SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 1 0 1 0.00
2 AFG CAPITAL ASSETS LIMITED 1 0 1 0.00 2004-09-01
3 Alpha Financial Group Limited 1 0 1 0.00 2005-10-31
4 ANA SECURITIES COMPANY LIMITED 1 0 1 0.00 2005-03-31
5 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
6 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
7 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
8 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
9 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
10 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 0 1 0.00 2003-05-02
11 MANBLE SECURITIES LIMITED 1 0 1 0.00
12 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
13 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 1 0 1 0.00
14 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
15 PIMCO ASIA PTE LTD 1 0 1 0.00 2005-12-09
16 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00
17 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
18 UOB FINANCE (H.K.) LIMITED 0 1 1 100.00
19 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
20 AASTOCKS.COM LIMITED 2 0 2 0.00
21 ADM SECURITIES LIMITED 2 0 2 0.00
22 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
23 AJIA-RPMH (HK) LIMITED 2 0 2 0.00 2005-05-17
24 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
25 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
26 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
27 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
28 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
29 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
30 ARA Asset Management (Prosperity) Limited 2 0 2 0.00 2005-11-30
31 ARISAIG PARTNERS (ASIA) PTE LTD 1 1 2 50.00 2005-12-22
32 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
33 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
34 Astrum Capital Management Limited (HK) 2 0 2 0.00 2005-07-08
35 ATMA EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2005-09-20
36 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
37 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
38 Avia Asset Management Limited 2 0 2 0.00
39 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
40 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
41 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
42 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
43 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
44 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
45 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
46 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
47 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
48 CERES CAPITAL LIMITED 2 0 2 0.00
49 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
50 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
51 CHEETAH ADVISORS LIMITED 2 0 2 0.00
52 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
53 CHEONG LEE SECURITIES LIMITED 2 0 2 0.00 2005-11-24
54 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
55 China Access Advisors Limited 2 0 2 0.00 2005-10-21
56 China Enterprise Securities Company Limited 2 0 2 0.00
57 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
58 China Integrity Investment Limited 2 0 2 0.00
59 Citadel Asia Limited 2 0 2 0.00 2005-10-21
60 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
61 COMMENCE COMPANY LIMITED 2 0 2 0.00
62 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00
63 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
64 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
65 D.J. SECURITIES LIMITED 2 0 2 0.00
66 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
67 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
68 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
69 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
70 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
71 ENZARD LIMITED 2 0 2 0.00 2004-05-21
72 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
73 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
74 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
75 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
76 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
77 FULLJET SECURITIES LIMITED 2 0 2 0.00
78 Funderstone Asset Management (HK) Limited 2 0 2 0.00
79 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
80 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 1 2 50.00
81 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
82 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
83 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
84 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
85 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
86 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
87 Greentech Technology Asset Management Company Limited 2 0 2 0.00
88 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 0 2 0.00 2005-08-12
89 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
90 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
91 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
92 HENCO CAPITAL LIMITED 2 0 2 0.00
93 Henyep Capital Management Limited 2 0 2 0.00 2005-12-20
94 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
95 HOORAY CAPITAL LIMITED 2 0 2 0.00
96 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 0 2 0.00
97 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
98 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00 2005-12-21
99 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
100 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
101 InnoFusion Capital Management Limited 2 0 2 0.00 2005-09-15
102 INTEGRATED INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
103 INTEGRITY FINANCIAL SERVICES LIMITED 2 0 2 0.00 2005-05-09
104 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
105 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
106 Investec Asia Limited 2 0 2 0.00 2005-11-30
107 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
108 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
109 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
110 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
111 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
112 KARFORD SECURITIES LIMITED 2 0 2 0.00
113 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
114 KGI Asset Management Limited 2 0 2 0.00
115 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2005-05-04
116 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
117 LAU & COMPANY LIMITED 2 0 2 0.00
118 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
119 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
120 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
121 MANDARIN VP (HK) LIMITED 2 0 2 0.00
122 MARATHON ASSET MANAGEMENT HK, LIMITED 2 0 2 0.00 2005-03-22
123 MARC FABER LIMITED 2 0 2 0.00
124 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
125 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
126 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
127 MIRABAUD (FAR EAST) LIMITED 2 0 2 0.00
128 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
129 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
130 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
131 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
132 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
133 Open Asset Management Limited 1 1 2 50.00
134 ORIENT FINANCIAL SERVICES LIMITED 2 0 2 0.00
135 orientiert International Markets Limited 2 0 2 0.00 2005-01-11
136 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
137 Oshidori Corporate Finance Limited 2 0 2 0.00
138 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
139 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
140 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
141 Pacific Sun Advisors Limited 2 0 2 0.00
142 PHOENIX CAPITAL FUTURES LIMITED 2 0 2 0.00
143 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
144 Polen Capital HK Limited 2 0 2 0.00
145 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
146 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
147 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
148 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
149 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
150 SA Capital Limited (HK) 2 0 2 0.00
151 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
152 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
153 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
154 SCM CHINA LIMITED 2 0 2 0.00
155 SEAGA INTERNATIONAL LIMITED 2 0 2 0.00 2005-02-05
156 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
157 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
158 Silk Road International Capital Limited 2 0 2 0.00
159 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
160 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
161 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
162 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
163 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
164 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
165 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
166 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
167 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
168 T & F Equities Limited 2 0 2 0.00 2005-11-23
169 T. M. MANAGEMENT LIMITED 2 0 2 0.00
170 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
171 Tensant Securities Limited 2 0 2 0.00 2004-08-25
172 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
173 Tokio Marine Investment Services, Limited 2 0 2 0.00
174 TRANSPAC CAPITAL LIMITED 1 1 2 50.00
175 TVC MANAGEMENT LIMITED 2 0 2 0.00
176 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
177 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
178 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
179 VC ASSET MANAGEMENT LIMITED 1 1 2 50.00 2005-01-13
180 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
181 VEGASOUL SERVICES LIMITED 1 1 2 50.00 2005-07-22
182 VERCAP Financial Services Limited 2 0 2 0.00
183 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
184 VISION FINANCE (CAPITAL) LIMITED 2 0 2 0.00
185 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
186 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
187 WALCO SECURITIES LIMITED 1 1 2 50.00
188 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
189 WELLAM INVESTMENT LIMITED 2 0 2 0.00
190 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 0.00
191 WING TAK SECURITIES LIMITED 2 0 2 0.00
192 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
193 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
194 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
195 Aberdeen International Investment Management Limited 2 1 3 33.33 2005-07-27
196 Aetas Global Markets Limited 3 0 3 0.00 2005-10-26
197 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
198 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
199 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 33.33 2004-01-02
200 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
201 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
202 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
203 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
204 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
205 BALI SECURITIES CO. LIMITED 3 0 3 0.00
206 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
207 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
208 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
209 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 33.33
210 BROOKE CAPITAL LIMITED 2 1 3 33.33
211 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
212 CAPITAL GLOBAL MANAGEMENT LIMITED 3 0 3 0.00 2005-09-17
213 CBRE Investment Management (Asia) Limited 2 1 3 33.33
214 CENTURION CORPORATE FINANCE LIMITED 2 1 3 33.33
215 Chanceton Capital Partners Limited 3 0 3 0.00
216 ChapmanCraig Limited 2 1 3 33.33
217 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
218 CHI CAPITAL SECURITIES LIMITED 1 2 3 66.67 2004-09-07
219 CHIEF CAPITAL LIMITED 3 0 3 0.00 2005-07-14
220 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
221 China Finance Holdings Limited 2 1 3 33.33
222 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
223 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
224 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
225 COHEN & STEERS ASIA LIMITED 2 1 3 33.33 2005-07-29
226 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
227 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
228 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
229 D. B. ZWIRN ASIA PARTNERS LIMITED 2 1 3 33.33 2005-09-27
230 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
231 DRT MANAGEMENT LIMITED 3 0 3 0.00 2005-07-27
232 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
233 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
234 EQT Partners Hong Kong Limited 2 1 3 33.33
235 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
236 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0.00 2005-01-18
237 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
238 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
239 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
240 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 1 3 33.33 2005-02-16
241 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
242 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
243 GET NICE CAPITAL LIMITED 3 0 3 0.00
244 GO-TO-ASIA INVESTMENT LIMITED 1 2 3 66.67
245 Goldin Equities Limited 2 1 3 33.33
246 HAMON ASIAN ADVISORS LIMITED 2 1 3 33.33
247 HOU TAK SECURITIES LIMITED 2 1 3 33.33
248 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
249 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
250 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
251 IMARKETS LIMITED 2 1 3 33.33
252 IMPERIAL CAPITAL LIMITED (HK) 3 0 3 0.00 2005-05-12
253 INSUBEST FINANCIAL & MPF PLANNING LIMITED 3 0 3 0.00
254 iTTa Capital Limited 2 1 3 33.33 2003-05-29
255 iVenture Investment Management Limited 2 1 3 33.33
256 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33
257 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
258 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
259 JOINCAP CAPITAL LIMITED 2 1 3 33.33
260 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
261 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
262 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
263 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
264 LLOYDS TSB PACIFIC LIMITED 3 0 3 0.00
265 Lynx Portfolio Limited 2 1 3 33.33
266 MANRISE LIMITED (d2007-05-02) 3 0 3 0.00
267 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
268 MCP Asset Management Company Limited 2 1 3 33.33 2005-08-23
269 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
270 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 2 1 3 33.33 2005-07-05
271 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
272 Nikko Asset Management Hong Kong Limited 2 1 3 33.33
273 Oasis Management (Hong Kong) 2 1 3 33.33 2004-09-14
274 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
275 OLD PEAK LIMITED (HK) 2 1 3 33.33 2005-08-26
276 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
277 PANURGY LIMITED 2 1 3 33.33
278 PARTNERS CAPITAL SECURITIES LIMITED 2 1 3 33.33
279 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
280 PGIM (Hong Kong) Limited 2 1 3 33.33
281 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 33.33
282 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-09
283 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00
284 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
285 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
286 Redford Asset Management Limited 2 1 3 33.33
287 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
288 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
289 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 33.33 2005-10-03
290 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
291 SKY WARD ASIA LIMITED 2 1 3 33.33
292 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
293 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
294 SPDB International Holdings Limited 3 0 3 0.00
295 Stellar Securities Limited 3 0 3 0.00
296 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
297 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
298 T & F RESEARCH LIMITED 2 1 3 33.33
299 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
300 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
301 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 3 0 3 0.00
302 Towers Watson Hong Kong Limited 2 1 3 33.33
303 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 33.33
304 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 1 3 33.33 2004-12-31
305 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
306 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
307 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
308 UKFP (Asia) HK Limited 2 1 3 33.33
309 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
310 VC International Asset Management Limited 3 0 3 0.00
311 VISION FINANCE (SECURITIES) LIMITED 2 1 3 33.33
312 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
313 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
314 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
315 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
316 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
317 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
318 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
319 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
320 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
321 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
322 ACM ASIA LIMITED 3 1 4 25.00
323 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
324 AIF Securities Limited 3 1 4 25.00 2004-11-02
325 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
326 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
327 ALTUS INVESTMENTS LIMITED (HK) 2 2 4 50.00 2005-12-14
328 AM Squared Limited 2 2 4 50.00 2005-06-30
329 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
330 Anuenue Advisors Limited 3 1 4 25.00 2005-10-06
331 Arta Global Futures Limited 2 2 4 50.00
332 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 50.00
333 Axis Capital Management Limited 3 1 4 25.00
334 BEAR BRIGHT LIMITED 2 2 4 50.00
335 Bentley Capital Limited (HK) 4 0 4 0.00
336 BGI Capital Limited 3 1 4 25.00 2004-03-24
337 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
338 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
339 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
340 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2005-09-21
341 CHUANGS & CO. LIMITED 3 1 4 25.00
342 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
343 CMB International Capital Holdings Corporation Limited 2 2 4 50.00 2003-12-17
344 COL Securities (HK) Limited 3 1 4 25.00
345 COMGEST FAR EAST LIMITED 2 2 4 50.00
346 CTW SECURITIES LIMITED 2 2 4 50.00
347 CUPOLA CAPITAL LIMITED 2 2 4 50.00
348 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
349 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
350 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00
351 Execution Noble (Hong Kong) Limited 3 1 4 25.00 2005-10-10
352 FIRST ASIA FINANCE GROUP LIMITED 2 2 4 50.00
353 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
354 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
355 FULL WIN SECURITIES LIMITED 2 2 4 50.00
356 GCAM Limited 2 2 4 50.00 2004-10-19
357 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
358 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
359 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
360 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
361 Grit Securities Limited 2 2 4 50.00
362 GT Asset & Portfolio Management Limited 2 2 4 50.00 2004-11-04
363 HBK HONG KONG LIMITED 2 2 4 50.00 2005-04-18
364 HDH ADVISORS (HK) LIMITED 2 2 4 50.00 2004-11-25
365 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 1 3 4 75.00
366 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
367 HIP HING SECURITIES LIMITED 2 2 4 50.00
368 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
369 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
370 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 1 4 25.00 2004-02-10
371 HSZ (HONG KONG) LIMITED 2 2 4 50.00
372 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
373 I-ACCESS INVESTORS LIMITED 3 1 4 25.00 2005-07-13
374 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 2 4 50.00
375 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00
376 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
377 JK Capital Management Limited 2 2 4 50.00
378 JS SECURITIES LIMITED (HK) 2 2 4 50.00
379 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
380 Kaiser KT Capital Limited 3 1 4 25.00
381 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
382 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
383 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
384 KGI CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-08
385 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
386 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
387 Lombard Investments (HK) Limited 2 2 4 50.00
388 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
389 MEAG Hong Kong Limited 3 1 4 25.00
390 MEIJI YASUDA ASIA LIMITED 4 0 4 0.00
391 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
392 Merdeka Securities Limited 3 1 4 25.00
393 MING HON SECURITIES LIMITED 3 1 4 25.00
394 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
395 MLI LIMITED (d2018-03-29) 2 2 4 50.00
396 Nezu Asia Capital Management Limited 2 2 4 50.00 2004-10-29
397 Nittan Securities Asia Limited 2 2 4 50.00
398 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
399 Nuada Limited 3 1 4 25.00 2004-01-15
400 Optima Capital Limited 3 1 4 25.00
401 Oreana Financial Services Limited 2 2 4 50.00
402 OVERLOOK INVESTMENTS LIMITED 3 1 4 25.00
403 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 0 4 0.00
404 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
405 PAMA GROUP (HONG KONG) LIMITED 3 1 4 25.00
406 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
407 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
408 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
409 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2004-09-15
410 PRIVATE CAPITAL LIMITED 2 2 4 50.00
411 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
412 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
413 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
414 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2005-06-24
415 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
416 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
417 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
418 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
419 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 4 0 4 0.00
420 SIU YIP COMMODITY LIMITED 3 1 4 25.00
421 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 1 4 25.00
422 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
423 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
424 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
425 Sunline Prosticks Financial Solutions Limited 2 2 4 50.00
426 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
427 UNI-ALPHA FUTURES LIMITED 2 2 4 50.00
428 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
429 Vantum Futures Limited 2 2 4 50.00
430 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
431 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 50.00
432 WAI FAT SECURITIES LIMITED 2 2 4 50.00
433 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
434 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
435 WINNINGTON CAPITAL LIMITED 4 0 4 0.00
436 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 2 4 50.00
437 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
438 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
439 abrdn Hong Kong Limited 3 2 5 40.00
440 AD Capital Management (Hong Kong) Limited 3 2 5 40.00 2004-09-08
441 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
442 Allard Partners Limited 2 3 5 60.00
443 ALTUS CAPITAL LIMITED 2 3 5 60.00
444 AMPLE CAPITAL LIMITED 2 3 5 60.00
445 ANGUS MOORE LIMITED 2 3 5 60.00
446 ASIA ABSOLUTE ADVISORS LIMITED 3 2 5 40.00 2004-08-19
447 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
448 Averest Capital Limited 2 3 5 60.00
449 BALLINGAL INVESTMENT ADVISORS LIMITED 4 1 5 20.00 2004-08-13
450 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
451 Black Marble Securities Limited 2 3 5 60.00
452 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
453 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
454 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-29
455 CCB Securities Limited 2 3 5 60.00
456 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
457 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
458 CHINA RICH ASSET MANAGEMENT LIMITED 3 2 5 40.00
459 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
460 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
461 CIBC Global Asset Management (Asia) Limited 2 3 5 60.00
462 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
463 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00
464 Credit Suisse Solution Partners (Hong Kong) Limited 3 2 5 40.00 2005-03-08
465 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
466 DAH SING SECURITIES LIMITED 2 3 5 60.00
467 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
468 Deltroit (Hong Kong) Limited 3 2 5 40.00 2005-04-11
469 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 3 5 60.00 2005-06-24
470 F. R. ZIMMERN LIMITED 2 3 5 60.00
471 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
472 FORE ASIA, LIMITED 3 2 5 40.00 2004-08-18
473 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
474 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 3 5 60.00 2004-11-12
475 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
476 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2004-11-18
477 Goldbridge Securities Limited 2 3 5 60.00
478 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
479 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
480 Grand Cartel Securities Company Limited 2 3 5 60.00
481 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
482 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
483 HOI SANG SECURITIES LIMITED 3 2 5 40.00
484 HONG KONG ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-11-21
485 ICBC Asset Management (Global) Company Limited 2 3 5 60.00
486 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
487 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
488 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
489 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
490 JVSakk Asia Limited 2 3 5 60.00
491 Kam Wah Investments Limited 2 3 5 60.00
492 KB Securities Hong Kong Limited 2 3 5 60.00
493 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
494 Longitude Asia Limited 3 2 5 40.00
495 Mackenzie Investments Asia Limited 2 3 5 60.00
496 MAGUSTA FUTURES LIMITED 2 3 5 60.00
497 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
498 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
499 MEGABASE SECURITIES LIMITED 2 3 5 60.00
500 MESSIS CAPITAL LIMITED 3 2 5 40.00
501 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
502 MORTON SECURITIES LIMITED 2 3 5 60.00
503 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
504 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 3 2 5 40.00
505 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 1 5 20.00
506 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
507 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
508 OppenheimerFunds International Distributor Limited 2 3 5 60.00 2003-12-15
509 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
510 PANTHEON CAPITAL (ASIA) LIMITED 5 0 5 0.00
511 Penjing Asset Management (HK) Limited 2 3 5 60.00 2005-03-24
512 Pictet Asset Management (Hong Kong) Limited 2 3 5 60.00
513 PO LEE SECURITIES LIMITED 2 3 5 60.00
514 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
515 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
516 ROCTEC INVESTMENT LIMITED 2 3 5 60.00 2005-09-16
517 SEI INVESTMENTS (ASIA) LIMITED 4 1 5 20.00 2005-03-02
518 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
519 SHACOM FUTURES LIMITED 3 2 5 40.00
520 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
521 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 3 5 60.00
522 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 3 5 60.00
523 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 60.00
524 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
525 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
526 SYZ Asset Management (Asia) Limited 2 3 5 60.00 2004-07-27
527 T G SECURITIES LIMITED 2 3 5 60.00 2005-12-19
528 TAIFAIR FUTURES LIMITED 2 3 5 60.00
529 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
530 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
531 TRUTH SECURITIES LIMITED 4 1 5 20.00
532 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
533 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
534 UNI-ALPHA SECURITIES LIMITED 2 3 5 60.00
535 UNITED WORLD ONLINE LIMITED 3 2 5 40.00 2004-11-02
536 Value Partners Private Equity Limited 3 2 5 40.00
537 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
538 VMS Securities Limited 2 3 5 60.00
539 WAH SANG SECURITIES LIMITED 2 3 5 60.00
540 WAH THAI SECURITIES LIMITED 3 2 5 40.00
541 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
542 WILBY SECURITIES LIMITED 2 3 5 60.00
543 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00
544 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
545 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
546 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
547 YARDLEY SECURITIES LIMITED 2 3 5 60.00
548 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
549 Yuexiu REIT Asset Management Limited 3 2 5 40.00 2005-12-08
550 Zhongrong International Futures Co., Limited 2 3 5 60.00
551 Zijing Capital Limited 2 3 5 60.00 2003-05-07
552 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
553 Aevitas Securities Limited 2 4 6 66.67
554 AISANCE ASSET MANAGEMENT LIMITED 4 2 6 33.33 2005-06-16
555 Alpha Nova Capital Management Limited 3 3 6 50.00
556 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
557 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
558 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
559 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
560 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
561 BLOOMYEARS LIMITED 2 4 6 66.67
562 BOWEN ASIA LIMITED 4 2 6 33.33
563 Broadway Wealth Management Limited 2 4 6 66.67
564 CASH ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-03-30
565 CES International Commodities (HK) Limited 3 3 6 50.00
566 CF GLOBAL (HK) LIMITED 2 4 6 66.67
567 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
568 CHINA SECURITIES HOLDINGS LIMITED 1 5 6 83.33
569 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00
570 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
571 CNI GLOBAL CAPITAL LIMITED 3 3 6 50.00
572 Delta Asia Wealth Management Limited 3 3 6 50.00
573 DNB Asset Management (Asia) Limited 3 3 6 50.00
574 EQT Partners Asia Limited 3 3 6 50.00
575 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
576 FAIRWIN BROKING LIMITED 2 4 6 66.67
577 FIRST SECURITIES (HK) LIMITED 2 4 6 66.67
578 FIRST WORLDSEC SECURITIES LIMITED 5 1 6 16.67
579 FORTUNE (HK) SECURITIES LIMITED 2 4 6 66.67 2004-08-19
580 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
581 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 4 6 66.67
582 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
583 Goldyard Capital Limited 2 4 6 66.67
584 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 66.67
585 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
586 HOORAY SECURITIES LIMITED 3 3 6 50.00
587 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
588 Huajin Corporate Finance (International) Limited 2 4 6 66.67
589 HUNG SING FUTURES LIMITED 2 4 6 66.67
590 iFAST Securities (HK) Limited 3 3 6 50.00
591 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
592 Interactive Brokers LLC 2 4 6 66.67
593 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
594 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
595 KWOK HING SECURITIES LIMITED 2 4 6 66.67
596 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 3 6 50.00
597 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
598 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 4 6 66.67
599 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
600 MCP Holdings Limited (HK) 4 2 6 33.33
601 Metaverse Securities Limited (HK) 5 1 6 16.67
602 MIRABAUD (ASIA) LIMITED 3 3 6 50.00 2003-05-13
603 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
604 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
605 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
606 PACIFIC WORLD ASSET MANAGEMENT LIMITED 1 5 6 83.33
607 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
608 Public Securities Limited 2 4 6 66.67
609 Quam Asset Management Limited (b1983-06-28) 3 3 6 50.00
610 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
611 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
612 RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-07-19
613 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
614 ROSA SECURITIES LIMITED 3 3 6 50.00
615 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
616 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
617 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 3 6 50.00
618 SHINKO SECURITIES (H.K.) LIMITED 2 4 6 66.67 2005-04-18
619 SINOMAX SECURITIES LIMITED 2 4 6 66.67
620 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
621 SIU ON SECURITIES LIMITED 2 4 6 66.67
622 SJS Markets Limited 3 3 6 50.00 2005-03-02
623 Standard Commodities (Asia) Limited 2 4 6 66.67
624 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
625 Superfund Financial (Hong Kong) Limited 2 4 6 66.67
626 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
627 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
628 TANG KEE SECURITIES LIMITED 3 3 6 50.00
629 THING ON SECURITIES LIMITED 3 3 6 50.00
630 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 4 6 66.67
631 United Securities Limited (HK) 2 4 6 66.67
632 Well Link Securities Limited 2 4 6 66.67 2005-11-11
633 WINTONE SECURITIES LIMITED 2 4 6 66.67 2004-02-16
634 YF FUTURES COMPANY LIMITED 2 4 6 66.67
635 3V Capital Limited 3 4 7 57.14 2005-07-18
636 Absolute Investment Management (HK) Limited 3 4 7 57.14
637 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
638 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
639 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 71.43
640 AXA Investment Managers Asia Limited 4 3 7 42.86 2005-07-21
641 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
642 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
643 BOCI Bullion Company Limited 3 4 7 57.14
644 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
645 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14
646 CCB INTERNATIONAL SECURITIES LIMITED 3 4 7 57.14 2005-08-19
647 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
648 CHAMPUS ASSET MANAGEMENT LIMITED 2 5 7 71.43
649 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 3 7 42.86
650 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
651 CHONG HING COMMODITIES AND FUTURES LIMITED 3 4 7 57.14
652 CS Wealth Securities Limited 4 3 7 42.86
653 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
654 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2004-08-18
655 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
656 Fubon Capital (HK) Limited 4 3 7 42.86
657 GIGA (HONG KONG) LIMITED 2 5 7 71.43
658 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
659 HAMON ASSET MANAGEMENT LIMITED 3 4 7 57.14
660 HAMON INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
661 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
662 ICAP Securities Hong Kong Limited 2 5 7 71.43 2005-10-06
663 Imagi Brokerage Limited 3 4 7 57.14
664 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 4 7 57.14 2004-08-30
665 Joy Silver Limited 4 3 7 42.86
666 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
667 KILMOREY SECURITIES LIMITED 2 5 7 71.43
668 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 3 7 42.86 2003-06-06
669 MARS SECURITIES COMPANY LIMITED 2 5 7 71.43
670 Matrix Securities Limited 5 2 7 28.57
671 Monex Boom Securities (H.K.) Limited 4 3 7 42.86
672 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
673 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
674 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
675 Public Financial Securities Limited 2 5 7 71.43
676 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
677 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
678 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
679 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
680 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
681 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
682 SAMSUNG SECURITIES (ASIA) LIMITED 3 4 7 57.14
683 SELINA & CO. LIMITED (HK) 2 5 7 71.43
684 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
685 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
686 TC Investment Management (Asia) Limited 2 5 7 71.43
687 Templewater Hong Kong Limited 2 5 7 71.43
688 TT INTERNATIONAL (HONG KONG) LIMITED 3 4 7 57.14 2004-06-04
689 Turiya Advisors Asia Limited 2 5 7 71.43 2005-04-26
690 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
691 Wanhai Securities (HK) Limited 3 4 7 57.14
692 Win Securities Limited 4 3 7 42.86
693 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
694 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
695 Anli Securities Limited 2 6 8 75.00
696 Anuenue Securities Limited 3 5 8 62.50
697 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
698 BGC SECURITIES (HONG KONG) LLC 2 6 8 75.00
699 BKHK Limited 7 1 8 12.50
700 Bradbury Securities Limited 2 6 8 75.00
701 BREVAN HOWARD (HONG KONG) LIMITED 2 6 8 75.00 2004-07-12
702 Capital International, Inc. 2 6 8 75.00
703 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
704 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
705 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 75.00 2005-03-08
706 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
707 FIRST STATE (HONG KONG) LLC 4 4 8 50.00
708 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
709 FULBRIGHT FUTURES LIMITED 2 6 8 75.00 2005-12-05
710 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 2 8 25.00
711 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
712 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 5 8 62.50 2004-11-29
713 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
714 HSBC GUYERZELLER FAR EAST LIMITED 4 4 8 50.00 2004-12-22
715 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
716 IBTS ASIA (HK) LIMITED 2 6 8 75.00 2005-11-17
717 INTERCHINA FUTURES LIMITED 2 6 8 75.00
718 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
719 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00
720 LXL Investment Management (Hong Kong) Limited 3 5 8 62.50 2005-10-13
721 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
722 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
723 Neutral Financial Holding Company Limited 2 6 8 75.00
724 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
725 PLATINUM BROKING COMPANY LIMITED 2 6 8 75.00
726 Rifa Securities Limited 2 6 8 75.00
727 SBI China Capital Partners Limited 4 4 8 50.00 2005-01-21
728 SDHG International Securities Limited 2 6 8 75.00
729 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 4 8 50.00
730 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
731 STANDARD & POOR'S, LLC 2 6 8 75.00
732 STANHILL (HONG KONG) LIMITED 2 6 8 75.00
733 Success Futures and Foreign Exchange Limited 4 4 8 50.00 2005-12-06
734 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 6 8 75.00
735 SUN'S FUTURE LIMITED 4 4 8 50.00
736 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
737 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
738 UOB ASIA (HONG KONG) LIMITED 5 3 8 37.50
739 WING FUNG SECURITIES LIMITED 2 6 8 75.00
740 Yunfeng Financial Markets Limited 2 6 8 75.00
741 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
742 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
743 BOKHARY SECURITIES LIMITED 2 7 9 77.78
744 Bright Fund Management Limited 3 6 9 66.67
745 BUSINESS FUTURES LIMITED 2 7 9 77.78
746 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
747 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
748 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
749 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
750 CMC Markets Asia Limited 2 7 9 77.78 2005-05-04
751 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 5 4 9 44.44
752 CSC ASIA LIMITED 3 6 9 66.67
753 EMPEROR CORPORATE FINANCE LIMITED 7 2 9 22.22
754 Everbright Securities Global (HK) Limited 3 6 9 66.67
755 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
756 FDB Financial Group Limited 3 6 9 66.67
757 GFI (HK) SECURITIES L.L.C. 2 7 9 77.78
758 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 66.67
759 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67
760 Hong Kong Stock Link Securities Limited 3 6 9 66.67
761 HPEF Venture Partners Limited 4 5 9 55.56
762 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
763 iBest Securities Company Limited 2 7 9 77.78
764 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
765 K.K.M. SECURITIES LIMITED 2 7 9 77.78
766 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
767 KMT SECURITIES LIMITED 2 7 9 77.78
768 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
769 LIM ADVISORS LIMITED 4 5 9 55.56
770 LUEN HING SECURITIES LIMITED 3 6 9 66.67
771 Macquarie Asia Securities Limited 3 6 9 66.67 2005-07-26
772 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
773 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 77.78 2005-07-28
774 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
775 MF Global Securities HK Limited 5 4 9 44.44 2005-08-26
776 MUSHK Limited 5 4 9 44.44
777 Newedge Broker Hong Kong Limited 3 6 9 66.67
778 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
779 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 77.78
780 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
781 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
782 Sinofortune Financial Capital Limited 2 7 9 77.78
783 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
784 SOUTH CHINA RESEARCH LIMITED 1 8 9 88.89
785 St. James's Place (Hong Kong) Limited 2 7 9 77.78
786 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
787 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
788 Wellington Management Hong Kong Limited (b2003-01-02) 3 6 9 66.67 2003-09-18
789 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
790 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
791 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
792 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
793 YU MING INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
794 AIF CAPITAL LIMITED 4 6 10 60.00
795 AJ Securities Limited 2 8 10 80.00
796 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
797 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 6 10 60.00
798 CEPA ALLIANCE SECURITIES LIMITED 2 8 10 80.00
799 CHINA EVERBRIGHT CAPITAL LIMITED 5 5 10 50.00 2005-05-09
800 China Reserve Securities Limited 3 7 10 70.00
801 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
802 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
803 EAA SECURITIES LIMITED 2 8 10 80.00
804 ENLIGHTEN FUTURES LIMITED 2 8 10 80.00
805 ETRADE SECURITIES LIMITED 3 7 10 70.00
806 FE SECURITIES LIMITED 4 6 10 60.00
807 Finet Securities Limited 2 8 10 80.00
808 FIRST SHANGHAI CAPITAL LIMITED 3 7 10 70.00
809 GLS SECURITIES LIMITED 2 8 10 80.00
810 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
811 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
812 Hao Tian International Securities Limited 2 8 10 80.00
813 HERMES SECURITIES LIMITED 2 8 10 80.00
814 Huayu Securities Limited 2 8 10 80.00
815 Income Partners Asset Management (HK) Limited 4 6 10 60.00
816 Instinet Alpha Trading Limited 2 8 10 80.00
817 KEE CHEONG SECURITIES COMPANY LIMITED 2 8 10 80.00
818 MF Global Hong Kong Limited 5 5 10 50.00 2005-08-26
819 Oshidori Securities Limited 2 8 10 80.00
820 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 8 10 80.00
821 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 8 10 80.00
822 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
823 Rich Union Securities (H.K.) Limited 4 6 10 60.00
824 Sinofortune Securities Limited 3 7 10 70.00
825 SOLID KING SECURITIES LIMITED 3 7 10 70.00
826 SOUTH CHINA CAPITAL LIMITED 4 6 10 60.00
827 SPS COMMODITIES LIMITED 2 8 10 80.00
828 TPG-AXON CAPITAL (HK), LIMITED 3 7 10 70.00 2005-05-31
829 TUNG TAI SECURITIES COMPANY LIMITED 3 7 10 70.00
830 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
831 VC CAPITAL LIMITED 4 6 10 60.00
832 WARD FERRY MANAGEMENT LIMITED 3 7 10 70.00
833 Waton Securities International Limited 3 7 10 70.00
834 WING ON SECURITIES LIMITED 2 8 10 80.00
835 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
836 BULLISH SECURITIES LIMITED 2 9 11 81.82
837 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 8 11 72.73 2004-07-15
838 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
839 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
840 CTBC Asia Limited 4 7 11 63.64 2004-01-14
841 CVC Asia Pacific Limited 4 7 11 63.64
842 DORIC CAPITAL CORPORATION 4 7 11 63.64 2003-11-13
843 EVERHOT SECURITIES LIMITED 3 8 11 72.73
844 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
845 GUOTAI JUNAN CAPITAL LIMITED 4 7 11 63.64
846 HING WONG SECURITIES LIMITED 3 8 11 72.73
847 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
848 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
849 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
850 NATIXIS ASIA LIMITED 2 9 11 81.82 2004-10-19
851 Nomura Asset Management Hong Kong Limited 4 7 11 63.64
852 PRIME SECURITIES LIMITED (HK) 3 8 11 72.73
853 SG Asset Finance (Hong Kong) Limited 5 6 11 54.55 2003-10-02
854 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
855 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 81.82
856 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 8 11 72.73
857 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 8 11 72.73 2005-07-07
858 T. ROWE PRICE INTERNATIONAL, INC. 2 9 11 81.82
859 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
860 TIFFIT SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
861 Virtu ITG Hong Kong Limited 4 7 11 63.64
862 AP Asset Management (HK) Limited 2 10 12 83.33 2004-07-07
863 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 10 12 83.33
864 BMI FUNDS MANAGEMENT LIMITED 5 7 12 58.33
865 China Finance KAB Limited 3 9 12 75.00 2004-12-23
866 China Gather Wealth Financial Company Limited 4 8 12 66.67 2005-04-01
867 CHINA POINT STOCK BROKERS LIMITED 2 10 12 83.33
868 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
869 Citigroup Venture Capital International Asia Limited 2 10 12 83.33 2005-05-24
870 CLSA Premium International (HK) Limited 3 9 12 75.00 2004-10-20
871 EAST ASIA FUTURES LIMITED 2 10 12 83.33
872 HO FUNG SHARES INVESTMENT LIMITED 2 10 12 83.33 2005-03-24
873 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
874 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
875 KING FOOK SECURITIES COMPANY LIMITED 2 10 12 83.33
876 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
877 LOMBARD ODIER (HONG KONG) LIMITED 4 8 12 66.67
878 ORIENT SECURITIES LIMITED 2 10 12 83.33
879 Planetree Futures Limited 4 8 12 66.67
880 Polaris Capital (Asia) Limited 4 8 12 66.67
881 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
882 Quam Capital Limited (b1994-08-04) 4 8 12 66.67
883 REFCO FOREX LIMITED 2 10 12 83.33 2003-07-21
884 ROOFER SECURITIES LIMITED 3 9 12 75.00
885 SEEKERS MARKETS LIMITED 2 10 12 83.33
886 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
887 TOPMORE COMMODITIES LIMITED 3 9 12 75.00
888 WING FAT SECURITIES LIMITED 3 9 12 75.00
889 WINTECH SECURITIES LIMITED 2 10 12 83.33
890 YF SECURITIES COMPANY LIMITED 5 7 12 58.33
891 BEA Union Investment Management Limited 2 11 13 84.62
892 CAIIS Limited 2 11 13 84.62
893 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
894 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 11 13 84.62
895 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
896 HANG SENG FUTURES LIMITED 3 10 13 76.92
897 HANG TAI SECURITIES LIMITED 3 10 13 76.92
898 Hongkong Bay Securities Limited 3 10 13 76.92
899 HSBC FUTURES (SINGAPORE) PTE LTD 3 10 13 76.92
900 M&F Asset Management Limited 3 10 13 76.92
901 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
902 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 6 13 46.15
903 Nerico Brothers Limited (HK) 4 9 13 69.23 2004-11-30
904 NOMURA SECURITIES (HONG KONG) LIMITED 3 10 13 76.92
905 ORIENTAL PATRON ASIA LIMITED 4 9 13 69.23
906 PARTNERS CAPITAL INTERNATIONAL LIMITED 7 6 13 46.15
907 PineBridge Investments Hong Kong Limited 4 9 13 69.23
908 RPS INVESTMENT LIMITED 4 9 13 69.23
909 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
910 TANG PING KONG LIMITED 3 10 13 76.92
911 Wisetrade Securities Limited 3 10 13 76.92
912 ABN AMRO Clearing (Futures) Hong Kong Limited 3 11 14 78.57
913 CBH Asia Limited 2 12 14 85.71
914 China Tonghai (IA) Limited 5 9 14 64.29
915 CITIC Securities CLSA Capital Partners (HK) Limited 4 10 14 71.43
916 CMB INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
917 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
918 HANG SENG INVESTMENT SERVICES LIMITED 5 9 14 64.29
919 HONG KONG INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
920 ICEA CAPITAL LIMITED 3 11 14 78.57
921 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 12 14 85.71
922 KINGSWAY CAPITAL LIMITED 6 8 14 57.14
923 KPMG CORPORATE FINANCE LIMITED 4 10 14 71.43
924 LUEN SING SECURITIES LIMITED 4 10 14 71.43
925 Minerva Holding Financial Securities Limited 3 11 14 78.57
926 ONSHINE SECURITIES LIMITED 3 11 14 78.57
927 ORIENTAL PATRON SECURITIES LIMITED 2 12 14 85.71
928 PO SANG SECURITIES LIMITED 2 12 14 85.71
929 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
930 SBI China Capital Financial Services Limited 3 11 14 78.57
931 SPARX Asia Investment Advisors Limited 3 11 14 78.57 2004-04-20
932 TISCO SECURITIES HONG KONG LIMITED 3 11 14 78.57
933 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
934 ABN AMRO Clearing Hong Kong Limited 4 11 15 73.33
935 Belvest Investment Services Limited 3 12 15 80.00
936 CAPITAL RESEARCH COMPANY 2 13 15 86.67 2004-11-10
937 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 11 15 73.33
938 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
939 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
940 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
941 LAMTEX SECURITIES LIMITED 3 12 15 80.00
942 MANGO FINANCIAL LIMITED 4 11 15 73.33
943 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
944 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
945 PATTERSON FINANCIAL SERVICES LIMITED 2 13 15 86.67
946 RBS Asia Futures Limited 2 13 15 86.67
947 Shacom Securities Limited 2 13 15 86.67
948 Shang International Finance Limited 4 11 15 73.33
949 SHUN HENG SECURITIES LIMITED 3 12 15 80.00
950 Sino-Rich Securities & Futures Limited 4 11 15 73.33 2005-09-17
951 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
952 Tyche Group Limited 2 13 15 86.67
953 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
954 WINGS SECURITIES (HK) LIMITED 3 12 15 80.00
955 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
956 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 12 16 75.00
957 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 9 16 56.25 2003-08-29
958 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 14 16 87.50
959 FOX-PITT, KELTON (ASIA) LIMITED 6 10 16 62.50
960 GAYANG SECURITIES LIMITED 2 14 16 87.50
961 Glory Sun Securities Limited 2 14 16 87.50
962 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 11 16 68.75 2005-11-15
963 HENIK SECURITIES LIMITED 2 14 16 87.50
964 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 13 16 81.25
965 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
966 MALAHON SECURITIES LIMITED 2 14 16 87.50
967 MTF SECURITIES LIMITED 2 14 16 87.50
968 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
969 TAI TAK SECURITIES (ASIA) LIMITED 4 12 16 75.00
970 WING YEE SECURITIES COMPANY LIMITED 3 13 16 81.25
971 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 9 17 52.94
972 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 15 17 88.24
973 CHARLES SCHWAB, HONG KONG, LIMITED 3 14 17 82.35
974 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
975 First Sentier Investors (Hong Kong) Limited 5 12 17 70.59
976 GAOYU SECURITIES LIMITED 4 13 17 76.47
977 HAITONG INTERNATIONAL CAPITAL LIMITED 9 8 17 47.06
978 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
979 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
980 KINGSTON FUTURES LIMITED 2 15 17 88.24
981 NATIONAL RESOURCES SECURITIES LIMITED 2 15 17 88.24
982 Northern Trust Company of Hong Kong Limited (The) 4 13 17 76.47
983 OKASAN INTERNATIONAL (ASIA) LIMITED 4 13 17 76.47
984 Open Securities Limited 3 14 17 82.35
985 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
986 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
987 SAIL ADVISORS LIMITED 3 14 17 82.35 2004-05-17
988 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 12 17 70.59
989 TIMES SECURITIES COMPANY LIMITED 2 15 17 88.24
990 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
991 YUEXING SECURITIES COMPANY LIMITED 4 13 17 76.47
992 Beijing Securities Limited 3 15 18 83.33
993 BETA INTERNATIONAL SECURITIES LIMITED 2 16 18 88.89
994 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 16 18 88.89
995 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
996 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
997 CSC FUTURES (HK) LIMITED 4 14 18 77.78
998 ELSTONE SECURITIES LIMITED 4 14 18 77.78
999 ENLIGHTEN SECURITIES LIMITED 2 16 18 88.89
1000 EVER-LONG SECURITIES COMPANY LIMITED 4 14 18 77.78
1001 HUNG SING SECURITIES LIMITED 2 16 18 88.89
1002 Legg Mason Asset Management Hong Kong Limited 3 15 18 83.33 2005-10-31
1003 Legg Mason International Equities (Hong Kong) Limited 3 15 18 83.33
1004 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 16 18 88.89
1005 ONE CHINA SECURITIES LIMITED 2 16 18 88.89 2004-03-01
1006 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1007 RHB FUTURES HONG KONG LIMITED 3 15 18 83.33 2005-09-28
1008 SPS SECURITIES LIMITED 5 13 18 72.22
1009 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1010 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
1011 UBS Asset Management (Hong Kong) Limited 4 14 18 77.78
1012 CITIC FRONTIER CHINA RESEARCH LIMITED 2 17 19 89.47 2004-03-12
1013 CMB International Global Markets Limited 3 16 19 84.21
1014 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 13 19 68.42
1015 EWARTON SECURITIES LIMITED 3 16 19 84.21
1016 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
1017 HANG SENG SECURITIES LIMITED 4 15 19 78.95
1018 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 14 19 73.68
1019 KWAI HUNG SECURITIES COMPANY LIMITED 4 15 19 78.95
1020 MANULIFE (INTERNATIONAL) LIMITED 2 17 19 89.47
1021 YU ON SECURITIES COMPANY LIMITED 2 17 19 89.47
1022 BERICH BROKERAGE LIMITED 4 16 20 80.00
1023 CSC SECURITIES (HK) LIMITED 6 14 20 70.00 2003-12-29
1024 DWS Investments Hong Kong Limited 5 15 20 75.00
1025 Eastspring Investments (Hong Kong) Limited 2 18 20 90.00
1026 FAIR EAGLE SECURITIES COMPANY LIMITED 2 18 20 90.00
1027 INSTINET PACIFIC LIMITED 2 18 20 90.00
1028 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 16 20 80.00
1029 PARIBAS ASIA EQUITY LIMITED 2 18 20 90.00
1030 QUAM FUTURES LIMITED 2 18 20 90.00
1031 SBI China Capital Commodities Limited 4 16 20 80.00
1032 VICTORY SECURITIES COMPANY LIMITED 4 16 20 80.00
1033 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1034 AllianceBernstein Hong Kong Limited 3 18 21 85.71
1035 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
1036 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
1037 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 19 21 90.48
1038 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
1039 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 14 21 66.67
1040 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
1041 NEW TREND FUTURES LIMITED 3 18 21 85.71
1042 PIPER JAFFRAY ASIA FUTURES LIMITED 2 19 21 90.48 2004-02-13
1043 PIPER JAFFRAY ASIA LIMITED 7 14 21 66.67
1044 Planetree Securities Limited 4 17 21 80.95
1045 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 85.71
1046 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 18 21 85.71
1047 VALUE PARTNERS LIMITED 4 17 21 80.95
1048 ADMIS Hong Kong Limited 5 17 22 77.27 2005-04-12
1049 BUSINESS SECURITIES LIMITED 2 20 22 90.91
1050 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
1051 CLSA FUTURES LIMITED 4 18 22 81.82
1052 DBS ASIA CAPITAL LIMITED 6 16 22 72.73
1053 DL BROKERAGE LIMITED 3 19 22 86.36
1054 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 20 22 90.91
1055 HENYEP SECURITIES LIMITED 3 19 22 86.36
1056 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
1057 OKACHI (HONG KONG) COMPANY LIMITED 3 19 22 86.36
1058 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
1059 Success Securities Limited 2 20 22 90.91
1060 UBS DERIVATIVES HONG KONG LIMITED 3 19 22 86.36
1061 ALTRUIST FINANCIAL GROUP LIMITED 2 21 23 91.30 2004-01-20
1062 AMUNDI ASSET MANAGEMENT 7 16 23 69.57 2004-07-01
1063 CHONG HING SECURITIES LIMITED 5 18 23 78.26
1064 Evergrande Futures (Hong Kong) Limited 4 19 23 82.61 2003-11-21
1065 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 20 23 86.96
1066 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
1067 YICKO SECURITIES LIMITED 4 19 23 82.61
1068 BANK CONSORTIUM TRUST COMPANY LIMITED 2 22 24 91.67
1069 BlackRock (Hong Kong) Limited (d2017-01-20) 4 20 24 83.33
1070 CGS International Securities Hong Kong Limited 4 20 24 83.33
1071 GAM HONG KONG LIMITED 4 20 24 83.33
1072 iBest Consultants Limited 2 22 24 91.67
1073 Sun Life Financial Asia Services Limited 2 22 24 91.67
1074 WINFULL SECURITIES LIMITED 3 21 24 87.50
1075 LEHIN SECURITIES LIMITED 3 22 25 88.00
1076 WIN WONG SECURITIES LIMITED 2 23 25 92.00
1077 Amundi Hong Kong Limited 6 20 26 76.92
1078 CSI Corporate Finance (HK) Limited 9 17 26 65.38
1079 Goldman Sachs Investment Management Hong Kong Limited 3 23 26 88.46
1080 HPEF Capital Partners Limited 5 21 26 80.77
1081 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 23 26 88.46
1082 Essence International Financial Holdings Limited 2 25 27 92.59
1083 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 23 27 85.19
1084 GT CAPITAL LIMITED 5 22 27 81.48 2005-09-29
1085 Mason Futures Limited (HK) 3 24 27 88.89
1086 STOCKWELL SECURITIES LIMITED 3 24 27 88.89
1087 TIS SECURITIES (HK) LIMITED 11 16 27 59.26 2005-01-21
1088 Well Link International Securities Limited 4 23 27 85.19
1089 WOCOM LIMITED (HK) 4 23 27 85.19
1090 Everbright Securities Digital Finance (HK) Limited 3 25 28 89.29
1091 UBS SECURITIES HONG KONG LIMITED 4 24 28 85.71
1092 AXA Financial Planning (Hong Kong) Limited 4 25 29 86.21
1093 BOCI RESEARCH LIMITED 2 27 29 93.10
1094 ETRADE SECURITIES (HONG KONG) LIMITED 9 20 29 68.97 2004-03-19
1095 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 24 29 82.76
1096 MIZUHO SECURITIES ASIA LIMITED 6 23 29 79.31
1097 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
1098 PineBridge Investments Asia Limited 3 26 29 89.66
1099 SINO CAPITAL SECURITIES LIMITED 4 25 29 86.21
1100 ZHONGRONG PT SECURITIES LIMITED 5 24 29 82.76
1101 FIRST SHANGHAI FUTURES LIMITED 3 27 30 90.00
1102 Fosun International Securities Limited 5 25 30 83.33
1103 Halbis Capital Management (Hong Kong) Limited 2 28 30 93.33 2005-06-23
1104 Beevest Securities Limited 4 27 31 87.10 2005-03-07
1105 BOCI ASIA LIMITED 8 23 31 74.19
1106 GLOBAL INVESTMENT ADVISORS LIMITED 3 28 31 90.32 2005-01-27
1107 HANTEC SECURITIES CO., LIMITED 2 29 31 93.55
1108 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
1109 KAISER SECURITIES LIMITED 4 27 31 87.10
1110 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 28 31 90.32
1111 KGI SECURITIES (HONG KONG) LIMITED 7 24 31 77.42
1112 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 26 31 83.87
1113 Network Financial Services Limited 2 29 31 93.55
1114 UPBEST SECURITIES COMPANY LIMITED 4 27 31 87.10
1115 CVP Securities Limited 3 29 32 90.63 2004-07-09
1116 INVESCO ASSET MANAGEMENT ASIA LIMITED 7 25 32 78.13
1117 KARL-THOMSON SECURITIES COMPANY LIMITED 3 29 32 90.63
1118 Newedge Broker Limited 5 27 32 84.38
1119 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1120 Prime Cdex Securities Limited 5 27 32 84.38
1121 Rakuten Securities Hong Kong Limited 2 30 32 93.75
1122 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 28 32 87.50 2004-10-14
1123 RBS Asia Corporate Finance Limited 6 26 32 81.25
1124 SBI China Capital Securities Limited 5 27 32 84.38
1125 SHUN LOONG FOREX COMPANY LIMITED 4 28 32 87.50
1126 CHOW SANG SANG FUTURES LIMITED 2 31 33 93.94
1127 OnePlatform Securities Limited 2 31 33 93.94
1128 CASH Wealth Management Limited 4 30 34 88.24
1129 Allianz Global Investors Hong Kong Limited 5 30 35 85.71
1130 CHIEF COMMODITIES LIMITED 4 31 35 88.57
1131 PEACE TOWN FOREX LIMITED 4 31 35 88.57
1132 RHB SECURITIES HONG KONG LIMITED 2 33 35 94.29
1133 Taiping Securities (HK) Co Limited 4 31 35 88.57
1134 WOCOM SECURITIES LIMITED 5 30 35 85.71
1135 Evergrande Securities (Hong Kong) Limited 5 31 36 86.11
1136 KAISER FUTURES LIMITED 2 34 36 94.44
1137 orientiert XYZ Securities Limited 2 34 36 94.44 2004-12-03
1138 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 33 36 91.67 2003-09-24
1139 ABCI Securities Company Limited 8 29 37 78.38 2005-11-15
1140 CORPORATE COMMODITIES LIMITED 3 34 37 91.89
1141 MIB FUTURES (HONG KONG) LIMITED 2 35 37 94.59
1142 CHRISTFUND SECURITIES LIMITED 5 33 38 86.84
1143 Mason Securities Limited 5 33 38 86.84
1144 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 35 38 92.11
1145 UNITED SIMSEN FOREX DEALERS LIMITED 4 34 38 89.47
1146 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 34 39 87.18 2005-06-06
1147 KINGSTON SECURITIES LIMITED 2 37 39 94.87
1148 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 33 39 84.62
1149 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 33 40 82.50
1150 FIRST SHANGHAI SECURITIES LIMITED 5 35 40 87.50
1151 GET NICE FUTURES COMPANY LIMITED 4 36 40 90.00
1152 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 34 40 85.00
1153 Rothschild & Co Hong Kong Limited 4 36 40 90.00 2005-04-27
1154 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 38 40 95.00
1155 Huarong International Securities Limited 5 36 41 87.80 2004-10-25
1156 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 37 42 88.10 2005-02-15
1157 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
1158 FWD Financial Planning Limited (HK) 3 39 42 92.86
1159 CHOW SANG SANG SECURITIES LIMITED 2 41 43 95.35
1160 CLSA RESEARCH LIMITED 2 41 43 95.35
1161 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
1162 Credit Suisse Futures (Hong Kong) Limited 2 42 44 95.45
1163 INVESCO HONG KONG LIMITED 8 36 44 81.82
1164 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 42 44 95.45 2004-12-16
1165 Macquarie Corporate (Hong Kong) Limited 6 38 44 86.36
1166 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 41 44 93.18
1167 SHUN LOONG FUTURES LIMITED 4 41 45 91.11
1168 YF Life Investors Limited 4 41 45 91.11 2004-08-30
1169 MACQUARIE EQUITIES (ASIA) LIMITED 3 43 46 93.48
1170 Standard Chartered Securities (Hong Kong) Limited 8 38 46 82.61
1171 FTL Wealth Management (HK) Limited 2 45 47 95.74 2005-06-28
1172 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 4 44 48 91.67
1173 Daiwa Capital Markets Hong Kong Limited 6 42 48 87.50
1174 Funderstone Futures Limited 2 47 49 95.92
1175 Morgan Stanley Hong Kong Securities Limited 4 45 49 91.84
1176 VC FUTURES LIMITED 4 45 49 91.84
1177 TSE'S SECURITIES LIMITED 2 48 50 96.00
1178 FWD Life Insurance Company (Bermuda) Limited 2 49 51 96.08
1179 BOCOM International Holdings Company Limited 9 43 52 82.69 2005-08-24
1180 SANFULL SECURITIES LIMITED 5 48 53 90.57
1181 Funderstone Securities Limited 4 50 54 92.59
1182 JPMorgan Funds (Asia) Limited 5 49 54 90.74
1183 SINOPAC SECURITIES (ASIA) LIMITED 12 42 54 77.78
1184 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 48 55 87.27
1185 LUEN FAT SECURITIES COMPANY LIMITED 6 50 56 89.29
1186 Nomura Asia Investment (Hong Kong) Limited 3 53 56 94.64
1187 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
1188 EMPEROR FUTURES LIMITED 4 54 58 93.10
1189 China International Capital Corporation (International) Limited 6 53 59 89.83
1190 JPMorgan Asset Management (Asia Pacific) Limited 5 54 59 91.53
1191 T G HOLBORN (HK) LIMITED 3 58 61 95.08
1192 EMPEROR SECURITIES LIMITED (HK) 4 58 62 93.55
1193 FULBRIGHT SECURITIES LIMITED 5 57 62 91.94
1194 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
1195 CHIEF SECURITIES LIMITED 3 61 64 95.31
1196 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 96.88
1197 Yuanta Asia Investment (Hong Kong) Limited 10 55 65 84.62 2003-08-13
1198 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
1199 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 17 49 66 74.24 2004-05-31
1200 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 62 67 92.54
1201 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 63 68 92.65
1202 FIL Investment Advisors 6 62 68 91.18
1203 FT Securities Limited 5 63 68 92.65 2005-09-22
1204 Lion Global Financial Limited 3 65 68 95.59
1205 SG SECURITIES (HK) LIMITED 6 62 68 91.18 2003-12-16
1206 Tung Shing Futures (Brokers) Limited 2 66 68 97.06
1207 HSBC LIFE (INTERNATIONAL) LIMITED 2 67 69 97.10
1208 SOUTH CHINA COMMODITIES LIMITED 4 66 70 94.29
1209 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 70 73 95.89
1210 BEAR STEARNS ASIA LIMITED 13 61 74 82.43 2005-11-29
1211 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 68 74 91.89
1212 MIB SECURITIES (HONG KONG) LIMITED 8 67 75 89.33
1213 CENTALINE WEALTH MANAGEMENT LIMITED 2 76 78 97.44 2004-04-02
1214 VC BROKERAGE LIMITED 3 76 79 96.20
1215 CINDA INTERNATIONAL FUTURES LIMITED 5 75 80 93.75
1216 CLSA LIMITED 7 73 80 91.25
1217 CORPORATE BROKERS LIMITED 3 79 82 96.34
1218 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 79 84 94.05
1219 Quam Securities Limited 4 80 84 95.24 2004-10-15
1220 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 82 86 95.35
1221 SHUN LOONG SECURITIES COMPANY LIMITED 5 83 88 94.32
1222 SOUTH CHINA SECURITIES LIMITED 4 84 88 95.45
1223 Credit Agricole Securities (Asia) Limited 9 80 89 89.89
1224 EAST ASIA SECURITIES COMPANY LIMITED 2 88 90 97.78
1225 CINDA INTERNATIONAL SECURITIES LIMITED 5 86 91 94.51
1226 Credit Suisse Securities (Hong Kong) Limited 7 84 91 92.31
1227 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 83 91 91.21 2003-12-02
1228 BOCI COMMODITIES & FUTURES LIMITED 5 89 94 94.68 2004-11-17
1229 GET NICE SECURITIES LIMITED 6 88 94 93.62
1230 PRUDENTIAL BROKERAGE LIMITED 3 92 95 96.84
1231 CITIC Securities Futures (HK) Limited 5 94 99 94.95
1232 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 103 107 96.26
1233 CES Forex (HK) Limited 4 104 108 96.30
1234 BARCLAYS CAPITAL ASIA LIMITED 16 95 111 85.59 2005-01-12
1235 HSBC BROKING FOREX (ASIA) LIMITED 3 108 111 97.30
1236 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 115 122 94.26
1237 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
1238 DBS VICKERS (HONG KONG) LIMITED 5 121 126 96.03 2003-10-14
1239 FIL Investment Management (Hong Kong) Limited 8 118 126 93.65
1240 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 119 126 94.44
1241 CELESTIAL COMMODITIES LIMITED 6 123 129 95.35
1242 HSBC BROKING FUTURES (ASIA) LIMITED 3 127 130 97.69
1243 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 126 132 95.45
1244 HONG KONG FOREX INVESTMENT LIMITED 3 131 134 97.76
1245 BOCI SECURITIES LIMITED 7 128 135 94.81 2004-03-01
1246 DEUTSCHE SECURITIES ASIA LIMITED 6 135 141 95.74 2004-01-08
1247 HSBC BROKING SECURITIES (ASIA) LIMITED 7 138 145 95.17
1248 GOLDMAN SACHS FUTURES (ASIA) LIMITED 5 151 156 96.79
1249 CITIC Securities Brokerage (HK) Limited 6 154 160 96.25
1250 Merrill Lynch Far East Limited 11 163 174 93.68
1251 KGI FUTURES (HONG KONG) LIMITED 7 171 178 96.07
1252 UBS SECURITIES ASIA LIMITED 7 175 182 96.15
1253 LEHMAN BROTHERS ASIA LIMITED 12 171 183 93.44
1254 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 181 185 97.84
1255 NOMURA INTERNATIONAL (HONG KONG) LIMITED 12 177 189 93.65
1256 MACQUARIE CAPITAL LIMITED 14 178 192 92.71
1257 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 6 192 198 96.97
1258 UOB KAY HIAN (HONG KONG) LIMITED 5 193 198 97.47
1259 HAITONG INTERNATIONAL FUTURES LIMITED 5 197 202 97.52
1260 KGI ASIA LIMITED 9 200 209 95.69
1261 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 208 213 97.65
1262 CELESTIAL SECURITIES LIMITED 7 212 219 96.80 2004-03-13
1263 Morgan Stanley Hong Kong Futures Limited 6 231 237 97.47
1264 CES Commodities (HK) Limited 6 246 252 97.62
1265 PHILLIP COMMODITIES (H.K.) LIMITED 3 253 256 98.83 2003-12-09
1266 ZURICH ADVISORY (HK) LIMITED 2 266 268 99.25
1267 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 267 270 98.89
1268 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 268 279 96.06 2003-10-15
1269 Tung Shing Securities (Brokers) Limited 3 279 282 98.94
1270 Credit Suisse (Hong Kong) Limited 19 264 283 93.29
1271 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 286 293 97.61 2003-09-30
1272 OnePlatform Asset Management Limited 3 321 324 99.07
1273 Everbright Securities Investment Services (HK) Limited 11 328 339 96.76
1274 Sun Life Hong Kong Limited 2 391 393 99.49
1275 PHILLIP SECURITIES (HONG KONG) LIMITED 5 410 415 98.80
1276 Citigroup Global Markets Asia Limited 19 415 434 95.62
1277 Merrill Lynch (Asia Pacific) Limited 18 478 496 96.37
1278 GOLDMAN SACHS (ASIA) L.L.C. 34 533 567 94.00
1279 Morgan Stanley Asia Limited 14 586 600 97.67
1280 WM (HK) Limited 2 1178 1180 99.83
1281 Manulife Investment Management (Hong Kong) Limited 6 1254 1260 99.52
1281 Average 3.01 19.28 22.29 86.48

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