SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
2 313 Capital Management Limited 1 0 1 0.00
3 3V Capital Limited 3 4 7 57.14 2005-07-18
4 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
5 AASTOCKS.COM LIMITED 2 0 2 0.00
6 ABCI Securities Company Limited 8 29 37 78.38 2005-11-15
7 Aberdeen International Investment Management Limited 2 1 3 33.33 2005-07-27
8 ABN AMRO Clearing (Futures) Hong Kong Limited 3 11 14 78.57
9 ABN AMRO Clearing Hong Kong Limited 4 11 15 73.33
10 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
11 abrdn Hong Kong Limited 3 2 5 40.00
12 Absolute Investment Management (HK) Limited 3 4 7 57.14
13 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
14 ACM ASIA LIMITED 3 1 4 25.00
15 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
16 AD Capital Management (Hong Kong) Limited 3 2 5 40.00 2004-09-08
17 ADM SECURITIES LIMITED 2 0 2 0.00
18 ADMIS Hong Kong Limited 5 17 22 77.27 2005-04-12
19 Aetas Global Markets Limited 3 0 3 0.00 2005-10-26
20 Aevitas Securities Limited 2 4 6 66.67
21 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
22 AFG CAPITAL ASSETS LIMITED 1 0 1 0.00 2004-09-01
23 AIF CAPITAL LIMITED 4 6 10 60.00
24 AIF Securities Limited 3 1 4 25.00 2004-11-02
25 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
26 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
27 AISANCE ASSET MANAGEMENT LIMITED 4 2 6 33.33 2005-06-16
28 AJ Securities Limited 2 8 10 80.00
29 AJIA-RPMH (HK) LIMITED 2 0 2 0.00 2005-05-17
30 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
31 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
32 Allard Partners Limited 2 3 5 60.00
33 AllianceBernstein Hong Kong Limited 3 18 21 85.71
34 Allianz Global Investors Hong Kong Limited 5 30 35 85.71
35 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
36 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
37 Alpha Financial Group Limited 1 0 1 0.00 2005-10-31
38 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
39 Alpha Nova Capital Management Limited 3 3 6 50.00
40 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
41 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
42 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
43 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
44 ALTRUIST FINANCIAL GROUP LIMITED 2 21 23 91.30 2004-01-20
45 ALTUS CAPITAL LIMITED 2 3 5 60.00
46 ALTUS INVESTMENTS LIMITED (HK) 2 2 4 50.00 2005-12-14
47 AM Squared Limited 2 2 4 50.00 2005-06-30
48 AMPLE CAPITAL LIMITED 2 3 5 60.00
49 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
50 AMUNDI ASSET MANAGEMENT 7 16 23 69.57 2004-07-01
51 Amundi Hong Kong Limited 6 20 26 76.92
52 ANA SECURITIES COMPANY LIMITED 1 0 1 0.00 2005-03-31
53 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 9 17 52.94
54 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
55 ANGUS MOORE LIMITED 2 3 5 60.00
56 Anli Securities Limited 2 6 8 75.00
57 Anuenue Advisors Limited 3 1 4 25.00 2005-10-06
58 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
59 Anuenue Securities Limited 3 5 8 62.50
60 AP Asset Management (HK) Limited 2 10 12 83.33 2004-07-07
61 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
62 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
63 ARA Asset Management (Prosperity) Limited 2 0 2 0.00 2005-11-30
64 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
65 ARISAIG PARTNERS (ASIA) PTE LTD 1 1 2 50.00 2005-12-22
66 Arta Global Futures Limited 2 2 4 50.00
67 ASIA ABSOLUTE ADVISORS LIMITED 3 2 5 40.00 2004-08-19
68 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 10 12 83.33
69 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
70 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
71 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 33.33 2004-01-02
72 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
73 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 50.00
74 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
75 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
76 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
77 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 71.43
78 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
79 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
80 Astrum Capital Management Limited (HK) 2 0 2 0.00 2005-07-08
81 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
82 ATMA EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2005-09-20
83 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
84 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
85 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
86 Averest Capital Limited 2 3 5 60.00
87 Avia Asset Management Limited 2 0 2 0.00
88 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 267 270 98.89
89 AXA Financial Planning (Hong Kong) Limited 4 25 29 86.21
90 AXA Investment Managers Asia Limited 4 3 7 42.86 2005-07-21
91 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 12 16 75.00
92 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
93 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
94 Axis Capital Management Limited 3 1 4 25.00
95 BALI SECURITIES CO. LIMITED 3 0 3 0.00
96 BALLINGAL INVESTMENT ADVISORS LIMITED 4 1 5 20.00 2004-08-13
97 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
98 BANK CONSORTIUM TRUST COMPANY LIMITED 2 22 24 91.67
99 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 6 10 60.00
100 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
101 BARCLAYS CAPITAL ASIA LIMITED 16 95 111 85.59 2005-01-12
102 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 9 16 56.25 2003-08-29
103 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
104 BEA Union Investment Management Limited 2 11 13 84.62
105 BEAR BRIGHT LIMITED 2 2 4 50.00
106 BEAR STEARNS ASIA LIMITED 13 61 74 82.43 2005-11-29
107 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
108 Beevest Securities Limited 4 27 31 87.10 2005-03-07
109 Beijing Securities Limited 3 15 18 83.33
110 Belvest Investment Services Limited 3 12 15 80.00
111 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
112 Bentley Capital Limited (HK) 4 0 4 0.00
113 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
114 BERICH BROKERAGE LIMITED 4 16 20 80.00
115 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
116 BETA INTERNATIONAL SECURITIES LIMITED 2 16 18 88.89
117 BGC SECURITIES (HONG KONG) LLC 2 6 8 75.00
118 BGI Capital Limited 3 1 4 25.00 2004-03-24
119 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
120 BKHK Limited 7 1 8 12.50
121 Black Marble Securities Limited 2 3 5 60.00
122 BlackRock (Hong Kong) Limited (d2017-01-20) 4 20 24 83.33
123 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
124 BLOOMYEARS LIMITED 2 4 6 66.67
125 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
126 BMI FUNDS MANAGEMENT LIMITED 5 7 12 58.33
127 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 33 40 82.50
128 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 48 55 87.27
129 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 16 18 88.89
130 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 14 16 87.50
131 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 68 74 91.89
132 BOCI ASIA LIMITED 8 23 31 74.19
133 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
134 BOCI Bullion Company Limited 3 4 7 57.14
135 BOCI COMMODITIES & FUTURES LIMITED 5 89 94 94.68 2004-11-17
136 BOCI RESEARCH LIMITED 2 27 29 93.10
137 BOCI SECURITIES LIMITED 7 128 135 94.81 2004-03-01
138 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 181 185 97.84
139 BOCOM International Holdings Company Limited 9 43 52 82.69 2005-08-24
140 BOKHARY SECURITIES LIMITED 2 7 9 77.78
141 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
142 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
143 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
144 BOWEN ASIA LIMITED 4 2 6 33.33
145 Bradbury Securities Limited 2 6 8 75.00
146 BREVAN HOWARD (HONG KONG) LIMITED 2 6 8 75.00 2004-07-12
147 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 33.33
148 Bright Fund Management Limited 3 6 9 66.67
149 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
150 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
151 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 15 17 88.24
152 Broadway Wealth Management Limited 2 4 6 66.67
153 BROOKE CAPITAL LIMITED 2 1 3 33.33
154 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
155 BULLISH SECURITIES LIMITED 2 9 11 81.82
156 BUSINESS FUTURES LIMITED 2 7 9 77.78
157 BUSINESS SECURITIES LIMITED 2 20 22 90.91
158 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
159 CAIIS Limited 2 11 13 84.62
160 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
161 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
162 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 8 11 72.73 2004-07-15
163 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14
164 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
165 CAPITAL GLOBAL MANAGEMENT LIMITED 3 0 3 0.00 2005-09-17
166 Capital International, Inc. 2 6 8 75.00
167 CAPITAL RESEARCH COMPANY 2 13 15 86.67 2004-11-10
168 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
169 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
170 CASH ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-03-30
171 CASH Wealth Management Limited 4 30 34 88.24
172 CBH Asia Limited 2 12 14 85.71
173 CBRE Investment Management (Asia) Limited 2 1 3 33.33
174 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-29
175 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
176 CCB INTERNATIONAL SECURITIES LIMITED 3 4 7 57.14 2005-08-19
177 CCB Securities Limited 2 3 5 60.00
178 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
179 CELESTIAL COMMODITIES LIMITED 6 123 129 95.35
180 CELESTIAL SECURITIES LIMITED 7 212 219 96.80 2004-03-13
181 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
182 CENTALINE WEALTH MANAGEMENT LIMITED 2 76 78 97.44 2004-04-02
183 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
184 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
185 CENTURION CORPORATE FINANCE LIMITED 2 1 3 33.33
186 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
187 CEPA ALLIANCE SECURITIES LIMITED 2 8 10 80.00
188 CERES CAPITAL LIMITED 2 0 2 0.00
189 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
190 CES Commodities (HK) Limited 6 246 252 97.62
191 CES Forex (HK) Limited 4 104 108 96.30
192 CES International Commodities (HK) Limited 3 3 6 50.00
193 CF GLOBAL (HK) LIMITED 2 4 6 66.67
194 CGS International Securities Hong Kong Limited 4 20 24 83.33
195 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
196 CHAMPUS ASSET MANAGEMENT LIMITED 2 5 7 71.43
197 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
198 Chanceton Capital Partners Limited 3 0 3 0.00
199 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
200 ChapmanCraig Limited 2 1 3 33.33
201 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
202 CHARLES SCHWAB, HONG KONG, LIMITED 3 14 17 82.35
203 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
204 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
205 CHEETAH ADVISORS LIMITED 2 0 2 0.00
206 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
207 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
208 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
209 CHEONG LEE SECURITIES LIMITED 2 0 2 0.00 2005-11-24
210 CHI CAPITAL SECURITIES LIMITED 1 2 3 66.67 2004-09-07
211 CHIEF CAPITAL LIMITED 3 0 3 0.00 2005-07-14
212 CHIEF COMMODITIES LIMITED 4 31 35 88.57
213 CHIEF SECURITIES LIMITED 3 61 64 95.31
214 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
215 China Access Advisors Limited 2 0 2 0.00 2005-10-21
216 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
217 China Enterprise Securities Company Limited 2 0 2 0.00
218 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
219 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 3 7 42.86
220 CHINA EVERBRIGHT CAPITAL LIMITED 5 5 10 50.00 2005-05-09
221 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
222 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
223 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 63 68 92.65
224 China Finance Holdings Limited 2 1 3 33.33
225 China Finance KAB Limited 3 9 12 75.00 2004-12-23
226 China Gather Wealth Financial Company Limited 4 8 12 66.67 2005-04-01
227 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
228 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
229 China Integrity Investment Limited 2 0 2 0.00
230 China International Capital Corporation (International) Limited 6 53 59 89.83
231 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 4 44 48 91.67
232 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
233 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2005-09-21
234 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
235 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
236 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 37 42 88.10 2005-02-15
237 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
238 CHINA POINT STOCK BROKERS LIMITED 2 10 12 83.33
239 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
240 China Reserve Securities Limited 3 7 10 70.00
241 CHINA RICH ASSET MANAGEMENT LIMITED 3 2 5 40.00
242 CHINA SECURITIES HOLDINGS LIMITED 1 5 6 83.33
243 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
244 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
245 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
246 China Tonghai (IA) Limited 5 9 14 64.29
247 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00
248 CHONG HING COMMODITIES AND FUTURES LIMITED 3 4 7 57.14
249 CHONG HING SECURITIES LIMITED 5 18 23 78.26
250 CHOW SANG SANG FUTURES LIMITED 2 31 33 93.94
251 CHOW SANG SANG SECURITIES LIMITED 2 41 43 95.35
252 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
253 CHRISTFUND SECURITIES LIMITED 5 33 38 86.84
254 CHUANGS & CO. LIMITED 3 1 4 25.00
255 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
256 CIBC Global Asset Management (Asia) Limited 2 3 5 60.00
257 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
258 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
259 CINDA INTERNATIONAL FUTURES LIMITED 5 75 80 93.75
260 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 96.88
261 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 115 122 94.26
262 CINDA INTERNATIONAL SECURITIES LIMITED 5 86 91 94.51
263 Citadel Asia Limited 2 0 2 0.00 2005-10-21
264 CITIC FRONTIER CHINA RESEARCH LIMITED 2 17 19 89.47 2004-03-12
265 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
266 CITIC Securities Brokerage (HK) Limited 6 154 160 96.25
267 CITIC Securities CLSA Capital Partners (HK) Limited 4 10 14 71.43
268 CITIC Securities Futures (HK) Limited 5 94 99 94.95
269 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
270 Citigroup Global Markets Asia Limited 19 415 434 95.62
271 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 268 279 96.06 2003-10-15
272 Citigroup Venture Capital International Asia Limited 2 10 12 83.33 2005-05-24
273 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00
274 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
275 CLSA FUTURES LIMITED 4 18 22 81.82
276 CLSA LIMITED 7 73 80 91.25
277 CLSA Premium International (HK) Limited 3 9 12 75.00 2004-10-20
278 CLSA RESEARCH LIMITED 2 41 43 95.35
279 CMB International Capital Holdings Corporation Limited 2 2 4 50.00 2003-12-17
280 CMB INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
281 CMB International Global Markets Limited 3 16 19 84.21
282 CMC Markets Asia Limited 2 7 9 77.78 2005-05-04
283 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
284 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
285 CNI GLOBAL CAPITAL LIMITED 3 3 6 50.00
286 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
287 COHEN & STEERS ASIA LIMITED 2 1 3 33.33 2005-07-29
288 COL Securities (HK) Limited 3 1 4 25.00
289 COMGEST FAR EAST LIMITED 2 2 4 50.00
290 COMMENCE COMPANY LIMITED 2 0 2 0.00
291 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 126 132 95.45
292 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 5 4 9 44.44
293 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 79 84 94.05
294 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
295 CORPORATE BROKERS LIMITED 3 79 82 96.34
296 CORPORATE COMMODITIES LIMITED 3 34 37 91.89
297 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
298 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00
299 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
300 Credit Agricole Securities (Asia) Limited 9 80 89 89.89
301 Credit Suisse (Hong Kong) Limited 19 264 283 93.29
302 Credit Suisse Futures (Hong Kong) Limited 2 42 44 95.45
303 Credit Suisse Securities (Hong Kong) Limited 7 84 91 92.31
304 Credit Suisse Solution Partners (Hong Kong) Limited 3 2 5 40.00 2005-03-08
305 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
306 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
307 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
308 CS Wealth Securities Limited 4 3 7 42.86
309 CSC ASIA LIMITED 3 6 9 66.67
310 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
311 CSC FUTURES (HK) LIMITED 4 14 18 77.78
312 CSC SECURITIES (HK) LIMITED 6 14 20 70.00 2003-12-29
313 CSI Corporate Finance (HK) Limited 9 17 26 65.38
314 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
315 CTBC Asia Limited 4 7 11 63.64 2004-01-14
316 CTW SECURITIES LIMITED 2 2 4 50.00
317 CUPOLA CAPITAL LIMITED 2 2 4 50.00
318 CVC Asia Pacific Limited 4 7 11 63.64
319 CVP Securities Limited 3 29 32 90.63 2004-07-09
320 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
321 D. B. ZWIRN ASIA PARTNERS LIMITED 2 1 3 33.33 2005-09-27
322 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
323 D.J. SECURITIES LIMITED 2 0 2 0.00
324 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
325 DAH SING SECURITIES LIMITED 2 3 5 60.00
326 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
327 Daiwa Capital Markets Hong Kong Limited 6 42 48 87.50
328 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
329 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 11 15 73.33
330 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 11 13 84.62
331 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
332 DBS ASIA CAPITAL LIMITED 6 16 22 72.73
333 DBS VICKERS (HONG KONG) LIMITED 5 121 126 96.03 2003-10-14
334 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
335 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
336 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 13 19 68.42
337 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
338 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
339 Delta Asia Wealth Management Limited 3 3 6 50.00
340 Deltroit (Hong Kong) Limited 3 2 5 40.00 2005-04-11
341 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00
342 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2004-08-18
343 DEUTSCHE SECURITIES ASIA LIMITED 6 135 141 95.74 2004-01-08
344 DL BROKERAGE LIMITED 3 19 22 86.36
345 DNB Asset Management (Asia) Limited 3 3 6 50.00
346 DORIC CAPITAL CORPORATION 4 7 11 63.64 2003-11-13
347 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
348 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 3 5 60.00 2005-06-24
349 DRT MANAGEMENT LIMITED 3 0 3 0.00 2005-07-27
350 DWS Investments Hong Kong Limited 5 15 20 75.00
351 EAA SECURITIES LIMITED 2 8 10 80.00
352 EAST ASIA FUTURES LIMITED 2 10 12 83.33
353 EAST ASIA SECURITIES COMPANY LIMITED 2 88 90 97.78
354 Eastspring Investments (Hong Kong) Limited 2 18 20 90.00
355 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
356 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
357 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
358 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
359 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 75.00 2005-03-08
360 ELSTONE SECURITIES LIMITED 4 14 18 77.78
361 EMPEROR CORPORATE FINANCE LIMITED 7 2 9 22.22
362 EMPEROR FUTURES LIMITED 4 54 58 93.10
363 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 208 213 97.65
364 EMPEROR SECURITIES LIMITED (HK) 4 58 62 93.55
365 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
366 ENLIGHTEN FUTURES LIMITED 2 8 10 80.00
367 ENLIGHTEN SECURITIES LIMITED 2 16 18 88.89
368 ENZARD LIMITED 2 0 2 0.00 2004-05-21
369 EQT Partners Asia Limited 3 3 6 50.00
370 EQT Partners Hong Kong Limited 2 1 3 33.33
371 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
372 Essence International Financial Holdings Limited 2 25 27 92.59
373 ETRADE SECURITIES (HONG KONG) LIMITED 9 20 29 68.97 2004-03-19
374 ETRADE SECURITIES LIMITED 3 7 10 70.00
375 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
376 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
377 EVER-LONG SECURITIES COMPANY LIMITED 4 14 18 77.78
378 Everbright Securities Digital Finance (HK) Limited 3 25 28 89.29
379 Everbright Securities Global (HK) Limited 3 6 9 66.67
380 Everbright Securities Investment Services (HK) Limited 11 328 339 96.76
381 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0.00 2005-01-18
382 Evergrande Futures (Hong Kong) Limited 4 19 23 82.61 2003-11-21
383 Evergrande Securities (Hong Kong) Limited 5 31 36 86.11
384 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
385 EVERHOT SECURITIES LIMITED 3 8 11 72.73
386 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
387 EWARTON SECURITIES LIMITED 3 16 19 84.21
388 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
389 Execution Noble (Hong Kong) Limited 3 1 4 25.00 2005-10-10
390 F. R. ZIMMERN LIMITED 2 3 5 60.00
391 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
392 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
393 FAIR EAGLE SECURITIES COMPANY LIMITED 2 18 20 90.00
394 FAIRWIN BROKING LIMITED 2 4 6 66.67
395 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
396 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
397 FDB Financial Group Limited 3 6 9 66.67
398 FE SECURITIES LIMITED 4 6 10 60.00
399 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
400 FIL Investment Advisors 6 62 68 91.18
401 FIL Investment Management (Hong Kong) Limited 8 118 126 93.65
402 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
403 Finet Securities Limited 2 8 10 80.00
404 FIRST ASIA FINANCE GROUP LIMITED 2 2 4 50.00
405 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
406 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
407 FIRST SECURITIES (HK) LIMITED 2 4 6 66.67
408 First Sentier Investors (Hong Kong) Limited 5 12 17 70.59
409 FIRST SHANGHAI CAPITAL LIMITED 3 7 10 70.00
410 FIRST SHANGHAI FUTURES LIMITED 3 27 30 90.00
411 FIRST SHANGHAI SECURITIES LIMITED 5 35 40 87.50
412 FIRST STATE (HONG KONG) LLC 4 4 8 50.00
413 FIRST WORLDSEC SECURITIES LIMITED 5 1 6 16.67
414 FORE ASIA, LIMITED 3 2 5 40.00 2004-08-18
415 FORTUNE (HK) SECURITIES LIMITED 2 4 6 66.67 2004-08-19
416 Fosun International Securities Limited 5 25 30 83.33
417 FOX-PITT, KELTON (ASIA) LIMITED 6 10 16 62.50
418 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 23 27 85.19
419 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
420 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
421 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 3 5 60.00 2004-11-12
422 FT Securities Limited 5 63 68 92.65 2005-09-22
423 FTL Wealth Management (HK) Limited 2 45 47 95.74 2005-06-28
424 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
425 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
426 Fubon Capital (HK) Limited 4 3 7 42.86
427 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
428 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 20 22 90.91
429 FULBRIGHT FUTURES LIMITED 2 6 8 75.00 2005-12-05
430 FULBRIGHT SECURITIES LIMITED 5 57 62 91.94
431 FULL WIN SECURITIES LIMITED 2 2 4 50.00
432 FULLJET SECURITIES LIMITED 2 0 2 0.00
433 Funderstone Asset Management (HK) Limited 2 0 2 0.00
434 Funderstone Futures Limited 2 47 49 95.92
435 Funderstone Securities Limited 4 50 54 92.59
436 FWD Financial Planning Limited (HK) 3 39 42 92.86
437 FWD Life Insurance Company (Bermuda) Limited 2 49 51 96.08
438 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 1 3 33.33 2005-02-16
439 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
440 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 4 6 66.67
441 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
442 GAM HONG KONG LIMITED 4 20 24 83.33
443 GAOYU SECURITIES LIMITED 4 13 17 76.47
444 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
445 GAYANG SECURITIES LIMITED 2 14 16 87.50
446 GCAM Limited 2 2 4 50.00 2004-10-19
447 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
448 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 2 8 25.00
449 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
450 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
451 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
452 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
453 GET NICE CAPITAL LIMITED 3 0 3 0.00
454 GET NICE FUTURES COMPANY LIMITED 4 36 40 90.00
455 GET NICE SECURITIES LIMITED 6 88 94 93.62
456 GFI (HK) SECURITIES L.L.C. 2 7 9 77.78
457 GIGA (HONG KONG) LIMITED 2 5 7 71.43
458 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2004-11-18
459 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 66.67
460 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 1 2 50.00
461 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
462 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
463 GLOBAL INVESTMENT ADVISORS LIMITED 3 28 31 90.32 2005-01-27
464 Glory Sun Securities Limited 2 14 16 87.50
465 GLS SECURITIES LIMITED 2 8 10 80.00
466 GO-TO-ASIA INVESTMENT LIMITED 1 2 3 66.67
467 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
468 Goldbridge Securities Limited 2 3 5 60.00
469 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
470 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
471 Goldin Equities Limited 2 1 3 33.33
472 GOLDMAN SACHS (ASIA) L.L.C. 34 533 567 94.00
473 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 24 29 82.76
474 GOLDMAN SACHS FUTURES (ASIA) LIMITED 5 151 156 96.79
475 Goldman Sachs Investment Management Hong Kong Limited 3 23 26 88.46
476 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
477 Goldyard Capital Limited 2 4 6 66.67
478 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
479 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
480 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
481 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
482 Grand Cartel Securities Company Limited 2 3 5 60.00
483 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
484 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
485 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
486 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
487 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
488 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
489 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
490 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
491 Greentech Technology Asset Management Company Limited 2 0 2 0.00
492 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 0 2 0.00 2005-08-12
493 Grit Securities Limited 2 2 4 50.00
494 GT Asset & Portfolio Management Limited 2 2 4 50.00 2004-11-04
495 GT CAPITAL LIMITED 5 22 27 81.48 2005-09-29
496 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
497 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 5 8 62.50 2004-11-29
498 GUOTAI JUNAN CAPITAL LIMITED 4 7 11 63.64
499 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 19 21 90.48
500 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 62 67 92.54
501 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67
502 HAITONG INTERNATIONAL CAPITAL LIMITED 9 8 17 47.06
503 HAITONG INTERNATIONAL FUTURES LIMITED 5 197 202 97.52
504 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 11 16 68.75 2005-11-15
505 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
506 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 286 293 97.61 2003-09-30
507 Halbis Capital Management (Hong Kong) Limited 2 28 30 93.33 2005-06-23
508 HAMON ASIAN ADVISORS LIMITED 2 1 3 33.33
509 HAMON ASSET MANAGEMENT LIMITED 3 4 7 57.14
510 HAMON INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
511 HANG SENG FUTURES LIMITED 3 10 13 76.92
512 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 34 40 85.00
513 HANG SENG INVESTMENT SERVICES LIMITED 5 9 14 64.29
514 HANG SENG SECURITIES LIMITED 4 15 19 78.95
515 HANG TAI SECURITIES LIMITED 3 10 13 76.92
516 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
517 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
518 HANTEC SECURITIES CO., LIMITED 2 29 31 93.55
519 Hao Tian International Securities Limited 2 8 10 80.00
520 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
521 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
522 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
523 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 66.67
524 HBK HONG KONG LIMITED 2 2 4 50.00 2005-04-18
525 HDH ADVISORS (HK) LIMITED 2 2 4 50.00 2004-11-25
526 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
527 HENCO CAPITAL LIMITED 2 0 2 0.00
528 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 1 3 4 75.00
529 HENIK SECURITIES LIMITED 2 14 16 87.50
530 Henyep Capital Management Limited 2 0 2 0.00 2005-12-20
531 HENYEP SECURITIES LIMITED 3 19 22 86.36
532 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
533 HERMES SECURITIES LIMITED 2 8 10 80.00
534 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
535 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
536 HING WONG SECURITIES LIMITED 3 8 11 72.73
537 HIP HING SECURITIES LIMITED 2 2 4 50.00
538 HO FUNG SHARES INVESTMENT LIMITED 2 10 12 83.33 2005-03-24
539 HOI SANG SECURITIES LIMITED 3 2 5 40.00
540 HONG KONG ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-11-21
541 HONG KONG FOREX INVESTMENT LIMITED 3 131 134 97.76
542 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
543 HONG KONG INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
544 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
545 Hong Kong Stock Link Securities Limited 3 6 9 66.67
546 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
547 Hongkong Bay Securities Limited 3 10 13 76.92
548 HOORAY CAPITAL LIMITED 2 0 2 0.00
549 HOORAY SECURITIES LIMITED 3 3 6 50.00
550 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 0 2 0.00
551 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
552 HOU TAK SECURITIES LIMITED 2 1 3 33.33
553 HPEF Capital Partners Limited 5 21 26 80.77
554 HPEF Venture Partners Limited 4 5 9 55.56
555 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
556 HSBC BROKING FOREX (ASIA) LIMITED 3 108 111 97.30
557 HSBC BROKING FUTURES (ASIA) LIMITED 3 127 130 97.69
558 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
559 HSBC BROKING SECURITIES (ASIA) LIMITED 7 138 145 95.17
560 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
561 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
562 HSBC FUTURES (SINGAPORE) PTE LTD 3 10 13 76.92
563 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
564 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
565 HSBC GUYERZELLER FAR EAST LIMITED 4 4 8 50.00 2004-12-22
566 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 34 39 87.18 2005-06-06
567 HSBC LIFE (INTERNATIONAL) LIMITED 2 67 69 97.10
568 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
569 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 13 16 81.25
570 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 1 4 25.00 2004-02-10
571 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
572 HSZ (HONG KONG) LIMITED 2 2 4 50.00
573 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
574 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
575 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
576 Huajin Corporate Finance (International) Limited 2 4 6 66.67
577 Huarong International Securities Limited 5 36 41 87.80 2004-10-25
578 Huayu Securities Limited 2 8 10 80.00
579 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
580 HUNG SING FUTURES LIMITED 2 4 6 66.67
581 HUNG SING SECURITIES LIMITED 2 16 18 88.89
582 I-ACCESS INVESTORS LIMITED 3 1 4 25.00 2005-07-13
583 iBest Consultants Limited 2 22 24 91.67
584 iBest Securities Company Limited 2 7 9 77.78
585 IBTS ASIA (HK) LIMITED 2 6 8 75.00 2005-11-17
586 ICAP Securities Hong Kong Limited 2 5 7 71.43 2005-10-06
587 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
588 ICBC Asset Management (Global) Company Limited 2 3 5 60.00
589 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00 2005-12-21
590 ICEA CAPITAL LIMITED 3 11 14 78.57
591 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
592 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
593 iFAST Securities (HK) Limited 3 3 6 50.00
594 Imagi Brokerage Limited 3 4 7 57.14
595 IMARKETS LIMITED 2 1 3 33.33
596 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
597 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
598 IMPERIAL CAPITAL LIMITED (HK) 3 0 3 0.00 2005-05-12
599 Income Partners Asset Management (HK) Limited 4 6 10 60.00
600 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
601 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 2 4 50.00
602 InnoFusion Capital Management Limited 2 0 2 0.00 2005-09-15
603 Instinet Alpha Trading Limited 2 8 10 80.00
604 INSTINET PACIFIC LIMITED 2 18 20 90.00
605 INSUBEST FINANCIAL & MPF PLANNING LIMITED 3 0 3 0.00
606 INTEGRATED INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
607 INTEGRITY FINANCIAL SERVICES LIMITED 2 0 2 0.00 2005-05-09
608 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
609 Interactive Brokers LLC 2 4 6 66.67
610 INTERCHINA FUTURES LIMITED 2 6 8 75.00
611 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
612 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
613 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
614 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
615 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00
616 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
617 INVESCO ASSET MANAGEMENT ASIA LIMITED 7 25 32 78.13
618 INVESCO HONG KONG LIMITED 8 36 44 81.82
619 Investec Asia Limited 2 0 2 0.00 2005-11-30
620 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 4 7 57.14 2004-08-30
621 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
622 iTTa Capital Limited 2 1 3 33.33 2003-05-29
623 iVenture Investment Management Limited 2 1 3 33.33
624 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 83 91 91.21 2003-12-02
625 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 14 21 66.67
626 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
627 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
628 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
629 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33
630 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
631 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
632 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
633 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
634 JK Capital Management Limited 2 2 4 50.00
635 JOINCAP CAPITAL LIMITED 2 1 3 33.33
636 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
637 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
638 Joy Silver Limited 4 3 7 42.86
639 JPMorgan Asset Management (Asia Pacific) Limited 5 54 59 91.53
640 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
641 JPMorgan Funds (Asia) Limited 5 49 54 90.74
642 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
643 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 16 20 80.00
644 JS SECURITIES LIMITED (HK) 2 2 4 50.00
645 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
646 JVSakk Asia Limited 2 3 5 60.00
647 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
648 K.K.M. SECURITIES LIMITED 2 7 9 77.78
649 KAISER FUTURES LIMITED 2 34 36 94.44
650 Kaiser KT Capital Limited 3 1 4 25.00
651 KAISER SECURITIES LIMITED 4 27 31 87.10
652 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
653 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
654 Kam Wah Investments Limited 2 3 5 60.00
655 KARFORD SECURITIES LIMITED 2 0 2 0.00
656 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
657 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
658 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 42 44 95.45 2004-12-16
659 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 12 14 85.71
660 KARL-THOMSON SECURITIES COMPANY LIMITED 3 29 32 90.63
661 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
662 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
663 KB Securities Hong Kong Limited 2 3 5 60.00
664 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 28 31 90.32
665 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
666 KEE CHEONG SECURITIES COMPANY LIMITED 2 8 10 80.00
667 KGI ASIA LIMITED 9 200 209 95.69
668 KGI Asset Management Limited 2 0 2 0.00
669 KGI CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-08
670 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
671 KGI FUTURES (HONG KONG) LIMITED 7 171 178 96.07
672 KGI SECURITIES (HONG KONG) LIMITED 7 24 31 77.42
673 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 14 19 73.68
674 KILMOREY SECURITIES LIMITED 2 5 7 71.43
675 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
676 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
677 KING FOOK SECURITIES COMPANY LIMITED 2 10 12 83.33
678 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
679 KINGSTON FUTURES LIMITED 2 15 17 88.24
680 KINGSTON SECURITIES LIMITED 2 37 39 94.87
681 KINGSWAY CAPITAL LIMITED 6 8 14 57.14
682 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 17 49 66 74.24 2004-05-31
683 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2005-05-04
684 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
685 KMT SECURITIES LIMITED 2 7 9 77.78
686 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
687 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
688 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
689 KPMG CORPORATE FINANCE LIMITED 4 10 14 71.43
690 KWAI HUNG SECURITIES COMPANY LIMITED 4 15 19 78.95
691 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
692 KWOK HING SECURITIES LIMITED 2 4 6 66.67
693 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
694 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
695 LAMTEX SECURITIES LIMITED 3 12 15 80.00
696 LAU & COMPANY LIMITED 2 0 2 0.00
697 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00
698 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
699 Legg Mason Asset Management Hong Kong Limited 3 15 18 83.33 2005-10-31
700 Legg Mason International Equities (Hong Kong) Limited 3 15 18 83.33
701 LEHIN SECURITIES LIMITED 3 22 25 88.00
702 LEHMAN BROTHERS ASIA LIMITED 12 171 183 93.44
703 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 3 6 50.00
704 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 20 23 86.96
705 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
706 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
707 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 3 7 42.86 2003-06-06
708 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 26 31 83.87
709 LIM ADVISORS LIMITED 4 5 9 55.56
710 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
711 Lion Global Financial Limited 3 65 68 95.59
712 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 16 18 88.89
713 LLOYDS TSB PACIFIC LIMITED 3 0 3 0.00
714 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 0 1 0.00 2003-05-02
715 Lombard Investments (HK) Limited 2 2 4 50.00
716 LOMBARD ODIER (HONG KONG) LIMITED 4 8 12 66.67
717 Longitude Asia Limited 3 2 5 40.00
718 LUEN FAT SECURITIES COMPANY LIMITED 6 50 56 89.29
719 LUEN HING SECURITIES LIMITED 3 6 9 66.67
720 LUEN SING SECURITIES LIMITED 4 10 14 71.43
721 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
722 LXL Investment Management (Hong Kong) Limited 3 5 8 62.50 2005-10-13
723 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
724 Lynx Portfolio Limited 2 1 3 33.33
725 M&F Asset Management Limited 3 10 13 76.92
726 Mackenzie Investments Asia Limited 2 3 5 60.00
727 Macquarie Asia Securities Limited 3 6 9 66.67 2005-07-26
728 MACQUARIE CAPITAL LIMITED 14 178 192 92.71
729 Macquarie Corporate (Hong Kong) Limited 6 38 44 86.36
730 MACQUARIE EQUITIES (ASIA) LIMITED 3 43 46 93.48
731 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 4 6 66.67
732 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
733 MAGUSTA FUTURES LIMITED 2 3 5 60.00
734 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
735 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
736 MALAHON SECURITIES LIMITED 2 14 16 87.50
737 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
738 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 77.78 2005-07-28
739 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
740 MANBLE SECURITIES LIMITED 1 0 1 0.00
741 MANDARIN VP (HK) LIMITED 2 0 2 0.00
742 MANGO FINANCIAL LIMITED 4 11 15 73.33
743 MANRISE LIMITED (d2007-05-02) 3 0 3 0.00
744 MANULIFE (INTERNATIONAL) LIMITED 2 17 19 89.47
745 Manulife Investment Management (Hong Kong) Limited 6 1254 1260 99.52
746 MARATHON ASSET MANAGEMENT HK, LIMITED 2 0 2 0.00 2005-03-22
747 MARC FABER LIMITED 2 0 2 0.00
748 MARS SECURITIES COMPANY LIMITED 2 5 7 71.43
749 Mason Futures Limited (HK) 3 24 27 88.89
750 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
751 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
752 Mason Securities Limited 5 33 38 86.84
753 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
754 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
755 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 6 13 46.15
756 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
757 Matrix Securities Limited 5 2 7 28.57
758 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
759 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 1 0 1 0.00
760 MCP Asset Management Company Limited 2 1 3 33.33 2005-08-23
761 MCP Holdings Limited (HK) 4 2 6 33.33
762 MEAG Hong Kong Limited 3 1 4 25.00
763 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
764 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
765 MEGABASE SECURITIES LIMITED 2 3 5 60.00
766 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
767 MEIJI YASUDA ASIA LIMITED 4 0 4 0.00
768 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
769 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
770 Merdeka Securities Limited 3 1 4 25.00
771 Merrill Lynch (Asia Pacific) Limited 18 478 496 96.37
772 Merrill Lynch Far East Limited 11 163 174 93.68
773 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 6 192 198 96.97
774 MESSIS CAPITAL LIMITED 3 2 5 40.00
775 Metaverse Securities Limited (HK) 5 1 6 16.67
776 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
777 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
778 MF Global Hong Kong Limited 5 5 10 50.00 2005-08-26
779 MF Global Securities HK Limited 5 4 9 44.44 2005-08-26
780 MIB FUTURES (HONG KONG) LIMITED 2 35 37 94.59
781 MIB SECURITIES (HONG KONG) LIMITED 8 67 75 89.33
782 Minerva Holding Financial Securities Limited 3 11 14 78.57
783 MING HON SECURITIES LIMITED 3 1 4 25.00
784 MIRABAUD (ASIA) LIMITED 3 3 6 50.00 2003-05-13
785 MIRABAUD (FAR EAST) LIMITED 2 0 2 0.00
786 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 2 1 3 33.33 2005-07-05
787 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
788 MIZUHO SECURITIES ASIA LIMITED 6 23 29 79.31
789 MLI LIMITED (d2018-03-29) 2 2 4 50.00
790 Monex Boom Securities (H.K.) Limited 4 3 7 42.86
791 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
792 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
793 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
794 Morgan Stanley Asia Limited 14 586 600 97.67
795 Morgan Stanley Hong Kong Futures Limited 6 231 237 97.47
796 Morgan Stanley Hong Kong Securities Limited 4 45 49 91.84
797 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
798 MORTON SECURITIES LIMITED 2 3 5 60.00
799 MTF SECURITIES LIMITED 2 14 16 87.50
800 MUSHK Limited 5 4 9 44.44
801 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
802 NATIONAL RESOURCES SECURITIES LIMITED 2 15 17 88.24
803 NATIXIS ASIA LIMITED 2 9 11 81.82 2004-10-19
804 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
805 Nerico Brothers Limited (HK) 4 9 13 69.23 2004-11-30
806 Network Financial Services Limited 2 29 31 93.55
807 Neutral Financial Holding Company Limited 2 6 8 75.00
808 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
809 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
810 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 3 2 5 40.00
811 NEW TREND FUTURES LIMITED 3 18 21 85.71
812 Newedge Broker Hong Kong Limited 3 6 9 66.67
813 Newedge Broker Limited 5 27 32 84.38
814 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
815 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 1 5 20.00
816 Nezu Asia Capital Management Limited 2 2 4 50.00 2004-10-29
817 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
818 Nikko Asset Management Hong Kong Limited 2 1 3 33.33
819 Nittan Securities Asia Limited 2 2 4 50.00
820 Nomura Asia Investment (Hong Kong) Limited 3 53 56 94.64
821 Nomura Asset Management Hong Kong Limited 4 7 11 63.64
822 NOMURA INTERNATIONAL (HONG KONG) LIMITED 12 177 189 93.65
823 NOMURA SECURITIES (HONG KONG) LIMITED 3 10 13 76.92
824 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
825 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
826 Northern Trust Company of Hong Kong Limited (The) 4 13 17 76.47
827 Nuada Limited 3 1 4 25.00 2004-01-15
828 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
829 Oasis Management (Hong Kong) 2 1 3 33.33 2004-09-14
830 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
831 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
832 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
833 OKACHI (HONG KONG) COMPANY LIMITED 3 19 22 86.36
834 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
835 OKASAN INTERNATIONAL (ASIA) LIMITED 4 13 17 76.47
836 OLD PEAK LIMITED (HK) 2 1 3 33.33 2005-08-26
837 ONE CHINA SECURITIES LIMITED 2 16 18 88.89 2004-03-01
838 OnePlatform Asset Management Limited 3 321 324 99.07
839 OnePlatform Securities Limited 2 31 33 93.94
840 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
841 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
842 ONSHINE SECURITIES LIMITED 3 11 14 78.57
843 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
844 Open Asset Management Limited 1 1 2 50.00
845 Open Securities Limited 3 14 17 82.35
846 OppenheimerFunds International Distributor Limited 2 3 5 60.00 2003-12-15
847 Optima Capital Limited 3 1 4 25.00
848 Oreana Financial Services Limited 2 2 4 50.00
849 ORIENT FINANCIAL SERVICES LIMITED 2 0 2 0.00
850 ORIENT SECURITIES LIMITED 2 10 12 83.33
851 ORIENTAL PATRON ASIA LIMITED 4 9 13 69.23
852 ORIENTAL PATRON SECURITIES LIMITED 2 12 14 85.71
853 orientiert International Markets Limited 2 0 2 0.00 2005-01-11
854 orientiert XYZ Securities Limited 2 34 36 94.44 2004-12-03
855 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
856 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
857 Oshidori Corporate Finance Limited 2 0 2 0.00
858 Oshidori Securities Limited 2 8 10 80.00
859 OVERLOOK INVESTMENTS LIMITED 3 1 4 25.00
860 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 0 4 0.00
861 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
862 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
863 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
864 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
865 Pacific Sun Advisors Limited 2 0 2 0.00
866 PACIFIC WORLD ASSET MANAGEMENT LIMITED 1 5 6 83.33
867 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
868 PAMA GROUP (HONG KONG) LIMITED 3 1 4 25.00
869 PANTHEON CAPITAL (ASIA) LIMITED 5 0 5 0.00
870 PANURGY LIMITED 2 1 3 33.33
871 PARIBAS ASIA EQUITY LIMITED 2 18 20 90.00
872 PARTNERS CAPITAL INTERNATIONAL LIMITED 7 6 13 46.15
873 PARTNERS CAPITAL SECURITIES LIMITED 2 1 3 33.33
874 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
875 PATTERSON FINANCIAL SERVICES LIMITED 2 13 15 86.67
876 PEACE TOWN FOREX LIMITED 4 31 35 88.57
877 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
878 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
879 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
880 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
881 Penjing Asset Management (HK) Limited 2 3 5 60.00 2005-03-24
882 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 8 10 80.00
883 PGIM (Hong Kong) Limited 2 1 3 33.33
884 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 33.33
885 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
886 PHILLIP COMMODITIES (H.K.) LIMITED 3 253 256 98.83 2003-12-09
887 PHILLIP SECURITIES (HONG KONG) LIMITED 5 410 415 98.80
888 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
889 PHOENIX CAPITAL FUTURES LIMITED 2 0 2 0.00
890 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
891 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
892 Pictet Asset Management (Hong Kong) Limited 2 3 5 60.00
893 PIMCO ASIA PTE LTD 1 0 1 0.00 2005-12-09
894 PineBridge Investments Asia Limited 3 26 29 89.66
895 PineBridge Investments Hong Kong Limited 4 9 13 69.23
896 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
897 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
898 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-09
899 PIPER JAFFRAY ASIA FUTURES LIMITED 2 19 21 90.48 2004-02-13
900 PIPER JAFFRAY ASIA LIMITED 7 14 21 66.67
901 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 41 44 93.18
902 Planetree Futures Limited 4 8 12 66.67
903 Planetree Securities Limited 4 17 21 80.95
904 PLATINUM BROKING COMPANY LIMITED 2 6 8 75.00
905 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
906 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
907 PO LEE SECURITIES LIMITED 2 3 5 60.00
908 PO SANG SECURITIES LIMITED 2 12 14 85.71
909 Polaris Capital (Asia) Limited 4 8 12 66.67
910 Polen Capital HK Limited 2 0 2 0.00
911 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
912 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
913 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
914 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
915 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2004-09-15
916 Prime Cdex Securities Limited 5 27 32 84.38
917 PRIME SECURITIES LIMITED (HK) 3 8 11 72.73
918 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 77.78
919 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 23 26 88.46
920 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 8 10 80.00
921 PRIVATE CAPITAL LIMITED 2 2 4 50.00
922 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
923 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
924 PRUDENTIAL BROKERAGE LIMITED 3 92 95 96.84
925 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
926 Public Financial Securities Limited 2 5 7 71.43
927 Public Securities Limited 2 4 6 66.67
928 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00
929 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
930 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
931 Quam Asset Management Limited (b1983-06-28) 3 3 6 50.00
932 Quam Capital Limited (b1994-08-04) 4 8 12 66.67
933 QUAM FUTURES LIMITED 2 18 20 90.00
934 Quam Securities Limited 4 80 84 95.24 2004-10-15
935 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
936 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
937 Rakuten Securities Hong Kong Limited 2 30 32 93.75
938 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
939 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 85.71
940 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 28 32 87.50 2004-10-14
941 RBS Asia Corporate Finance Limited 6 26 32 81.25
942 RBS Asia Futures Limited 2 13 15 86.67
943 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
944 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
945 Redford Asset Management Limited 2 1 3 33.33
946 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
947 REFCO FOREX LIMITED 2 10 12 83.33 2003-07-21
948 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
949 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
950 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
951 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
952 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
953 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
954 RHB FUTURES HONG KONG LIMITED 3 15 18 83.33 2005-09-28
955 RHB SECURITIES HONG KONG LIMITED 2 33 35 94.29
956 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
957 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
958 Rich Union Securities (H.K.) Limited 4 6 10 60.00
959 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
960 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
961 Rifa Securities Limited 2 6 8 75.00
962 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
963 RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-07-19
964 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2005-06-24
965 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
966 ROCTEC INVESTMENT LIMITED 2 3 5 60.00 2005-09-16
967 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
968 ROOFER SECURITIES LIMITED 3 9 12 75.00
969 ROSA SECURITIES LIMITED 3 3 6 50.00
970 Rothschild & Co Hong Kong Limited 4 36 40 90.00 2005-04-27
971 RPS INVESTMENT LIMITED 4 9 13 69.23
972 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
973 SA Capital Limited (HK) 2 0 2 0.00
974 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
975 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
976 SAIL ADVISORS LIMITED 3 14 17 82.35 2004-05-17
977 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
978 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
979 SAMSUNG SECURITIES (ASIA) LIMITED 3 4 7 57.14
980 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 33.33 2005-10-03
981 SANFULL SECURITIES LIMITED 5 48 53 90.57
982 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 35 38 92.11
983 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
984 SBI China Capital Commodities Limited 4 16 20 80.00
985 SBI China Capital Financial Services Limited 3 11 14 78.57
986 SBI China Capital Partners Limited 4 4 8 50.00 2005-01-21
987 SBI China Capital Securities Limited 5 27 32 84.38
988 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 33 39 84.62
989 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
990 SCM CHINA LIMITED 2 0 2 0.00
991 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
992 SDHG International Securities Limited 2 6 8 75.00
993 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
994 SEAGA INTERNATIONAL LIMITED 2 0 2 0.00 2005-02-05
995 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
996 SEEKERS MARKETS LIMITED 2 10 12 83.33
997 SEI INVESTMENTS (ASIA) LIMITED 4 1 5 20.00 2005-03-02
998 SELINA & CO. LIMITED (HK) 2 5 7 71.43
999 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
1000 SG Asset Finance (Hong Kong) Limited 5 6 11 54.55 2003-10-02
1001 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
1002 SG SECURITIES (HK) LIMITED 6 62 68 91.18 2003-12-16
1003 SHACOM FUTURES LIMITED 3 2 5 40.00
1004 Shacom Securities Limited 2 13 15 86.67
1005 Shang International Finance Limited 4 11 15 73.33
1006 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1007 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
1008 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
1009 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 3 6 50.00
1010 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 4 8 50.00
1011 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 82 86 95.35
1012 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 3 5 60.00
1013 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 119 126 94.44
1014 SHINKO SECURITIES (H.K.) LIMITED 2 4 6 66.67 2005-04-18
1015 SHUN HENG SECURITIES LIMITED 3 12 15 80.00
1016 SHUN LOONG FOREX COMPANY LIMITED 4 28 32 87.50
1017 SHUN LOONG FUTURES LIMITED 4 41 45 91.11
1018 SHUN LOONG SECURITIES COMPANY LIMITED 5 83 88 94.32
1019 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1020 Silk Road International Capital Limited 2 0 2 0.00
1021 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1022 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1023 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1024 SINO CAPITAL SECURITIES LIMITED 4 25 29 86.21
1025 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1026 Sino-Rich Securities & Futures Limited 4 11 15 73.33 2005-09-17
1027 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 4 0 4 0.00
1028 Sinofortune Financial Capital Limited 2 7 9 77.78
1029 Sinofortune Securities Limited 3 7 10 70.00
1030 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 12 17 70.59
1031 SINOMAX SECURITIES LIMITED 2 4 6 66.67
1032 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
1033 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
1034 SINOPAC SECURITIES (ASIA) LIMITED 12 42 54 77.78
1035 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
1036 SIU ON SECURITIES LIMITED 2 4 6 66.67
1037 SIU YIP COMMODITY LIMITED 3 1 4 25.00
1038 SJS Markets Limited 3 3 6 50.00 2005-03-02
1039 SKY WARD ASIA LIMITED 2 1 3 33.33
1040 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1041 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
1042 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 1 4 25.00
1043 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1044 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1045 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1046 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1047 SOUTH CHINA CAPITAL LIMITED 4 6 10 60.00
1048 SOUTH CHINA COMMODITIES LIMITED 4 66 70 94.29
1049 SOUTH CHINA RESEARCH LIMITED 1 8 9 88.89
1050 SOUTH CHINA SECURITIES LIMITED 4 84 88 95.45
1051 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1052 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 81.82
1053 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 38 40 95.00
1054 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 3 5 60.00
1055 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 70 73 95.89
1056 SPARX Asia Investment Advisors Limited 3 11 14 78.57 2004-04-20
1057 SPDB International Holdings Limited 3 0 3 0.00
1058 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 60.00
1059 SPS COMMODITIES LIMITED 2 8 10 80.00
1060 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1061 SPS SECURITIES LIMITED 5 13 18 72.22
1062 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1063 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1064 St. James's Place (Hong Kong) Limited 2 7 9 77.78
1065 STANDARD & POOR'S, LLC 2 6 8 75.00
1066 Standard Chartered Securities (Hong Kong) Limited 8 38 46 82.61
1067 Standard Commodities (Asia) Limited 2 4 6 66.67
1068 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1069 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 8 11 72.73
1070 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 8 11 72.73 2005-07-07
1071 STANHILL (HONG KONG) LIMITED 2 6 8 75.00
1072 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
1073 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 18 21 85.71
1074 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
1075 Stellar Securities Limited 3 0 3 0.00
1076 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1077 STOCKWELL SECURITIES LIMITED 3 24 27 88.89
1078 Success Futures and Foreign Exchange Limited 4 4 8 50.00 2005-12-06
1079 Success Securities Limited 2 20 22 90.91
1080 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1081 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
1082 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 6 8 75.00
1083 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1084 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1085 Sun Life Financial Asia Services Limited 2 22 24 91.67
1086 Sun Life Hong Kong Limited 2 391 393 99.49
1087 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1088 SUN'S FUTURE LIMITED 4 4 8 50.00
1089 Sunline Prosticks Financial Solutions Limited 2 2 4 50.00
1090 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1091 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
1092 Superfund Financial (Hong Kong) Limited 2 4 6 66.67
1093 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1094 SYZ Asset Management (Asia) Limited 2 3 5 60.00 2004-07-27
1095 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
1096 T & F Equities Limited 2 0 2 0.00 2005-11-23
1097 T & F RESEARCH LIMITED 2 1 3 33.33
1098 T G HOLBORN (HK) LIMITED 3 58 61 95.08
1099 T G SECURITIES LIMITED 2 3 5 60.00 2005-12-19
1100 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1101 T. ROWE PRICE INTERNATIONAL, INC. 2 9 11 81.82
1102 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1103 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1104 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1105 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1106 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1107 TAI TAK SECURITIES (ASIA) LIMITED 4 12 16 75.00
1108 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1109 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1110 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1111 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
1112 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
1113 Taiping Securities (HK) Co Limited 4 31 35 88.57
1114 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1115 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1116 TANG PING KONG LIMITED 3 10 13 76.92
1117 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1118 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
1119 TC Investment Management (Asia) Limited 2 5 7 71.43
1120 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1121 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
1122 Templewater Hong Kong Limited 2 5 7 71.43
1123 Tensant Securities Limited 2 0 2 0.00 2004-08-25
1124 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1125 THING ON SECURITIES LIMITED 3 3 6 50.00
1126 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 3 0 3 0.00
1127 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 33 36 91.67 2003-09-24
1128 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1129 TIFFIT SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
1130 TIMES SECURITIES COMPANY LIMITED 2 15 17 88.24
1131 TIS SECURITIES (HK) LIMITED 11 16 27 59.26 2005-01-21
1132 TISCO SECURITIES HONG KONG LIMITED 3 11 14 78.57
1133 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
1134 Tokio Marine Investment Services, Limited 2 0 2 0.00
1135 TOPMORE COMMODITIES LIMITED 3 9 12 75.00
1136 Towers Watson Hong Kong Limited 2 1 3 33.33
1137 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1138 TPG-AXON CAPITAL (HK), LIMITED 3 7 10 70.00 2005-05-31
1139 TRANSPAC CAPITAL LIMITED 1 1 2 50.00
1140 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 4 6 66.67
1141 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 33.33
1142 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 1 3 33.33 2004-12-31
1143 TRUTH SECURITIES LIMITED 4 1 5 20.00
1144 TSE'S SECURITIES LIMITED 2 48 50 96.00
1145 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1146 TT INTERNATIONAL (HONG KONG) LIMITED 3 4 7 57.14 2004-06-04
1147 Tung Shing Futures (Brokers) Limited 2 66 68 97.06
1148 Tung Shing Securities (Brokers) Limited 3 279 282 98.94
1149 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1150 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1151 TUNG TAI SECURITIES COMPANY LIMITED 3 7 10 70.00
1152 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1153 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1154 Turiya Advisors Asia Limited 2 5 7 71.43 2005-04-26
1155 TVC MANAGEMENT LIMITED 2 0 2 0.00
1156 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
1157 Tyche Group Limited 2 13 15 86.67
1158 UBS Asset Management (Hong Kong) Limited 4 14 18 77.78
1159 UBS DERIVATIVES HONG KONG LIMITED 3 19 22 86.36
1160 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1161 UBS SECURITIES ASIA LIMITED 7 175 182 96.15
1162 UBS SECURITIES HONG KONG LIMITED 4 24 28 85.71
1163 UKFP (Asia) HK Limited 2 1 3 33.33
1164 UNI-ALPHA FUTURES LIMITED 2 2 4 50.00
1165 UNI-ALPHA SECURITIES LIMITED 2 3 5 60.00
1166 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1167 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1168 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1169 United Securities Limited (HK) 2 4 6 66.67
1170 UNITED SIMSEN FOREX DEALERS LIMITED 4 34 38 89.47
1171 UNITED WORLD ONLINE LIMITED 3 2 5 40.00 2004-11-02
1172 UOB ASIA (HONG KONG) LIMITED 5 3 8 37.50
1173 UOB FINANCE (H.K.) LIMITED 0 1 1 100.00
1174 UOB KAY HIAN (HONG KONG) LIMITED 5 193 198 97.47
1175 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 103 107 96.26
1176 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1177 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
1178 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
1179 UPBEST SECURITIES COMPANY LIMITED 4 27 31 87.10
1180 VALUE PARTNERS LIMITED 4 17 21 80.95
1181 Value Partners Private Equity Limited 3 2 5 40.00
1182 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1183 Vantum Futures Limited 2 2 4 50.00
1184 VC ASSET MANAGEMENT LIMITED 1 1 2 50.00 2005-01-13
1185 VC BROKERAGE LIMITED 3 76 79 96.20
1186 VC CAPITAL LIMITED 4 6 10 60.00
1187 VC FUTURES LIMITED 4 45 49 91.84
1188 VC International Asset Management Limited 3 0 3 0.00
1189 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1190 VEGASOUL SERVICES LIMITED 1 1 2 50.00 2005-07-22
1191 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
1192 VERCAP Financial Services Limited 2 0 2 0.00
1193 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1194 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1195 VICTORY SECURITIES COMPANY LIMITED 4 16 20 80.00
1196 Virtu ITG Hong Kong Limited 4 7 11 63.64
1197 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
1198 VISION FINANCE (CAPITAL) LIMITED 2 0 2 0.00
1199 VISION FINANCE (SECURITIES) LIMITED 2 1 3 33.33
1200 VMS Securities Limited 2 3 5 60.00
1201 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1202 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1203 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1204 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 50.00
1205 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1206 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1207 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1208 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1209 WALCO SECURITIES LIMITED 1 1 2 50.00
1210 Wanhai Securities (HK) Limited 3 4 7 57.14
1211 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1212 WARD FERRY MANAGEMENT LIMITED 3 7 10 70.00
1213 Waton Securities International Limited 3 7 10 70.00
1214 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1215 Well Link International Securities Limited 4 23 27 85.19
1216 Well Link Securities Limited 2 4 6 66.67 2005-11-11
1217 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1218 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
1219 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1220 Wellington Management Hong Kong Limited (b2003-01-02) 3 6 9 66.67 2003-09-18
1221 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1222 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1223 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
1224 WILBY SECURITIES LIMITED 2 3 5 60.00
1225 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00
1226 Win Securities Limited 4 3 7 42.86
1227 WIN WONG SECURITIES LIMITED 2 23 25 92.00
1228 WINFULL SECURITIES LIMITED 3 21 24 87.50
1229 WING FAT SECURITIES LIMITED 3 9 12 75.00
1230 WING FUNG SECURITIES LIMITED 2 6 8 75.00
1231 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1232 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
1233 WING ON SECURITIES LIMITED 2 8 10 80.00
1234 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
1235 WING TAK SECURITIES LIMITED 2 0 2 0.00
1236 WING YEE SECURITIES COMPANY LIMITED 3 13 16 81.25
1237 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1238 WINGS SECURITIES (HK) LIMITED 3 12 15 80.00
1239 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
1240 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1241 WINNINGTON CAPITAL LIMITED 4 0 4 0.00
1242 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1243 WINTECH SECURITIES LIMITED 2 10 12 83.33
1244 WINTONE SECURITIES LIMITED 2 4 6 66.67 2004-02-16
1245 Wisetrade Securities Limited 3 10 13 76.92
1246 WM (HK) Limited 2 1178 1180 99.83
1247 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1248 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1249 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1250 WOCOM LIMITED (HK) 4 23 27 85.19
1251 WOCOM SECURITIES LIMITED 5 30 35 85.71
1252 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1253 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
1254 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1255 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 2 4 50.00
1256 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1257 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1258 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1259 YF Life Investors Limited 4 41 45 91.11 2004-08-30
1260 YF SECURITIES COMPANY LIMITED 5 7 12 58.33
1261 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1262 YICKO SECURITIES LIMITED 4 19 23 82.61
1263 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1264 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1265 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1266 YU MING INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
1267 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1268 YU ON SECURITIES COMPANY LIMITED 2 17 19 89.47
1269 Yuanta Asia Investment (Hong Kong) Limited 10 55 65 84.62 2003-08-13
1270 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
1271 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
1272 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
1273 YUEXING SECURITIES COMPANY LIMITED 4 13 17 76.47
1274 Yuexiu REIT Asset Management Limited 3 2 5 40.00 2005-12-08
1275 Yunfeng Financial Markets Limited 2 6 8 75.00
1276 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1277 Zhongrong International Futures Co., Limited 2 3 5 60.00
1278 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1279 ZHONGRONG PT SECURITIES LIMITED 5 24 29 82.76
1280 Zijing Capital Limited 2 3 5 60.00 2003-05-07
1281 ZURICH ADVISORY (HK) LIMITED 2 266 268 99.25
1281 Average 3.01 19.28 22.29 86.48

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