SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
2 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
3 ARISAIG PARTNERS (ASIA) PTE LTD 1 1 2 50.00 2005-12-22
4 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00 2005-12-21
5 Henyep Capital Management Limited 2 0 2 0.00 2005-12-20
6 T G SECURITIES LIMITED 2 3 5 60.00 2005-12-19
7 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
8 ALTUS INVESTMENTS LIMITED (HK) 2 2 4 50.00 2005-12-14
9 PIMCO ASIA PTE LTD 1 0 1 0.00 2005-12-09
10 Yuexiu REIT Asset Management Limited 3 2 5 40.00 2005-12-08
11 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
12 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
13 Success Futures and Foreign Exchange Limited 4 4 8 50.00 2005-12-06
14 FULBRIGHT FUTURES LIMITED 2 6 8 75.00 2005-12-05
15 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
16 ARA Asset Management (Prosperity) Limited 2 0 2 0.00 2005-11-30
17 Investec Asia Limited 2 0 2 0.00 2005-11-30
18 BEAR STEARNS ASIA LIMITED 13 61 74 82.43 2005-11-29
19 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-29
20 CHEONG LEE SECURITIES LIMITED 2 0 2 0.00 2005-11-24
21 T & F Equities Limited 2 0 2 0.00 2005-11-23
22 HONG KONG ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-11-21
23 IBTS ASIA (HK) LIMITED 2 6 8 75.00 2005-11-17
24 ABCI Securities Company Limited 8 29 37 78.38 2005-11-15
25 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 11 16 68.75 2005-11-15
26 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
27 Well Link Securities Limited 2 4 6 66.67 2005-11-11
28 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
29 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
30 Alpha Financial Group Limited 1 0 1 0.00 2005-10-31
31 Legg Mason Asset Management Hong Kong Limited 3 15 18 83.33 2005-10-31
32 Aetas Global Markets Limited 3 0 3 0.00 2005-10-26
33 China Access Advisors Limited 2 0 2 0.00 2005-10-21
34 Citadel Asia Limited 2 0 2 0.00 2005-10-21
35 LXL Investment Management (Hong Kong) Limited 3 5 8 62.50 2005-10-13
36 Execution Noble (Hong Kong) Limited 3 1 4 25.00 2005-10-10
37 Anuenue Advisors Limited 3 1 4 25.00 2005-10-06
38 ICAP Securities Hong Kong Limited 2 5 7 71.43 2005-10-06
39 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
40 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 33.33 2005-10-03
41 GT CAPITAL LIMITED 5 22 27 81.48 2005-09-29
42 RHB FUTURES HONG KONG LIMITED 3 15 18 83.33 2005-09-28
43 D. B. ZWIRN ASIA PARTNERS LIMITED 2 1 3 33.33 2005-09-27
44 FT Securities Limited 5 63 68 92.65 2005-09-22
45 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2005-09-21
46 ATMA EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2005-09-20
47 CAPITAL GLOBAL MANAGEMENT LIMITED 3 0 3 0.00 2005-09-17
48 Sino-Rich Securities & Futures Limited 4 11 15 73.33 2005-09-17
49 ROCTEC INVESTMENT LIMITED 2 3 5 60.00 2005-09-16
50 InnoFusion Capital Management Limited 2 0 2 0.00 2005-09-15
51 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
52 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
53 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
54 MF Global Hong Kong Limited 5 5 10 50.00 2005-08-26
55 MF Global Securities HK Limited 5 4 9 44.44 2005-08-26
56 OLD PEAK LIMITED (HK) 2 1 3 33.33 2005-08-26
57 BOCOM International Holdings Company Limited 9 43 52 82.69 2005-08-24
58 MCP Asset Management Company Limited 2 1 3 33.33 2005-08-23
59 CCB INTERNATIONAL SECURITIES LIMITED 3 4 7 57.14 2005-08-19
60 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 0 2 0.00 2005-08-12
61 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
62 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
63 COHEN & STEERS ASIA LIMITED 2 1 3 33.33 2005-07-29
64 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 77.78 2005-07-28
65 Aberdeen International Investment Management Limited 2 1 3 33.33 2005-07-27
66 DRT MANAGEMENT LIMITED 3 0 3 0.00 2005-07-27
67 Macquarie Asia Securities Limited 3 6 9 66.67 2005-07-26
68 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
69 VEGASOUL SERVICES LIMITED 1 1 2 50.00 2005-07-22
70 AXA Investment Managers Asia Limited 4 3 7 42.86 2005-07-21
71 RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-07-19
72 3V Capital Limited 3 4 7 57.14 2005-07-18
73 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
74 CHIEF CAPITAL LIMITED 3 0 3 0.00 2005-07-14
75 I-ACCESS INVESTORS LIMITED 3 1 4 25.00 2005-07-13
76 Astrum Capital Management Limited (HK) 2 0 2 0.00 2005-07-08
77 KGI CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-08
78 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
79 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 8 11 72.73 2005-07-07
80 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 2 1 3 33.33 2005-07-05
81 AM Squared Limited 2 2 4 50.00 2005-06-30
82 FTL Wealth Management (HK) Limited 2 45 47 95.74 2005-06-28
83 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
84 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 3 5 60.00 2005-06-24
85 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2005-06-24
86 Halbis Capital Management (Hong Kong) Limited 2 28 30 93.33 2005-06-23
87 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
88 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
89 AISANCE ASSET MANAGEMENT LIMITED 4 2 6 33.33 2005-06-16
90 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
91 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 34 39 87.18 2005-06-06
92 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
93 TPG-AXON CAPITAL (HK), LIMITED 3 7 10 70.00 2005-05-31
94 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
95 Citigroup Venture Capital International Asia Limited 2 10 12 83.33 2005-05-24
96 AJIA-RPMH (HK) LIMITED 2 0 2 0.00 2005-05-17
97 IMPERIAL CAPITAL LIMITED (HK) 3 0 3 0.00 2005-05-12
98 CHINA EVERBRIGHT CAPITAL LIMITED 5 5 10 50.00 2005-05-09
99 INTEGRITY FINANCIAL SERVICES LIMITED 2 0 2 0.00 2005-05-09
100 CMC Markets Asia Limited 2 7 9 77.78 2005-05-04
101 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2005-05-04
102 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
103 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
104 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
105 Rothschild & Co Hong Kong Limited 4 36 40 90.00 2005-04-27
106 Turiya Advisors Asia Limited 2 5 7 71.43 2005-04-26
107 HBK HONG KONG LIMITED 2 2 4 50.00 2005-04-18
108 SHINKO SECURITIES (H.K.) LIMITED 2 4 6 66.67 2005-04-18
109 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
110 ADMIS Hong Kong Limited 5 17 22 77.27 2005-04-12
111 Deltroit (Hong Kong) Limited 3 2 5 40.00 2005-04-11
112 China Gather Wealth Financial Company Limited 4 8 12 66.67 2005-04-01
113 ANA SECURITIES COMPANY LIMITED 1 0 1 0.00 2005-03-31
114 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
115 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
116 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
117 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
118 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
119 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
120 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
121 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
122 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
123 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
124 CASH ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-03-30
125 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
126 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
127 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
128 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
129 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
130 HO FUNG SHARES INVESTMENT LIMITED 2 10 12 83.33 2005-03-24
131 Penjing Asset Management (HK) Limited 2 3 5 60.00 2005-03-24
132 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
133 MARATHON ASSET MANAGEMENT HK, LIMITED 2 0 2 0.00 2005-03-22
134 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
135 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
136 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
137 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
138 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-09
139 Credit Suisse Solution Partners (Hong Kong) Limited 3 2 5 40.00 2005-03-08
140 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 75.00 2005-03-08
141 Beevest Securities Limited 4 27 31 87.10 2005-03-07
142 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
143 SEI INVESTMENTS (ASIA) LIMITED 4 1 5 20.00 2005-03-02
144 SJS Markets Limited 3 3 6 50.00 2005-03-02
145 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
146 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
147 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
148 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
149 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 1 3 33.33 2005-02-16
150 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 37 42 88.10 2005-02-15
151 SEAGA INTERNATIONAL LIMITED 2 0 2 0.00 2005-02-05
152 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
153 GLOBAL INVESTMENT ADVISORS LIMITED 3 28 31 90.32 2005-01-27
154 SBI China Capital Partners Limited 4 4 8 50.00 2005-01-21
155 TIS SECURITIES (HK) LIMITED 11 16 27 59.26 2005-01-21
156 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0.00 2005-01-18
157 VC ASSET MANAGEMENT LIMITED 1 1 2 50.00 2005-01-13
158 BARCLAYS CAPITAL ASIA LIMITED 16 95 111 85.59 2005-01-12
159 orientiert International Markets Limited 2 0 2 0.00 2005-01-11
160 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
161 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
162 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 1 3 33.33 2004-12-31
163 China Finance KAB Limited 3 9 12 75.00 2004-12-23
164 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
165 HSBC GUYERZELLER FAR EAST LIMITED 4 4 8 50.00 2004-12-22
166 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 42 44 95.45 2004-12-16
167 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
168 orientiert XYZ Securities Limited 2 34 36 94.44 2004-12-03
169 Nerico Brothers Limited (HK) 4 9 13 69.23 2004-11-30
170 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 5 8 62.50 2004-11-29
171 HDH ADVISORS (HK) LIMITED 2 2 4 50.00 2004-11-25
172 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
173 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
174 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2004-11-18
175 BOCI COMMODITIES & FUTURES LIMITED 5 89 94 94.68 2004-11-17
176 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 3 5 60.00 2004-11-12
177 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
178 CAPITAL RESEARCH COMPANY 2 13 15 86.67 2004-11-10
179 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
180 GT Asset & Portfolio Management Limited 2 2 4 50.00 2004-11-04
181 AIF Securities Limited 3 1 4 25.00 2004-11-02
182 UNITED WORLD ONLINE LIMITED 3 2 5 40.00 2004-11-02
183 Nezu Asia Capital Management Limited 2 2 4 50.00 2004-10-29
184 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
185 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
186 Huarong International Securities Limited 5 36 41 87.80 2004-10-25
187 CLSA Premium International (HK) Limited 3 9 12 75.00 2004-10-20
188 GCAM Limited 2 2 4 50.00 2004-10-19
189 NATIXIS ASIA LIMITED 2 9 11 81.82 2004-10-19
190 Quam Securities Limited 4 80 84 95.24 2004-10-15
191 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 28 32 87.50 2004-10-14
192 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
193 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
194 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
195 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2004-09-15
196 Oasis Management (Hong Kong) 2 1 3 33.33 2004-09-14
197 AD Capital Management (Hong Kong) Limited 3 2 5 40.00 2004-09-08
198 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
199 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
200 CHI CAPITAL SECURITIES LIMITED 1 2 3 66.67 2004-09-07
201 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
202 AFG CAPITAL ASSETS LIMITED 1 0 1 0.00 2004-09-01
203 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 4 7 57.14 2004-08-30
204 YF Life Investors Limited 4 41 45 91.11 2004-08-30
205 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
206 Tensant Securities Limited 2 0 2 0.00 2004-08-25
207 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
208 ASIA ABSOLUTE ADVISORS LIMITED 3 2 5 40.00 2004-08-19
209 FORTUNE (HK) SECURITIES LIMITED 2 4 6 66.67 2004-08-19
210 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2004-08-18
211 FORE ASIA, LIMITED 3 2 5 40.00 2004-08-18
212 BALLINGAL INVESTMENT ADVISORS LIMITED 4 1 5 20.00 2004-08-13
213 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
214 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
215 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
216 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
217 SYZ Asset Management (Asia) Limited 2 3 5 60.00 2004-07-27
218 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 8 11 72.73 2004-07-15
219 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
220 BREVAN HOWARD (HONG KONG) LIMITED 2 6 8 75.00 2004-07-12
221 CVP Securities Limited 3 29 32 90.63 2004-07-09
222 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
223 AP Asset Management (HK) Limited 2 10 12 83.33 2004-07-07
224 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
225 AMUNDI ASSET MANAGEMENT 7 16 23 69.57 2004-07-01
226 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
227 TT INTERNATIONAL (HONG KONG) LIMITED 3 4 7 57.14 2004-06-04
228 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 17 49 66 74.24 2004-05-31
229 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
230 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
231 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
232 ENZARD LIMITED 2 0 2 0.00 2004-05-21
233 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
234 SAIL ADVISORS LIMITED 3 14 17 82.35 2004-05-17
235 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
236 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
237 SPARX Asia Investment Advisors Limited 3 11 14 78.57 2004-04-20
238 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
239 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
240 CENTALINE WEALTH MANAGEMENT LIMITED 2 76 78 97.44 2004-04-02
241 BGI Capital Limited 3 1 4 25.00 2004-03-24
242 ETRADE SECURITIES (HONG KONG) LIMITED 9 20 29 68.97 2004-03-19
243 CELESTIAL SECURITIES LIMITED 7 212 219 96.80 2004-03-13
244 CITIC FRONTIER CHINA RESEARCH LIMITED 2 17 19 89.47 2004-03-12
245 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
246 BOCI SECURITIES LIMITED 7 128 135 94.81 2004-03-01
247 ONE CHINA SECURITIES LIMITED 2 16 18 88.89 2004-03-01
248 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
249 WINTONE SECURITIES LIMITED 2 4 6 66.67 2004-02-16
250 PIPER JAFFRAY ASIA FUTURES LIMITED 2 19 21 90.48 2004-02-13
251 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 1 4 25.00 2004-02-10
252 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
253 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
254 ALTRUIST FINANCIAL GROUP LIMITED 2 21 23 91.30 2004-01-20
255 Nuada Limited 3 1 4 25.00 2004-01-15
256 CTBC Asia Limited 4 7 11 63.64 2004-01-14
257 DEUTSCHE SECURITIES ASIA LIMITED 6 135 141 95.74 2004-01-08
258 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
259 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 33.33 2004-01-02
260 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
261 CSC SECURITIES (HK) LIMITED 6 14 20 70.00 2003-12-29
262 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
263 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
264 CMB International Capital Holdings Corporation Limited 2 2 4 50.00 2003-12-17
265 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
266 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
267 SG SECURITIES (HK) LIMITED 6 62 68 91.18 2003-12-16
268 OppenheimerFunds International Distributor Limited 2 3 5 60.00 2003-12-15
269 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
270 PHILLIP COMMODITIES (H.K.) LIMITED 3 253 256 98.83 2003-12-09
271 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 83 91 91.21 2003-12-02
272 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
273 Evergrande Futures (Hong Kong) Limited 4 19 23 82.61 2003-11-21
274 DORIC CAPITAL CORPORATION 4 7 11 63.64 2003-11-13
275 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
276 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
277 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 268 279 96.06 2003-10-15
278 DBS VICKERS (HONG KONG) LIMITED 5 121 126 96.03 2003-10-14
279 SG Asset Finance (Hong Kong) Limited 5 6 11 54.55 2003-10-02
280 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 286 293 97.61 2003-09-30
281 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
282 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 33 36 91.67 2003-09-24
283 Wellington Management Hong Kong Limited (b2003-01-02) 3 6 9 66.67 2003-09-18
284 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
285 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 9 16 56.25 2003-08-29
286 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
287 Yuanta Asia Investment (Hong Kong) Limited 10 55 65 84.62 2003-08-13
288 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
289 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
290 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
291 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
292 REFCO FOREX LIMITED 2 10 12 83.33 2003-07-21
293 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
294 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
295 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
296 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 3 7 42.86 2003-06-06
297 iTTa Capital Limited 2 1 3 33.33 2003-05-29
298 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
299 MIRABAUD (ASIA) LIMITED 3 3 6 50.00 2003-05-13
300 Zijing Capital Limited 2 3 5 60.00 2003-05-07
301 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 0 1 0.00 2003-05-02
302 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
303 313 Capital Management Limited 1 0 1 0.00
304 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
305 AASTOCKS.COM LIMITED 2 0 2 0.00
306 ABN AMRO Clearing (Futures) Hong Kong Limited 3 11 14 78.57
307 ABN AMRO Clearing Hong Kong Limited 4 11 15 73.33
308 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
309 abrdn Hong Kong Limited 3 2 5 40.00
310 Absolute Investment Management (HK) Limited 3 4 7 57.14
311 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
312 ACM ASIA LIMITED 3 1 4 25.00
313 ADM SECURITIES LIMITED 2 0 2 0.00
314 Aevitas Securities Limited 2 4 6 66.67
315 AIF CAPITAL LIMITED 4 6 10 60.00
316 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
317 AJ Securities Limited 2 8 10 80.00
318 Allard Partners Limited 2 3 5 60.00
319 AllianceBernstein Hong Kong Limited 3 18 21 85.71
320 Allianz Global Investors Hong Kong Limited 5 30 35 85.71
321 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
322 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
323 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
324 Alpha Nova Capital Management Limited 3 3 6 50.00
325 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
326 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
327 ALTUS CAPITAL LIMITED 2 3 5 60.00
328 AMPLE CAPITAL LIMITED 2 3 5 60.00
329 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
330 Amundi Hong Kong Limited 6 20 26 76.92
331 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 9 17 52.94
332 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
333 ANGUS MOORE LIMITED 2 3 5 60.00
334 Anli Securities Limited 2 6 8 75.00
335 Anuenue Securities Limited 3 5 8 62.50
336 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
337 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
338 Arta Global Futures Limited 2 2 4 50.00
339 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 10 12 83.33
340 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
341 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
342 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 50.00
343 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
344 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
345 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
346 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 71.43
347 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
348 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
349 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
350 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
351 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
352 Averest Capital Limited 2 3 5 60.00
353 Avia Asset Management Limited 2 0 2 0.00
354 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 267 270 98.89
355 AXA Financial Planning (Hong Kong) Limited 4 25 29 86.21
356 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 12 16 75.00
357 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
358 Axis Capital Management Limited 3 1 4 25.00
359 BALI SECURITIES CO. LIMITED 3 0 3 0.00
360 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
361 BANK CONSORTIUM TRUST COMPANY LIMITED 2 22 24 91.67
362 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 6 10 60.00
363 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
364 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
365 BEA Union Investment Management Limited 2 11 13 84.62
366 BEAR BRIGHT LIMITED 2 2 4 50.00
367 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
368 Beijing Securities Limited 3 15 18 83.33
369 Belvest Investment Services Limited 3 12 15 80.00
370 Bentley Capital Limited (HK) 4 0 4 0.00
371 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
372 BERICH BROKERAGE LIMITED 4 16 20 80.00
373 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
374 BETA INTERNATIONAL SECURITIES LIMITED 2 16 18 88.89
375 BGC SECURITIES (HONG KONG) LLC 2 6 8 75.00
376 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
377 BKHK Limited 7 1 8 12.50
378 Black Marble Securities Limited 2 3 5 60.00
379 BlackRock (Hong Kong) Limited (d2017-01-20) 4 20 24 83.33
380 BLOOMYEARS LIMITED 2 4 6 66.67
381 BMI FUNDS MANAGEMENT LIMITED 5 7 12 58.33
382 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 33 40 82.50
383 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 48 55 87.27
384 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 16 18 88.89
385 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 14 16 87.50
386 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 68 74 91.89
387 BOCI ASIA LIMITED 8 23 31 74.19
388 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
389 BOCI Bullion Company Limited 3 4 7 57.14
390 BOCI RESEARCH LIMITED 2 27 29 93.10
391 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 181 185 97.84
392 BOKHARY SECURITIES LIMITED 2 7 9 77.78
393 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
394 BOWEN ASIA LIMITED 4 2 6 33.33
395 Bradbury Securities Limited 2 6 8 75.00
396 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 33.33
397 Bright Fund Management Limited 3 6 9 66.67
398 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
399 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 15 17 88.24
400 Broadway Wealth Management Limited 2 4 6 66.67
401 BROOKE CAPITAL LIMITED 2 1 3 33.33
402 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
403 BULLISH SECURITIES LIMITED 2 9 11 81.82
404 BUSINESS FUTURES LIMITED 2 7 9 77.78
405 BUSINESS SECURITIES LIMITED 2 20 22 90.91
406 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
407 CAIIS Limited 2 11 13 84.62
408 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
409 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
410 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14
411 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
412 Capital International, Inc. 2 6 8 75.00
413 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
414 CASH Wealth Management Limited 4 30 34 88.24
415 CBH Asia Limited 2 12 14 85.71
416 CBRE Investment Management (Asia) Limited 2 1 3 33.33
417 CCB Securities Limited 2 3 5 60.00
418 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
419 CELESTIAL COMMODITIES LIMITED 6 123 129 95.35
420 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
421 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
422 CENTURION CORPORATE FINANCE LIMITED 2 1 3 33.33
423 CEPA ALLIANCE SECURITIES LIMITED 2 8 10 80.00
424 CERES CAPITAL LIMITED 2 0 2 0.00
425 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
426 CES Commodities (HK) Limited 6 246 252 97.62
427 CES Forex (HK) Limited 4 104 108 96.30
428 CES International Commodities (HK) Limited 3 3 6 50.00
429 CF GLOBAL (HK) LIMITED 2 4 6 66.67
430 CGS International Securities Hong Kong Limited 4 20 24 83.33
431 CHAMPUS ASSET MANAGEMENT LIMITED 2 5 7 71.43
432 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
433 Chanceton Capital Partners Limited 3 0 3 0.00
434 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
435 ChapmanCraig Limited 2 1 3 33.33
436 CHARLES SCHWAB, HONG KONG, LIMITED 3 14 17 82.35
437 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
438 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
439 CHEETAH ADVISORS LIMITED 2 0 2 0.00
440 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
441 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
442 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
443 CHIEF COMMODITIES LIMITED 4 31 35 88.57
444 CHIEF SECURITIES LIMITED 3 61 64 95.31
445 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
446 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
447 China Enterprise Securities Company Limited 2 0 2 0.00
448 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
449 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 3 7 42.86
450 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
451 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 63 68 92.65
452 China Finance Holdings Limited 2 1 3 33.33
453 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
454 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
455 China Integrity Investment Limited 2 0 2 0.00
456 China International Capital Corporation (International) Limited 6 53 59 89.83
457 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 4 44 48 91.67
458 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
459 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
460 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
461 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
462 CHINA POINT STOCK BROKERS LIMITED 2 10 12 83.33
463 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
464 China Reserve Securities Limited 3 7 10 70.00
465 CHINA RICH ASSET MANAGEMENT LIMITED 3 2 5 40.00
466 CHINA SECURITIES HOLDINGS LIMITED 1 5 6 83.33
467 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
468 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
469 China Tonghai (IA) Limited 5 9 14 64.29
470 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00
471 CHONG HING COMMODITIES AND FUTURES LIMITED 3 4 7 57.14
472 CHONG HING SECURITIES LIMITED 5 18 23 78.26
473 CHOW SANG SANG FUTURES LIMITED 2 31 33 93.94
474 CHOW SANG SANG SECURITIES LIMITED 2 41 43 95.35
475 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
476 CHRISTFUND SECURITIES LIMITED 5 33 38 86.84
477 CHUANGS & CO. LIMITED 3 1 4 25.00
478 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
479 CIBC Global Asset Management (Asia) Limited 2 3 5 60.00
480 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
481 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
482 CINDA INTERNATIONAL FUTURES LIMITED 5 75 80 93.75
483 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 96.88
484 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 115 122 94.26
485 CINDA INTERNATIONAL SECURITIES LIMITED 5 86 91 94.51
486 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
487 CITIC Securities Brokerage (HK) Limited 6 154 160 96.25
488 CITIC Securities CLSA Capital Partners (HK) Limited 4 10 14 71.43
489 CITIC Securities Futures (HK) Limited 5 94 99 94.95
490 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
491 Citigroup Global Markets Asia Limited 19 415 434 95.62
492 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00
493 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
494 CLSA FUTURES LIMITED 4 18 22 81.82
495 CLSA LIMITED 7 73 80 91.25
496 CLSA RESEARCH LIMITED 2 41 43 95.35
497 CMB INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
498 CMB International Global Markets Limited 3 16 19 84.21
499 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
500 CNI GLOBAL CAPITAL LIMITED 3 3 6 50.00
501 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
502 COL Securities (HK) Limited 3 1 4 25.00
503 COMGEST FAR EAST LIMITED 2 2 4 50.00
504 COMMENCE COMPANY LIMITED 2 0 2 0.00
505 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 126 132 95.45
506 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 5 4 9 44.44
507 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 79 84 94.05
508 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
509 CORPORATE BROKERS LIMITED 3 79 82 96.34
510 CORPORATE COMMODITIES LIMITED 3 34 37 91.89
511 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
512 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00
513 Credit Agricole Securities (Asia) Limited 9 80 89 89.89
514 Credit Suisse (Hong Kong) Limited 19 264 283 93.29
515 Credit Suisse Futures (Hong Kong) Limited 2 42 44 95.45
516 Credit Suisse Securities (Hong Kong) Limited 7 84 91 92.31
517 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
518 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
519 CS Wealth Securities Limited 4 3 7 42.86
520 CSC ASIA LIMITED 3 6 9 66.67
521 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
522 CSC FUTURES (HK) LIMITED 4 14 18 77.78
523 CSI Corporate Finance (HK) Limited 9 17 26 65.38
524 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
525 CTW SECURITIES LIMITED 2 2 4 50.00
526 CUPOLA CAPITAL LIMITED 2 2 4 50.00
527 CVC Asia Pacific Limited 4 7 11 63.64
528 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
529 D.J. SECURITIES LIMITED 2 0 2 0.00
530 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
531 DAH SING SECURITIES LIMITED 2 3 5 60.00
532 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
533 Daiwa Capital Markets Hong Kong Limited 6 42 48 87.50
534 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
535 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 11 15 73.33
536 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 11 13 84.62
537 DBS ASIA CAPITAL LIMITED 6 16 22 72.73
538 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
539 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 13 19 68.42
540 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
541 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
542 Delta Asia Wealth Management Limited 3 3 6 50.00
543 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00
544 DL BROKERAGE LIMITED 3 19 22 86.36
545 DNB Asset Management (Asia) Limited 3 3 6 50.00
546 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
547 DWS Investments Hong Kong Limited 5 15 20 75.00
548 EAA SECURITIES LIMITED 2 8 10 80.00
549 EAST ASIA FUTURES LIMITED 2 10 12 83.33
550 EAST ASIA SECURITIES COMPANY LIMITED 2 88 90 97.78
551 Eastspring Investments (Hong Kong) Limited 2 18 20 90.00
552 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
553 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
554 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
555 ELSTONE SECURITIES LIMITED 4 14 18 77.78
556 EMPEROR CORPORATE FINANCE LIMITED 7 2 9 22.22
557 EMPEROR FUTURES LIMITED 4 54 58 93.10
558 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 208 213 97.65
559 EMPEROR SECURITIES LIMITED (HK) 4 58 62 93.55
560 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
561 ENLIGHTEN FUTURES LIMITED 2 8 10 80.00
562 ENLIGHTEN SECURITIES LIMITED 2 16 18 88.89
563 EQT Partners Asia Limited 3 3 6 50.00
564 EQT Partners Hong Kong Limited 2 1 3 33.33
565 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
566 Essence International Financial Holdings Limited 2 25 27 92.59
567 ETRADE SECURITIES LIMITED 3 7 10 70.00
568 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
569 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
570 EVER-LONG SECURITIES COMPANY LIMITED 4 14 18 77.78
571 Everbright Securities Digital Finance (HK) Limited 3 25 28 89.29
572 Everbright Securities Global (HK) Limited 3 6 9 66.67
573 Everbright Securities Investment Services (HK) Limited 11 328 339 96.76
574 Evergrande Securities (Hong Kong) Limited 5 31 36 86.11
575 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
576 EVERHOT SECURITIES LIMITED 3 8 11 72.73
577 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
578 EWARTON SECURITIES LIMITED 3 16 19 84.21
579 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
580 F. R. ZIMMERN LIMITED 2 3 5 60.00
581 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
582 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
583 FAIR EAGLE SECURITIES COMPANY LIMITED 2 18 20 90.00
584 FAIRWIN BROKING LIMITED 2 4 6 66.67
585 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
586 FDB Financial Group Limited 3 6 9 66.67
587 FE SECURITIES LIMITED 4 6 10 60.00
588 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
589 FIL Investment Advisors 6 62 68 91.18
590 FIL Investment Management (Hong Kong) Limited 8 118 126 93.65
591 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
592 Finet Securities Limited 2 8 10 80.00
593 FIRST ASIA FINANCE GROUP LIMITED 2 2 4 50.00
594 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
595 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
596 FIRST SECURITIES (HK) LIMITED 2 4 6 66.67
597 First Sentier Investors (Hong Kong) Limited 5 12 17 70.59
598 FIRST SHANGHAI CAPITAL LIMITED 3 7 10 70.00
599 FIRST SHANGHAI FUTURES LIMITED 3 27 30 90.00
600 FIRST SHANGHAI SECURITIES LIMITED 5 35 40 87.50
601 FIRST STATE (HONG KONG) LLC 4 4 8 50.00
602 FIRST WORLDSEC SECURITIES LIMITED 5 1 6 16.67
603 Fosun International Securities Limited 5 25 30 83.33
604 FOX-PITT, KELTON (ASIA) LIMITED 6 10 16 62.50
605 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 23 27 85.19
606 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
607 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
608 Fubon Capital (HK) Limited 4 3 7 42.86
609 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
610 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 20 22 90.91
611 FULBRIGHT SECURITIES LIMITED 5 57 62 91.94
612 FULL WIN SECURITIES LIMITED 2 2 4 50.00
613 FULLJET SECURITIES LIMITED 2 0 2 0.00
614 Funderstone Asset Management (HK) Limited 2 0 2 0.00
615 Funderstone Futures Limited 2 47 49 95.92
616 Funderstone Securities Limited 4 50 54 92.59
617 FWD Financial Planning Limited (HK) 3 39 42 92.86
618 FWD Life Insurance Company (Bermuda) Limited 2 49 51 96.08
619 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 4 6 66.67
620 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
621 GAM HONG KONG LIMITED 4 20 24 83.33
622 GAOYU SECURITIES LIMITED 4 13 17 76.47
623 GAYANG SECURITIES LIMITED 2 14 16 87.50
624 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
625 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 2 8 25.00
626 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
627 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
628 GET NICE CAPITAL LIMITED 3 0 3 0.00
629 GET NICE FUTURES COMPANY LIMITED 4 36 40 90.00
630 GET NICE SECURITIES LIMITED 6 88 94 93.62
631 GFI (HK) SECURITIES L.L.C. 2 7 9 77.78
632 GIGA (HONG KONG) LIMITED 2 5 7 71.43
633 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 66.67
634 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 1 2 50.00
635 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
636 Glory Sun Securities Limited 2 14 16 87.50
637 GLS SECURITIES LIMITED 2 8 10 80.00
638 GO-TO-ASIA INVESTMENT LIMITED 1 2 3 66.67
639 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
640 Goldbridge Securities Limited 2 3 5 60.00
641 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
642 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
643 Goldin Equities Limited 2 1 3 33.33
644 GOLDMAN SACHS (ASIA) L.L.C. 34 533 567 94.00
645 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 24 29 82.76
646 GOLDMAN SACHS FUTURES (ASIA) LIMITED 5 151 156 96.79
647 Goldman Sachs Investment Management Hong Kong Limited 3 23 26 88.46
648 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
649 Goldyard Capital Limited 2 4 6 66.67
650 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
651 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
652 Grand Cartel Securities Company Limited 2 3 5 60.00
653 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
654 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
655 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
656 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
657 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
658 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
659 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
660 Greentech Technology Asset Management Company Limited 2 0 2 0.00
661 Grit Securities Limited 2 2 4 50.00
662 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
663 GUOTAI JUNAN CAPITAL LIMITED 4 7 11 63.64
664 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 19 21 90.48
665 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 62 67 92.54
666 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67
667 HAITONG INTERNATIONAL CAPITAL LIMITED 9 8 17 47.06
668 HAITONG INTERNATIONAL FUTURES LIMITED 5 197 202 97.52
669 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
670 HAMON ASIAN ADVISORS LIMITED 2 1 3 33.33
671 HAMON ASSET MANAGEMENT LIMITED 3 4 7 57.14
672 HAMON INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
673 HANG SENG FUTURES LIMITED 3 10 13 76.92
674 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 34 40 85.00
675 HANG SENG INVESTMENT SERVICES LIMITED 5 9 14 64.29
676 HANG SENG SECURITIES LIMITED 4 15 19 78.95
677 HANG TAI SECURITIES LIMITED 3 10 13 76.92
678 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
679 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
680 HANTEC SECURITIES CO., LIMITED 2 29 31 93.55
681 Hao Tian International Securities Limited 2 8 10 80.00
682 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
683 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
684 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 66.67
685 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
686 HENCO CAPITAL LIMITED 2 0 2 0.00
687 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 1 3 4 75.00
688 HENIK SECURITIES LIMITED 2 14 16 87.50
689 HENYEP SECURITIES LIMITED 3 19 22 86.36
690 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
691 HERMES SECURITIES LIMITED 2 8 10 80.00
692 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
693 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
694 HING WONG SECURITIES LIMITED 3 8 11 72.73
695 HIP HING SECURITIES LIMITED 2 2 4 50.00
696 HOI SANG SECURITIES LIMITED 3 2 5 40.00
697 HONG KONG FOREX INVESTMENT LIMITED 3 131 134 97.76
698 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
699 HONG KONG INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
700 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
701 Hong Kong Stock Link Securities Limited 3 6 9 66.67
702 Hongkong Bay Securities Limited 3 10 13 76.92
703 HOORAY CAPITAL LIMITED 2 0 2 0.00
704 HOORAY SECURITIES LIMITED 3 3 6 50.00
705 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 0 2 0.00
706 HOU TAK SECURITIES LIMITED 2 1 3 33.33
707 HPEF Capital Partners Limited 5 21 26 80.77
708 HPEF Venture Partners Limited 4 5 9 55.56
709 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
710 HSBC BROKING FOREX (ASIA) LIMITED 3 108 111 97.30
711 HSBC BROKING FUTURES (ASIA) LIMITED 3 127 130 97.69
712 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
713 HSBC BROKING SECURITIES (ASIA) LIMITED 7 138 145 95.17
714 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
715 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
716 HSBC FUTURES (SINGAPORE) PTE LTD 3 10 13 76.92
717 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
718 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
719 HSBC LIFE (INTERNATIONAL) LIMITED 2 67 69 97.10
720 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
721 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 13 16 81.25
722 HSZ (HONG KONG) LIMITED 2 2 4 50.00
723 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
724 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
725 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
726 Huajin Corporate Finance (International) Limited 2 4 6 66.67
727 Huayu Securities Limited 2 8 10 80.00
728 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
729 HUNG SING FUTURES LIMITED 2 4 6 66.67
730 HUNG SING SECURITIES LIMITED 2 16 18 88.89
731 iBest Consultants Limited 2 22 24 91.67
732 iBest Securities Company Limited 2 7 9 77.78
733 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
734 ICBC Asset Management (Global) Company Limited 2 3 5 60.00
735 ICEA CAPITAL LIMITED 3 11 14 78.57
736 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
737 iFAST Securities (HK) Limited 3 3 6 50.00
738 Imagi Brokerage Limited 3 4 7 57.14
739 IMARKETS LIMITED 2 1 3 33.33
740 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
741 Income Partners Asset Management (HK) Limited 4 6 10 60.00
742 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
743 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 2 4 50.00
744 Instinet Alpha Trading Limited 2 8 10 80.00
745 INSTINET PACIFIC LIMITED 2 18 20 90.00
746 INSUBEST FINANCIAL & MPF PLANNING LIMITED 3 0 3 0.00
747 INTEGRATED INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
748 Interactive Brokers LLC 2 4 6 66.67
749 INTERCHINA FUTURES LIMITED 2 6 8 75.00
750 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
751 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
752 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00
753 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
754 INVESCO ASSET MANAGEMENT ASIA LIMITED 7 25 32 78.13
755 INVESCO HONG KONG LIMITED 8 36 44 81.82
756 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
757 iVenture Investment Management Limited 2 1 3 33.33
758 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 14 21 66.67
759 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
760 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
761 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
762 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33
763 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
764 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
765 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
766 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
767 JK Capital Management Limited 2 2 4 50.00
768 JOINCAP CAPITAL LIMITED 2 1 3 33.33
769 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
770 Joy Silver Limited 4 3 7 42.86
771 JPMorgan Asset Management (Asia Pacific) Limited 5 54 59 91.53
772 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
773 JPMorgan Funds (Asia) Limited 5 49 54 90.74
774 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
775 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 16 20 80.00
776 JS SECURITIES LIMITED (HK) 2 2 4 50.00
777 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
778 JVSakk Asia Limited 2 3 5 60.00
779 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
780 K.K.M. SECURITIES LIMITED 2 7 9 77.78
781 KAISER FUTURES LIMITED 2 34 36 94.44
782 Kaiser KT Capital Limited 3 1 4 25.00
783 KAISER SECURITIES LIMITED 4 27 31 87.10
784 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
785 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
786 Kam Wah Investments Limited 2 3 5 60.00
787 KARFORD SECURITIES LIMITED 2 0 2 0.00
788 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
789 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
790 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 12 14 85.71
791 KARL-THOMSON SECURITIES COMPANY LIMITED 3 29 32 90.63
792 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
793 KB Securities Hong Kong Limited 2 3 5 60.00
794 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 28 31 90.32
795 KEE CHEONG SECURITIES COMPANY LIMITED 2 8 10 80.00
796 KGI ASIA LIMITED 9 200 209 95.69
797 KGI Asset Management Limited 2 0 2 0.00
798 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
799 KGI FUTURES (HONG KONG) LIMITED 7 171 178 96.07
800 KGI SECURITIES (HONG KONG) LIMITED 7 24 31 77.42
801 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 14 19 73.68
802 KILMOREY SECURITIES LIMITED 2 5 7 71.43
803 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
804 KING FOOK SECURITIES COMPANY LIMITED 2 10 12 83.33
805 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
806 KINGSTON FUTURES LIMITED 2 15 17 88.24
807 KINGSTON SECURITIES LIMITED 2 37 39 94.87
808 KINGSWAY CAPITAL LIMITED 6 8 14 57.14
809 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
810 KMT SECURITIES LIMITED 2 7 9 77.78
811 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
812 KPMG CORPORATE FINANCE LIMITED 4 10 14 71.43
813 KWAI HUNG SECURITIES COMPANY LIMITED 4 15 19 78.95
814 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
815 KWOK HING SECURITIES LIMITED 2 4 6 66.67
816 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
817 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
818 LAMTEX SECURITIES LIMITED 3 12 15 80.00
819 LAU & COMPANY LIMITED 2 0 2 0.00
820 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00
821 Legg Mason International Equities (Hong Kong) Limited 3 15 18 83.33
822 LEHIN SECURITIES LIMITED 3 22 25 88.00
823 LEHMAN BROTHERS ASIA LIMITED 12 171 183 93.44
824 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 3 6 50.00
825 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 20 23 86.96
826 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
827 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
828 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 26 31 83.87
829 LIM ADVISORS LIMITED 4 5 9 55.56
830 Lion Global Financial Limited 3 65 68 95.59
831 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 16 18 88.89
832 LLOYDS TSB PACIFIC LIMITED 3 0 3 0.00
833 Lombard Investments (HK) Limited 2 2 4 50.00
834 LOMBARD ODIER (HONG KONG) LIMITED 4 8 12 66.67
835 Longitude Asia Limited 3 2 5 40.00
836 LUEN FAT SECURITIES COMPANY LIMITED 6 50 56 89.29
837 LUEN HING SECURITIES LIMITED 3 6 9 66.67
838 LUEN SING SECURITIES LIMITED 4 10 14 71.43
839 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
840 Lynx Portfolio Limited 2 1 3 33.33
841 M&F Asset Management Limited 3 10 13 76.92
842 Mackenzie Investments Asia Limited 2 3 5 60.00
843 MACQUARIE CAPITAL LIMITED 14 178 192 92.71
844 Macquarie Corporate (Hong Kong) Limited 6 38 44 86.36
845 MACQUARIE EQUITIES (ASIA) LIMITED 3 43 46 93.48
846 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 4 6 66.67
847 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
848 MAGUSTA FUTURES LIMITED 2 3 5 60.00
849 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
850 MALAHON SECURITIES LIMITED 2 14 16 87.50
851 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
852 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
853 MANBLE SECURITIES LIMITED 1 0 1 0.00
854 MANDARIN VP (HK) LIMITED 2 0 2 0.00
855 MANGO FINANCIAL LIMITED 4 11 15 73.33
856 MANRISE LIMITED (d2007-05-02) 3 0 3 0.00
857 MANULIFE (INTERNATIONAL) LIMITED 2 17 19 89.47
858 Manulife Investment Management (Hong Kong) Limited 6 1254 1260 99.52
859 MARC FABER LIMITED 2 0 2 0.00
860 MARS SECURITIES COMPANY LIMITED 2 5 7 71.43
861 Mason Futures Limited (HK) 3 24 27 88.89
862 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
863 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
864 Mason Securities Limited 5 33 38 86.84
865 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
866 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
867 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 6 13 46.15
868 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
869 Matrix Securities Limited 5 2 7 28.57
870 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 1 0 1 0.00
871 MCP Holdings Limited (HK) 4 2 6 33.33
872 MEAG Hong Kong Limited 3 1 4 25.00
873 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
874 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
875 MEGABASE SECURITIES LIMITED 2 3 5 60.00
876 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
877 MEIJI YASUDA ASIA LIMITED 4 0 4 0.00
878 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
879 Merdeka Securities Limited 3 1 4 25.00
880 Merrill Lynch (Asia Pacific) Limited 18 478 496 96.37
881 Merrill Lynch Far East Limited 11 163 174 93.68
882 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 6 192 198 96.97
883 MESSIS CAPITAL LIMITED 3 2 5 40.00
884 Metaverse Securities Limited (HK) 5 1 6 16.67
885 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
886 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
887 MIB FUTURES (HONG KONG) LIMITED 2 35 37 94.59
888 MIB SECURITIES (HONG KONG) LIMITED 8 67 75 89.33
889 Minerva Holding Financial Securities Limited 3 11 14 78.57
890 MING HON SECURITIES LIMITED 3 1 4 25.00
891 MIRABAUD (FAR EAST) LIMITED 2 0 2 0.00
892 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
893 MIZUHO SECURITIES ASIA LIMITED 6 23 29 79.31
894 MLI LIMITED (d2018-03-29) 2 2 4 50.00
895 Monex Boom Securities (H.K.) Limited 4 3 7 42.86
896 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
897 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
898 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
899 Morgan Stanley Asia Limited 14 586 600 97.67
900 Morgan Stanley Hong Kong Futures Limited 6 231 237 97.47
901 Morgan Stanley Hong Kong Securities Limited 4 45 49 91.84
902 MORTON SECURITIES LIMITED 2 3 5 60.00
903 MTF SECURITIES LIMITED 2 14 16 87.50
904 MUSHK Limited 5 4 9 44.44
905 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
906 NATIONAL RESOURCES SECURITIES LIMITED 2 15 17 88.24
907 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
908 Network Financial Services Limited 2 29 31 93.55
909 Neutral Financial Holding Company Limited 2 6 8 75.00
910 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
911 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 3 2 5 40.00
912 NEW TREND FUTURES LIMITED 3 18 21 85.71
913 Newedge Broker Hong Kong Limited 3 6 9 66.67
914 Newedge Broker Limited 5 27 32 84.38
915 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
916 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 1 5 20.00
917 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
918 Nikko Asset Management Hong Kong Limited 2 1 3 33.33
919 Nittan Securities Asia Limited 2 2 4 50.00
920 Nomura Asia Investment (Hong Kong) Limited 3 53 56 94.64
921 Nomura Asset Management Hong Kong Limited 4 7 11 63.64
922 NOMURA INTERNATIONAL (HONG KONG) LIMITED 12 177 189 93.65
923 NOMURA SECURITIES (HONG KONG) LIMITED 3 10 13 76.92
924 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
925 Northern Trust Company of Hong Kong Limited (The) 4 13 17 76.47
926 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
927 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
928 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
929 OKACHI (HONG KONG) COMPANY LIMITED 3 19 22 86.36
930 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
931 OKASAN INTERNATIONAL (ASIA) LIMITED 4 13 17 76.47
932 OnePlatform Asset Management Limited 3 321 324 99.07
933 OnePlatform Securities Limited 2 31 33 93.94
934 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
935 ONSHINE SECURITIES LIMITED 3 11 14 78.57
936 Open Asset Management Limited 1 1 2 50.00
937 Open Securities Limited 3 14 17 82.35
938 Optima Capital Limited 3 1 4 25.00
939 Oreana Financial Services Limited 2 2 4 50.00
940 ORIENT FINANCIAL SERVICES LIMITED 2 0 2 0.00
941 ORIENT SECURITIES LIMITED 2 10 12 83.33
942 ORIENTAL PATRON ASIA LIMITED 4 9 13 69.23
943 ORIENTAL PATRON SECURITIES LIMITED 2 12 14 85.71
944 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
945 Oshidori Corporate Finance Limited 2 0 2 0.00
946 Oshidori Securities Limited 2 8 10 80.00
947 OVERLOOK INVESTMENTS LIMITED 3 1 4 25.00
948 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 0 4 0.00
949 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
950 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
951 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
952 Pacific Sun Advisors Limited 2 0 2 0.00
953 PACIFIC WORLD ASSET MANAGEMENT LIMITED 1 5 6 83.33
954 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
955 PAMA GROUP (HONG KONG) LIMITED 3 1 4 25.00
956 PANTHEON CAPITAL (ASIA) LIMITED 5 0 5 0.00
957 PANURGY LIMITED 2 1 3 33.33
958 PARIBAS ASIA EQUITY LIMITED 2 18 20 90.00
959 PARTNERS CAPITAL INTERNATIONAL LIMITED 7 6 13 46.15
960 PARTNERS CAPITAL SECURITIES LIMITED 2 1 3 33.33
961 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
962 PATTERSON FINANCIAL SERVICES LIMITED 2 13 15 86.67
963 PEACE TOWN FOREX LIMITED 4 31 35 88.57
964 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
965 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
966 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
967 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 8 10 80.00
968 PGIM (Hong Kong) Limited 2 1 3 33.33
969 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 33.33
970 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
971 PHILLIP SECURITIES (HONG KONG) LIMITED 5 410 415 98.80
972 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
973 PHOENIX CAPITAL FUTURES LIMITED 2 0 2 0.00
974 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
975 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
976 Pictet Asset Management (Hong Kong) Limited 2 3 5 60.00
977 PineBridge Investments Asia Limited 3 26 29 89.66
978 PineBridge Investments Hong Kong Limited 4 9 13 69.23
979 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
980 PIPER JAFFRAY ASIA LIMITED 7 14 21 66.67
981 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 41 44 93.18
982 Planetree Futures Limited 4 8 12 66.67
983 Planetree Securities Limited 4 17 21 80.95
984 PLATINUM BROKING COMPANY LIMITED 2 6 8 75.00
985 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
986 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
987 PO LEE SECURITIES LIMITED 2 3 5 60.00
988 PO SANG SECURITIES LIMITED 2 12 14 85.71
989 Polaris Capital (Asia) Limited 4 8 12 66.67
990 Polen Capital HK Limited 2 0 2 0.00
991 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
992 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
993 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
994 Prime Cdex Securities Limited 5 27 32 84.38
995 PRIME SECURITIES LIMITED (HK) 3 8 11 72.73
996 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 77.78
997 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 23 26 88.46
998 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 8 10 80.00
999 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1000 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
1001 PRUDENTIAL BROKERAGE LIMITED 3 92 95 96.84
1002 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
1003 Public Financial Securities Limited 2 5 7 71.43
1004 Public Securities Limited 2 4 6 66.67
1005 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00
1006 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
1007 Quam Asset Management Limited (b1983-06-28) 3 3 6 50.00
1008 Quam Capital Limited (b1994-08-04) 4 8 12 66.67
1009 QUAM FUTURES LIMITED 2 18 20 90.00
1010 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1011 Rakuten Securities Hong Kong Limited 2 30 32 93.75
1012 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1013 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 85.71
1014 RBS Asia Corporate Finance Limited 6 26 32 81.25
1015 RBS Asia Futures Limited 2 13 15 86.67
1016 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
1017 Redford Asset Management Limited 2 1 3 33.33
1018 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1019 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
1020 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
1021 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
1022 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
1023 RHB SECURITIES HONG KONG LIMITED 2 33 35 94.29
1024 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
1025 Rich Union Securities (H.K.) Limited 4 6 10 60.00
1026 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
1027 Rifa Securities Limited 2 6 8 75.00
1028 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1029 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1030 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
1031 ROOFER SECURITIES LIMITED 3 9 12 75.00
1032 ROSA SECURITIES LIMITED 3 3 6 50.00
1033 RPS INVESTMENT LIMITED 4 9 13 69.23
1034 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1035 SA Capital Limited (HK) 2 0 2 0.00
1036 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
1037 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1038 SAMSUNG SECURITIES (ASIA) LIMITED 3 4 7 57.14
1039 SANFULL SECURITIES LIMITED 5 48 53 90.57
1040 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 35 38 92.11
1041 SBI China Capital Commodities Limited 4 16 20 80.00
1042 SBI China Capital Financial Services Limited 3 11 14 78.57
1043 SBI China Capital Securities Limited 5 27 32 84.38
1044 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 33 39 84.62
1045 SCM CHINA LIMITED 2 0 2 0.00
1046 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1047 SDHG International Securities Limited 2 6 8 75.00
1048 SEEKERS MARKETS LIMITED 2 10 12 83.33
1049 SELINA & CO. LIMITED (HK) 2 5 7 71.43
1050 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
1051 SHACOM FUTURES LIMITED 3 2 5 40.00
1052 Shacom Securities Limited 2 13 15 86.67
1053 Shang International Finance Limited 4 11 15 73.33
1054 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1055 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
1056 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 3 6 50.00
1057 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 4 8 50.00
1058 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 82 86 95.35
1059 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 3 5 60.00
1060 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 119 126 94.44
1061 SHUN HENG SECURITIES LIMITED 3 12 15 80.00
1062 SHUN LOONG FOREX COMPANY LIMITED 4 28 32 87.50
1063 SHUN LOONG FUTURES LIMITED 4 41 45 91.11
1064 SHUN LOONG SECURITIES COMPANY LIMITED 5 83 88 94.32
1065 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1066 Silk Road International Capital Limited 2 0 2 0.00
1067 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1068 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1069 SINO CAPITAL SECURITIES LIMITED 4 25 29 86.21
1070 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1071 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 4 0 4 0.00
1072 Sinofortune Financial Capital Limited 2 7 9 77.78
1073 Sinofortune Securities Limited 3 7 10 70.00
1074 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 12 17 70.59
1075 SINOMAX SECURITIES LIMITED 2 4 6 66.67
1076 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
1077 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
1078 SINOPAC SECURITIES (ASIA) LIMITED 12 42 54 77.78
1079 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
1080 SIU ON SECURITIES LIMITED 2 4 6 66.67
1081 SIU YIP COMMODITY LIMITED 3 1 4 25.00
1082 SKY WARD ASIA LIMITED 2 1 3 33.33
1083 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1084 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
1085 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 1 4 25.00
1086 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1087 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1088 SOUTH CHINA CAPITAL LIMITED 4 6 10 60.00
1089 SOUTH CHINA COMMODITIES LIMITED 4 66 70 94.29
1090 SOUTH CHINA RESEARCH LIMITED 1 8 9 88.89
1091 SOUTH CHINA SECURITIES LIMITED 4 84 88 95.45
1092 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1093 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 81.82
1094 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 38 40 95.00
1095 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 3 5 60.00
1096 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 70 73 95.89
1097 SPDB International Holdings Limited 3 0 3 0.00
1098 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 60.00
1099 SPS COMMODITIES LIMITED 2 8 10 80.00
1100 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1101 SPS SECURITIES LIMITED 5 13 18 72.22
1102 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1103 St. James's Place (Hong Kong) Limited 2 7 9 77.78
1104 STANDARD & POOR'S, LLC 2 6 8 75.00
1105 Standard Chartered Securities (Hong Kong) Limited 8 38 46 82.61
1106 Standard Commodities (Asia) Limited 2 4 6 66.67
1107 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1108 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 8 11 72.73
1109 STANHILL (HONG KONG) LIMITED 2 6 8 75.00
1110 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
1111 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 18 21 85.71
1112 Stellar Securities Limited 3 0 3 0.00
1113 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1114 STOCKWELL SECURITIES LIMITED 3 24 27 88.89
1115 Success Securities Limited 2 20 22 90.91
1116 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1117 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
1118 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 6 8 75.00
1119 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1120 Sun Life Financial Asia Services Limited 2 22 24 91.67
1121 Sun Life Hong Kong Limited 2 391 393 99.49
1122 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1123 SUN'S FUTURE LIMITED 4 4 8 50.00
1124 Sunline Prosticks Financial Solutions Limited 2 2 4 50.00
1125 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1126 Superfund Financial (Hong Kong) Limited 2 4 6 66.67
1127 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1128 T & F RESEARCH LIMITED 2 1 3 33.33
1129 T G HOLBORN (HK) LIMITED 3 58 61 95.08
1130 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1131 T. ROWE PRICE INTERNATIONAL, INC. 2 9 11 81.82
1132 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1133 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1134 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1135 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1136 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1137 TAI TAK SECURITIES (ASIA) LIMITED 4 12 16 75.00
1138 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1139 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1140 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1141 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
1142 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
1143 Taiping Securities (HK) Co Limited 4 31 35 88.57
1144 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1145 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1146 TANG PING KONG LIMITED 3 10 13 76.92
1147 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1148 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
1149 TC Investment Management (Asia) Limited 2 5 7 71.43
1150 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1151 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
1152 Templewater Hong Kong Limited 2 5 7 71.43
1153 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1154 THING ON SECURITIES LIMITED 3 3 6 50.00
1155 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 3 0 3 0.00
1156 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1157 TIFFIT SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
1158 TIMES SECURITIES COMPANY LIMITED 2 15 17 88.24
1159 TISCO SECURITIES HONG KONG LIMITED 3 11 14 78.57
1160 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
1161 Tokio Marine Investment Services, Limited 2 0 2 0.00
1162 TOPMORE COMMODITIES LIMITED 3 9 12 75.00
1163 Towers Watson Hong Kong Limited 2 1 3 33.33
1164 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1165 TRANSPAC CAPITAL LIMITED 1 1 2 50.00
1166 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 4 6 66.67
1167 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 33.33
1168 TRUTH SECURITIES LIMITED 4 1 5 20.00
1169 TSE'S SECURITIES LIMITED 2 48 50 96.00
1170 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1171 Tung Shing Futures (Brokers) Limited 2 66 68 97.06
1172 Tung Shing Securities (Brokers) Limited 3 279 282 98.94
1173 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1174 TUNG TAI SECURITIES COMPANY LIMITED 3 7 10 70.00
1175 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1176 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1177 TVC MANAGEMENT LIMITED 2 0 2 0.00
1178 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
1179 Tyche Group Limited 2 13 15 86.67
1180 UBS Asset Management (Hong Kong) Limited 4 14 18 77.78
1181 UBS DERIVATIVES HONG KONG LIMITED 3 19 22 86.36
1182 UBS SECURITIES ASIA LIMITED 7 175 182 96.15
1183 UBS SECURITIES HONG KONG LIMITED 4 24 28 85.71
1184 UKFP (Asia) HK Limited 2 1 3 33.33
1185 UNI-ALPHA FUTURES LIMITED 2 2 4 50.00
1186 UNI-ALPHA SECURITIES LIMITED 2 3 5 60.00
1187 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1188 United Securities Limited (HK) 2 4 6 66.67
1189 UNITED SIMSEN FOREX DEALERS LIMITED 4 34 38 89.47
1190 UOB ASIA (HONG KONG) LIMITED 5 3 8 37.50
1191 UOB FINANCE (H.K.) LIMITED 0 1 1 100.00
1192 UOB KAY HIAN (HONG KONG) LIMITED 5 193 198 97.47
1193 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 103 107 96.26
1194 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1195 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
1196 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
1197 UPBEST SECURITIES COMPANY LIMITED 4 27 31 87.10
1198 VALUE PARTNERS LIMITED 4 17 21 80.95
1199 Value Partners Private Equity Limited 3 2 5 40.00
1200 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1201 Vantum Futures Limited 2 2 4 50.00
1202 VC BROKERAGE LIMITED 3 76 79 96.20
1203 VC CAPITAL LIMITED 4 6 10 60.00
1204 VC FUTURES LIMITED 4 45 49 91.84
1205 VC International Asset Management Limited 3 0 3 0.00
1206 VERCAP Financial Services Limited 2 0 2 0.00
1207 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1208 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1209 VICTORY SECURITIES COMPANY LIMITED 4 16 20 80.00
1210 Virtu ITG Hong Kong Limited 4 7 11 63.64
1211 VISION FINANCE (CAPITAL) LIMITED 2 0 2 0.00
1212 VISION FINANCE (SECURITIES) LIMITED 2 1 3 33.33
1213 VMS Securities Limited 2 3 5 60.00
1214 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1215 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1216 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 50.00
1217 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1218 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1219 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1220 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1221 WALCO SECURITIES LIMITED 1 1 2 50.00
1222 Wanhai Securities (HK) Limited 3 4 7 57.14
1223 WARD FERRY MANAGEMENT LIMITED 3 7 10 70.00
1224 Waton Securities International Limited 3 7 10 70.00
1225 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1226 Well Link International Securities Limited 4 23 27 85.19
1227 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1228 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
1229 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1230 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1231 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1232 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
1233 WILBY SECURITIES LIMITED 2 3 5 60.00
1234 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00
1235 Win Securities Limited 4 3 7 42.86
1236 WIN WONG SECURITIES LIMITED 2 23 25 92.00
1237 WINFULL SECURITIES LIMITED 3 21 24 87.50
1238 WING FAT SECURITIES LIMITED 3 9 12 75.00
1239 WING FUNG SECURITIES LIMITED 2 6 8 75.00
1240 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1241 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
1242 WING ON SECURITIES LIMITED 2 8 10 80.00
1243 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
1244 WING TAK SECURITIES LIMITED 2 0 2 0.00
1245 WING YEE SECURITIES COMPANY LIMITED 3 13 16 81.25
1246 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1247 WINGS SECURITIES (HK) LIMITED 3 12 15 80.00
1248 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
1249 WINNINGTON CAPITAL LIMITED 4 0 4 0.00
1250 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1251 WINTECH SECURITIES LIMITED 2 10 12 83.33
1252 Wisetrade Securities Limited 3 10 13 76.92
1253 WM (HK) Limited 2 1178 1180 99.83
1254 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1255 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1256 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1257 WOCOM LIMITED (HK) 4 23 27 85.19
1258 WOCOM SECURITIES LIMITED 5 30 35 85.71
1259 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1260 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1261 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 2 4 50.00
1262 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1263 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1264 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1265 YF SECURITIES COMPANY LIMITED 5 7 12 58.33
1266 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1267 YICKO SECURITIES LIMITED 4 19 23 82.61
1268 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1269 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1270 YU MING INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
1271 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1272 YU ON SECURITIES COMPANY LIMITED 2 17 19 89.47
1273 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
1274 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
1275 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
1276 YUEXING SECURITIES COMPANY LIMITED 4 13 17 76.47
1277 Yunfeng Financial Markets Limited 2 6 8 75.00
1278 Zhongrong International Futures Co., Limited 2 3 5 60.00
1279 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1280 ZHONGRONG PT SECURITIES LIMITED 5 24 29 82.76
1281 ZURICH ADVISORY (HK) LIMITED 2 266 268 99.25
1281 Average 3.01 19.28 22.29 86.48

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