778 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
779 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
780 Mason Securities Limited 3 51 54 94.44
781 MASTER TRADEMORE SECURITIES LIMITED 1 13 14 92.86
782 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
783 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
784 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
785 Matrix Securities Limited 5 3 8 37.50
786 Maurice Lee Investment Advisor Company 1 0 1 0.00
787 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 4 7 57.14
788 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
789 MCP Holdings Limited (HK) 1 0 1 0.00
790 MEAG Hong Kong Limited 1 1 2 50.00
791 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 8 12 66.67
792 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
793 MEGABASE FUTURES CO. LIMITED 2 4 6 66.67
794 MEGABASE SECURITIES LIMITED 2 5 7 71.43
795 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
796 MEIJI YASUDA ASIA LIMITED 1 7 8 87.50
797 MEIJI YASUDA COMPANY LIMITED 1 5 6 83.33
798 Melbourne Investment Company 1 1 2 50.00
799 MELLON GLOBAL INVESTMENTS ASIA LIMITED 1 1 2 50.00
800 Mercer (Hong Kong) Limited 1 1 2 50.00
801 Merdeka Securities Limited 3 1 4 25.00
802 Merrill Lynch (Asia Pacific) Limited 11 329 340 96.76
803 Merrill Lynch Far East Limited 9 121 130 93.08
804 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 97.44
805 MESSIS CAPITAL LIMITED 2 1 3 33.33
806 Metaverse Securities Limited (HK) 4 0 4 0.00
807 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
808 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
809 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
810 MIB FINANCE (HONG KONG) LIMITED 2 23 25 92.00
811 MIB FUTURES (HONG KONG) LIMITED 1 16 17 94.12
812 MIB SECURITIES (HONG KONG) LIMITED 5 60 65 92.31
813 Minerva Holding Financial Securities Limited 2 11 13 84.62
814 MING HON SECURITIES LIMITED 3 1 4 25.00
815 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
816 MIS SERVICES LIMITED (d2019-06-01) 4 3 7 42.86
817 MIZUHO SECURITIES ASIA LIMITED 2 13 15 86.67
818 MLI LIMITED (d2018-03-29) 1 6 7 85.71
819 Moliyo (Hong Kong) Limited 2 3 5 60.00
820 Monex Boom Securities (H.K.) Limited 2 6 8 75.00
821 MONEY CONCEPTS (ASIA) LIMITED 1 4 5 80.00
822 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
823 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
824 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
825 Morgan Stanley Asia Limited 7 373 380 98.16
826 Morgan Stanley Hong Kong Futures Limited 3 147 150 98.00
827 Morgan Stanley Hong Kong Securities Limited 4 19 23 82.61
828 MORTON SECURITIES LIMITED 2 2 4 50.00
829 MTF SECURITIES LIMITED 2 13 15 86.67
830 MUSHK Limited 3 14 17 82.35
831 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
832 Nan Lee Investment Co. 1 2 3 66.67
833 NAPA GLOBAL LIMITED 2 1 3 33.33
834 NATIONAL RESOURCES SECURITIES LIMITED 2 17 19 89.47
835 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
836 Nerico Brothers Limited (HK) 3 3 6 50.00
837 Network Financial Services Limited 1 32 33 96.97
838 Neutral Financial Holding Company Limited 2 6 8 75.00
839 New Gala Securities Company 1 3 4 75.00
840 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
841 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
842 NEW TREND FUTURES LIMITED 4 21 25 84.00
843 Newedge Broker Hong Kong Limited 2 12 14 85.71
844 Newedge Broker Limited 3 16 19 84.21
845 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
846 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
847 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 3 4 75.00
848 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
849 Nittan Securities Asia Limited 2 2 4 50.00
850 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
851 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
852 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 127 129 98.45
853 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
854 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
855 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
856 NORTH SEA SECURITIES LIMITED 2 6 8 75.00
857 Northern Trust Company of Hong Kong Limited (The) 4 4 8 50.00
858 NOUVELLE CAYENNA INNOVATION LIMITED 2 5 7 71.43
859 NUADA CAPITAL LIMITED 1 0 1 0.00
860 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
861 OCBC Futures Investment (Hong Kong) Limited 1 5 6 83.33
862 OCBC SECURITIES (HONG KONG) LIMITED 1 12 13 92.31
863 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 75.00
864 Offshore Financial Consultants 1 0 1 0.00
865 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 88.89
866 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
867 OKASAN INTERNATIONAL (ASIA) LIMITED 3 4 7 57.14
868 On Hing Securities Company 1 1 2 50.00
869 OnePlatform Asset Management Limited 1 61 62 98.39
870 OnePlatform Securities Limited 2 31 33 93.94
871 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
872 ONSHINE SECURITIES LIMITED 3 11 14 78.57
873 Open Asset Management Limited 1 0 1 0.00
874 Open Securities Limited 2 10 12 83.33
875 Optima Capital Limited 3 6 9 66.67
876 Oreana Financial Services Limited 2 4 6 66.67
877 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
878 ORIENT SECURITIES LIMITED 2 8 10 80.00
879 ORIENTAL PATRON ASIA LIMITED 3 14 17 82.35
880 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
881 Oriental Stocks & Shares (Investment) Co. 1 2 3 66.67
882 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
883 Oshidori Corporate Finance Limited 2 0 2 0.00
884 Oshidori Securities Limited 3 9 12 75.00
885 OVERLOOK INVESTMENTS LIMITED 1 1 2 50.00
886 PACIFIC CAPITAL (ASIA) LIMITED 2 0 2 0.00
887 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
888 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 86.96
889 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
890 PACIFIC GROUP LIMITED (THE) 1 0 1 0.00
891 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
892 Pacific Sun Advisors Limited 1 0 1 0.00
893 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 81.82
894 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
895 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
896 PANURGY LIMITED 1 0 1 0.00
897 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0.00
898 PARIBAS ASIA EQUITY LIMITED 2 8 10 80.00
899 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
900 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
901 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
902 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
903 Paul Fan & Company 1 0 1 0.00
904 PEACE TOWN FOREX LIMITED 5 48 53 90.57
905 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
906 PEACE TOWN FUTURES LIMITED 5 15 20 75.00
907 PEGASUS FUND MANAGERS LIMITED 2 28 30 93.33
908 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
909 PGIM (Hong Kong) Limited 2 3 5 60.00
910 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
911 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50
912 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 97.39
913 PHILLIP SECURITIES (HONG KONG) LIMITED 5 217 222 97.75
914 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
915 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 50.00
916 PHOENIX CAPITAL SECURITIES LIMITED 3 6 9 66.67
917 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
918 Pictet Asset Management (Hong Kong) Limited 4 1 5 20.00
919 PineBridge Investments Asia Limited 3 31 34 91.18
920 PineBridge Investments Hong Kong Limited 4 1 5 20.00
921 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
922 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 66.67
923 PIPER JAFFRAY ASIA LIMITED 3 7 10 70.00
924 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 93.33
925 Planetree Futures Limited 3 6 9 66.67
926 Planetree Securities Limited 4 20 24 83.33
927 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
928 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
929 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
930 PO LEE SECURITIES LIMITED 1 2 3 66.67
931 PO SANG SECURITIES LIMITED 2 12 14 85.71
932 Polaris Capital (Asia) Limited 6 8 14 57.14
933 PPM VENTURES (ASIA) LIMITED 4 2 6 33.33
934 Prashant K. Trivedi 1 0 1 0.00
935 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 1 2 50.00
936 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
937 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 8 14 57.14
938 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
939 Prime Cdex Securities Limited 6 26 32 81.25
940 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
941 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 1 2 50.00
942 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 2 6 33.33
943 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 6 9 66.67
944 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 19 22 86.36
945 PRIVATE CAPITAL LIMITED 1 0 1 0.00
946 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 100.00
947 Promising Securities Company 1 15 16 93.75
948 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 12 14 85.71
949 PRUDENCE FUTURES LIMITED 2 0 2 0.00
950 PRUDENTIAL BROKERAGE LIMITED 2 77 79 97.47
951 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 96.00
952 Public Financial Securities Limited 1 7 8 87.50
953 Public Futures Limited 1 3 4 75.00
954 Public Pacific Securities Limited 1 1 2 50.00
955 Public Securities Limited 2 4 6 66.67
956 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
957 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 0.00
958 QLEAP ACCELERATORS LIMITED 2 2 4 50.00
959 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
960 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
961 QUAM FUTURES LIMITED 3 16 19 84.21
962 Quam Securities Limited 3 29 32 90.63
963 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
964 Rakuten Securities Hong Kong Limited 2 1 3 33.33
965 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
966 RBC FUTURES SERVICES (ASIA) LIMITED 2 27 29 93.10
967 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 78.57
968 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 44 46 95.65
969 RBS Asia Corporate Finance Limited 4 44 48 91.67
970 RBS Asia Futures Limited 2 5 7 71.43
971 RBS Asia Securities (Hong Kong) Limited 5 36 41 87.80
972 RBS Securities (Far East) Limited 0 6 6 100.00
973 REALCHAMP ASSET MANAGEMENT LIMITED 1 5 6 83.33
974 REALINK FINANCIAL TRADE LIMITED 2 13 15 86.67
975 Redford Asset Management Limited 1 2 3 66.67
976 Regal Jewellery & Goldsmith Co., Limited 1 6 7 85.71
977 REGENT FINANCIAL SERVICES LIMITED 1 1 2 50.00
978 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 1 2 50.00
979 RESIDENTS SECURITIES LIMITED 1 2 3 66.67
980 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
981 REXCAPITAL FUTURES LIMITED 2 36 38 94.74
982 REXCAPITAL ONLINE LIMITED 1 1 2 50.00
983 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 50.00
984 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
985 RHB SECURITIES HONG KONG LIMITED 1 14 15 93.33
986 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
987 Rich Union Securities (H.K.) Limited 1 2 3 66.67
988 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 5 6 83.33
989 Rifa Securities Limited 1 7 8 87.50
990 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
991 RIMC ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
992 RL360 SERVICES LIMITED 1 1 2 50.00
993 Robert Kai Leung Lo 1 1 2 50.00
994 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
995 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
996 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
997 ROOFER SECURITIES LIMITED 1 9 10 90.00
998 ROSA SECURITIES LIMITED 3 10 13 76.92
999 RPS INVESTMENT LIMITED 4 4 8 50.00
1000 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
1001 SA Capital Limited (HK) 1 0 1 0.00
1002 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
1003 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1004 Salisbury Securities 1 2 3 66.67
1005 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1006 SAMSUNG SECURITIES (ASIA) LIMITED 0 2 2 100.00
1007 San Wan Yuan & Company 1 1 2 50.00
1008 SANFULL SECURITIES LIMITED 5 52 57 91.23
1009 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1010 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 37 40 92.50
1011 SBI China Capital Commodities Limited 3 17 20 85.00
1012 SBI China Capital Financial Services Limited 3 10 13 76.92
1013 SBI China Capital Securities Limited 3 31 34 91.18
1014 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 37 43 86.05
1015 SCM CHINA LIMITED 2 1 3 33.33
1016 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
1017 SDHG International Securities Limited 3 5 8 62.50
1018 Seaga International 1 2 3 66.67
1019 SEEKERS MARKETS LIMITED 2 12 14 85.71
1020 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 8 11 72.73
1021 SELINA & CO. LIMITED (HK) 1 7 8 87.50
1022 SG Asset Finance (Hong Kong) Limited 4 15 19 78.95
1023 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
1024 SG SECURITIES (HK) LIMITED 7 52 59 88.14
1025 SHACOM FUTURES LIMITED 3 2 5 40.00
1026 Shacom Securities Limited 2 6 8 75.00
1027 Shang International Finance Limited 2 8 10 80.00
1028 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
1029 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33
1030 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
1031 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 0 3 0.00
1032 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 10 13 76.92
1033 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 97.33
1034 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 2 3 66.67
1035 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 3 110 113 97.35
1036 SHENYIN WANGUO BROKERAGE (H.K.) LIMITED 1 4 5 80.00
1037 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
1038 SHUN HENG SECURITIES LIMITED 1 7 8 87.50
1039 SHUN LOONG CAPITAL LIMITED 1 1 2 50.00
1040 SHUN LOONG FOREX COMPANY LIMITED 1 16 17 94.12
1041 SHUN LOONG FUTURES LIMITED 2 35 37 94.59
1042 SHUN LOONG SECURITIES COMPANY LIMITED 3 84 87 96.55
1043 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1044 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
1045 Silk Road International Capital Limited 1 0 1 0.00
1046 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1047 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33
1048 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1049 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1050 SINO CAPITAL SECURITIES LIMITED 1 24 25 96.00
1051 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
1052 Sino-Rich Securities & Futures Limited 2 9 11 81.82
1053 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
1054 Sinofortune Financial Capital Limited 2 1 3 33.33
1055 Sinofortune Securities Limited 5 9 14 64.29
1056 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 0 2 0.00
1057 SINOMAX SECURITIES LIMITED 2 3 5 60.00
1058 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 4 7 57.14
1059 SINOPAC FUTURES (ASIA) LIMITED 2 12 14 85.71
1060 SINOPAC SECURITIES (ASIA) LIMITED 5 30 35 85.71
1061 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
1062 SIU ON SECURITIES LIMITED 2 4 6 66.67
1063 SIU YIP COMMODITY LIMITED 4 4 8 50.00
1064 SKY WARD ASIA LIMITED 1 0 1 0.00
1065 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 0.00
1066 SMBC Nikko Securities (Hong Kong) Limited 2 2 4 50.00
1067 SOEN TAK SECURITIES COMPANY LIMITED 2 4 6 66.67
1068 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 4 6 66.67
1069 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1070 SOLID KING SECURITIES LIMITED 2 8 10 80.00
1071 Soo Pei Shao & Company 1 8 9 88.89
1072 Soo Pui Chen & Company 1 2 3 66.67
1073 SOUTH CHINA CAPITAL LIMITED 4 11 15 73.33
1074 SOUTH CHINA COMMODITIES LIMITED 3 74 77 96.10
1075 South China Investment Consultancy (Hong Kong) Limited 3 21 24 87.50
1076 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
1077 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
1078 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1079 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 4 5 80.00
1080 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 14 16 87.50
1081 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 1 1 2 50.00
1082 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 111 114 97.37
1083 SPDB International Holdings Limited 3 0 3 0.00
1084 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 3 4 75.00
1085 SPS COMMODITIES LIMITED 2 8 10 80.00
1086 SPS INVESTMENT SERVICES LIMITED 1 6 7 85.71
1087 SPS RESEARCH LIMITED 1 1 2 50.00
1088 SPS SECURITIES LIMITED 4 16 20 80.00
1089 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1090 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 6 8 75.00
1091 St. James's Place (Hong Kong) Limited 2 7 9 77.78
1092 STANDARD & POOR'S, LLC 2 1 3 33.33
1093 Standard Chartered Securities (Hong Kong) Limited 7 26 33 78.79
1094 Standard Chartered Trustee (Hong Kong) Limited 0 47 47 100.00
1095 Standard Commodities (Asia) Limited 1 2 3 66.67
1096 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1097 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
1098 STANHILL (HONG KONG) LIMITED 4 10 14 71.43
1099 STAR SECURITIES LIMITED (d2009-10-02) 1 4 5 80.00
1100 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 15 16 93.75
1101 Stellar Securities Limited 1 2 3 66.67
1102 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1103 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
1104 STOCKWELL SECURITIES LIMITED 2 28 30 93.33
1105 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1106 Success Futures and Foreign Exchange Limited 2 3 5 60.00
1107 Success Power Investment Advisory Limited 1 0 1 0.00
1108 Success Securities Limited 2 25 27 92.59
1109 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1110 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1111 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 50.00
1112 SUN DELTA SECURITIES LIMITED 2 2 4 50.00
1113 SUN GROWTH SECURITIES LIMITED 2 19 21 90.48
1114 Sun Life Financial Asia Services Limited 1 1 2 50.00
1115 Sun Life Hong Kong Limited 1 493 494 99.80
1116 Sun Life Pension Trust Limited 0 2 2 100.00
1117 SUN RAISE CAPITAL LIMITED 1 0 1 0.00
1118 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
1119 SUN'S FUTURE LIMITED 3 6 9 66.67
1120 Sunline Prosticks Financial Solutions Limited 3 0 3 0.00
1121 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
1122 Sunrise Investment Company 1 8 9 88.89
1123 Sunwah Kingsway Leasing and Finance Limited 3 9 12 75.00
1124 Superfund Financial (Hong Kong) Limited 1 2 3 66.67
1125 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
1126 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 5 6 83.33
1127 Szehope & Company 1 3 4 75.00
1128 T & F RESEARCH LIMITED 1 1 2 50.00
1129 T G HOLBORN (HK) LIMITED 2 43 45 95.56
1130 T G SECURITIES LIMITED 1 0 1 0.00
1131 T Y International 1 0 1 0.00
1132 T. M. MANAGEMENT LIMITED 1 0 1 0.00
1133 T. ROWE PRICE INTERNATIONAL, INC. 1 6 7 85.71
1134 T. W. SABNANI SECURITIES LIMITED 1 1 2 50.00
1135 TACHIBANA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00
1136 TAHOE LIFE INSURANCE COMPANY LIMITED 1 8 9 88.89
1137 Tai Chuen Securities Co. 1 1 2 50.00
1138 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1139 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1140 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1141 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1142 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
1143 TAI WAH SECURITIES LIMITED 1 6 7 85.71
1144 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 66.67
1145 TAI YIP STOCK COMPANY LIMITED 3 10 13 76.92
1146 TAIFAIR FUTURES LIMITED 1 4 5 80.00
1147 TAIFAIR SECURITIES LIMITED 3 11 14 78.57
1148 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
1149 Taiping Securities (HK) Co Limited 4 30 34 88.24
1150 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1151 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
1152 TANG KEE SECURITIES LIMITED 2 4 6 66.67
1153 TANG PING KONG LIMITED 3 11 14 78.57
1154 TARTAN SECURITIES (ASIA) LIMITED 2 5 7 71.43
1155 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1156 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 68.75
1157 TC Investment Management (Asia) Limited 2 4 6 66.67
1158 TCW ASIA LIMITED 1 0 1 0.00
1159 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 8 8 100.00
1160 Teil Stock Investment Company 1 0 1 0.00
1161 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
1162 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1163 Templewater Hong Kong Limited 2 4 6 66.67
1164 Ten & Ten Securities Company 1 4 5 80.00
1165 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1166 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 151 151 100.00
1167 THING ON SECURITIES LIMITED 3 7 10 70.00
1168 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1169 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1170 TIFFIT SECURITIES (HONG KONG) LIMITED 4 7 11 63.64
1171 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
1172 TIMES SECURITIES COMPANY LIMITED 2 17 19 89.47
1173 TIS SECURITIES (HK) LIMITED 4 15 19 78.95
1174 TISCO SECURITIES HONG KONG LIMITED 2 15 17 88.24
1175 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 3 2 5 40.00
1176 To Hoi Hung Company 1 4 5 80.00
1177 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
1178 Tokio Marine Investment Services, Limited 0 1 1 100.00
1179 TOPMORE COMMODITIES LIMITED 3 15 18 83.33
1180 Towers Watson Hong Kong Limited 1 4 5 80.00
1181 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0.00
1182 TOYO SECURITIES ASIA LIMITED 2 4 6 66.67
1183 TRANS JOY SECURITIES LIMITED 2 10 12 83.33
1184 TRANSPAC CAPITAL LIMITED 1 4 5 80.00
1185 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 1 2 50.00
1186 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1187 Trinity Financial Group Limited 1 0 1 0.00
1188 TRUTH SECURITIES LIMITED 4 2 6 33.33
1189 TSE'S SECURITIES LIMITED 2 54 56 96.43
1190 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1191 Tung Shing Futures (Brokers) Limited 2 73 75 97.33
1192 Tung Shing Securities (Brokers) Limited 4 346 350 98.86
1193 Tung Shun & Company 1 3 4 75.00
1194 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
1195 TUNG TAI SECURITIES COMPANY LIMITED 4 11 15 73.33
1196 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1197 TUNG WUI SECURITIES CO., LIMITED 1 1 2 50.00
1198 TVC MANAGEMENT LIMITED 1 0 1 0.00
1199 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
1200 Tyche Group Limited 2 8 10 80.00
1201 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
1202 UBS Asset Management (Hong Kong) Limited 2 5 7 71.43
1203 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
1204 UBS DERIVATIVES HONG KONG LIMITED 2 8 10 80.00
1205 UBS SECURITIES ASIA LIMITED 14 203 217 93.55
1206 UBS SECURITIES HONG KONG LIMITED 5 19 24 79.17
1207 UFJ INVESTMENTS ASIA LIMITED 1 10 11 90.91
1208 UKFP (Asia) HK Limited 3 42 45 93.33
1209 UNI-ALPHA FUTURES LIMITED 1 5 6 83.33
1210 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
1211 UNI-CROWN INVESTMENT LIMITED 1 0 1 0.00
1212 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1213 Union Securities Co 1 1 2 50.00
1214 UNITED CAPITAL LIMITED 1 0 1 0.00
1215 United Securities Limited (HK) 1 5 6 83.33
1216 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
1217 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 75.00
1218 UOB ASIA (HONG KONG) LIMITED 4 9 13 69.23
1219 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1220 UOB KAY HIAN (HONG KONG) LIMITED 9 109 118 92.37
1221 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
1222 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 6 50 56 89.29
1223 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
1224 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 90.00
1225 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1226 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
1227 VALUE PARTNERS LIMITED 3 7 10 70.00
1228 Value Partners Private Equity Limited 1 0 1 0.00
1229 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
1230 Vantum Futures Limited 2 2 4 50.00
1231 VC BROKERAGE LIMITED 2 72 74 97.30
1232 VC CAPITAL LIMITED 4 7 11 63.64
1233 VC FUTURES LIMITED 4 43 47 91.49
1234 VC International Asset Management Limited 1 2 3 66.67
1235 VENHOUSE FINANCIAL PLANNING LIMITED 1 21 22 95.45
1236 VERCAP Financial Services Limited 2 7 9 77.78
1237 VICTORFIELD SECURITIES LIMITED 2 3 5 60.00
1238 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1239 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 60.00
1240 VICTORY SECURITIES COMPANY LIMITED 2 13 15 86.67
1241 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
1242 Virtu ITG Hong Kong Limited 1 6 7 85.71
1243 Virtu ITG Securities (Asia) Limited 1 6 7 85.71
1244 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1245 VMS Securities Limited 1 8 9 88.89
1246 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1247 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1248 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1249 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1250 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1251 WAI FAT SECURITIES LIMITED 2 4 6 66.67
1252 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1253 WALCO SECURITIES LIMITED 1 3 4 75.00
1254 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1255 Wanhai Securities (HK) Limited 3 3 6 50.00
1256 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
1257 Waton Securities International Limited 2 10 12 83.33
1258 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1259 Welform Investors Company 1 4 5 80.00
1260 Well Link International Securities Limited 3 29 32 90.63
1261 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1262 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1263 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
1264 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 60.00
1265 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1266 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
1267 WIGRAM CAPITAL LIMITED 1 0 1 0.00
1268 WILBY SECURITIES LIMITED 2 4 6 66.67
1269 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
1270 WILLIAMS SECURITIES LIMITED 1 0 1 0.00
1271 Win Securities Limited 2 2 4 50.00
1272 WIN WONG SECURITIES LIMITED 2 29 31 93.55
1273 WINFULL SECURITIES LIMITED 3 23 26 88.46
1274 WING FAT SECURITIES LIMITED 3 9 12 75.00
1275 WING FUNG SECURITIES LIMITED 2 4 6 66.67
1276 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 75.00
1277 WING ON CHEONG SECURITIES COMPANY LIMITED 6 26 32 81.25
1278 WING ON SECURITIES LIMITED 1 10 11 90.91
1279 WING SANG SECURITIES COMPANY LIMITED 4 12 16 75.00
1280 WING TAK SECURITIES LIMITED 1 1 2 50.00
1281 Wing Yee Company 1 4 5 80.00
1282 WING YEE SECURITIES COMPANY LIMITED 3 7 10 70.00
1283 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1284 WINGS SECURITIES (HK) LIMITED 2 53 55 96.36
1285 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
1286 Winning & Company 1 1 2 50.00
1287 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1288 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1289 WINTECH SECURITIES LIMITED 4 16 20 80.00
1290 Wisetrade Securities Limited 3 11 14 78.57
1291 WM (HK) Limited 1 751 752 99.87
1292 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
1293 WOCOM FOREIGN EXCHANGE CO. LIMITED 1 4 5 80.00
1294 WOCOM INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1295 WOCOM LIMITED (HK) 3 30 33 90.91
1296 WOCOM SECURITIES LIMITED 3 36 39 92.31
1297 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1298 WORLDSEC INTERNATIONAL LIMITED 3 0 3 0.00
1299 WORLDTOP SECURITIES LIMITED 1 2 3 66.67
1300 WORLDVEST CAPITAL LIMITED 2 0 2 0.00
1301 WORLDWIDE BROKERAGE LIMITED 2 3 5 60.00
1302 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1303 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1304 Y. S. Law & Co. 1 0 1 0.00
1305 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
1306 YARDLEY FINANCE LIMITED 2 1 3 33.33
1307 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1308 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1309 YF FUTURES COMPANY LIMITED 3 4 7 57.14
1310 YF Life Insurance International Limited 1 11 12 91.67
1311 YF SECURITIES COMPANY LIMITED 4 10 14 71.43
1312 YICK FUNG SECURITIES & INVESTMENT CO. LIMITED 1 5 6 83.33
1313 YICKO FUTURES LIMITED 2 7 9 77.78
1314 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
1315 YICKO SECURITIES LIMITED 3 18 21 85.71
1316 Ying Kit Stock Company 1 0 1 0.00
1317 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1318 YING WAH SECURITIES COMPANY LIMITED 2 6 8 75.00
1319 Youyu Credit Limited 2 7 9 77.78
1320 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1321 YU ON COMMODITIES COMPANY LIMITED 2 3 5 60.00
1322 YU ON SECURITIES COMPANY LIMITED 2 19 21 90.48
1323 Yuanta Asia Investment (Hong Kong) Limited 8 13 21 61.90
1324 Yuanta Securities (Hong Kong) Company Limited 1 0 1 0.00
1325 YUE SHING SECURITIES COMPANY LIMITED 2 1 3 33.33
1326 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
1327 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
1328 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
1329 Yunfeng Financial Markets Limited 2 14 16 87.50
1330 Zhongrong International Futures Co., Limited 4 6 10 60.00
1331 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1332 ZHONGRONG PT SECURITIES LIMITED 5 18 23 78.26
1333 Ziar & Company 1 5 6 83.33
1334 ZURICH ADVISORY (HK) LIMITED 2 135 137 98.54
1335 ZURICH CAPITAL MARKETS HONG KONG LIMITED 2 0 2 0.00
1336 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 50.00
1336 Average 2.22 15.71 17.93 87.61

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