Officers: CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司

CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Bo, Huaiyu 薄怀予			Rep	2004-02-09	2006-07-31
2	Chan, Marcella Man Wai 陳敏慧			Rep	2004-10-12	2006-06-17
3	Chen, Denise Jiun Jing 陳君靜		F	Rep	2004-01-26	2006-05-19
4	Crotty, Philip John		M	Rep	2005-05-19	2005-07-14
				RO	2005-07-14	2008-06-27
5	D'abo, John Gerard Nicholas	37	M	Rep		2004-12-06
6	Dewhurst, Simon		M	Rep		2006-11-14
7	Ferdinand, Timothy Mark Fletcher		M	RO		2005-12-31
8	Hanka, Robert (SFC:AEY453)		M	Rep	2004-05-18	2005-12-31
9	Hua, Fengmao 華風茂	37	M	Rep	2003-07-23	2005-10-20
10	Jiang, Sosia			Rep	2005-10-25	2006-10-12
11	King, Richard Yun Zing 金元成	39	M	Rep		2003-10-13
12	Kum, Jocelyn Wan Sze 甘婉絲			Rep		2004-06-04
13	Kwong, Wilson Wai Sun 鄺偉信	40	M	Rep	2003-12-17	2006-07-03
14	Lam, Allen Kar Fai 林嘉輝		M	Rep		2006-06-05
15	Lee, Richard Anthony Treadgold		M	Rep		2006-01-16
16	Leow, Siok Ling 廖淑玲			Rep		2008-09-08
17	Liu, Mi (SFC:AIH139) 劉宓			Rep		2007-05-23
18	Reid, Robert Stephen		M	Rep		2005-08-04
				RO	2005-08-04	2012-07-05
19	Tan, Jacqueline K. 陳嘉嘉		F	Rep	2004-03-23	2005-01-24
20	Tang, Leonard Chu 鄧儲		M	Rep		2004-07-05
21	Taylor, Richard Kirby (SFC:ACO169)		M	RO		2020-04-03
22	To, Fung 杜峰			Rep		2004-07-26
23	Tse, Kwok On 謝國安			Rep		2006-03-31
24	Wilson, Stuart Richard (SFC:ALZ457)		M	Rep	2005-05-10	2014-11-18
25	Yeung, Kin Sing 楊健聲			RO		2003-07-31
				Rep	2003-07-31	2008-11-18
26	Yuan, Kokuei			Rep		2007-09-05
27	Zhi, Yu 職宇			Rep		2011-07-29
28	Zhu, Qing (SFC:ADZ874) 朱慶			Rep		2005-04-20