SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Take me back:
Activity type:

Some data are hidden to fit your display. Rotate?

Row Name ROs Reps Total Reps v
total %		 Licensed
1 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
2 Beijing Securities Limited 1 0 1 0.00
3 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
4 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
5 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
6 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
7 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
8 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
9 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
10 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
11 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
12 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
13 AASTOCKS.COM LIMITED 2 0 2 0.00
14 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
15 ADM SECURITIES LIMITED 2 0 2 0.00
16 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
17 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
18 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
19 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
20 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
21 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
22 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
23 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
24 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
25 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
26 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
27 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
28 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
29 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
30 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
31 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
32 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
33 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
34 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
35 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
36 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
37 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
38 CHEETAH ADVISORS LIMITED 2 0 2 0.00
39 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
40 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
41 China Access Advisors Limited 2 0 2 0.00 2005-10-21
42 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
43 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
44 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
45 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
46 COMMENCE COMPANY LIMITED 2 0 2 0.00
47 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
48 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
49 D.J. SECURITIES LIMITED 2 0 2 0.00
50 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
51 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
52 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
53 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
54 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
55 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
56 ENZARD LIMITED 2 0 2 0.00 2004-05-21
57 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
58 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
59 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
60 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
61 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
62 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
63 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
64 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
65 FULLJET SECURITIES LIMITED 2 0 2 0.00
66 Funderstone Asset Management (HK) Limited 1 1 2 50.00
67 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
68 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
69 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
70 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
71 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
72 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
73 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
74 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
75 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
76 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
77 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
78 HOORAY CAPITAL LIMITED 2 0 2 0.00
79 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
80 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
81 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
82 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
83 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
84 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
85 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
86 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
87 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
88 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
89 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
90 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
91 JOINCAP CAPITAL LIMITED 2 0 2 0.00
92 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
93 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
94 KARFORD SECURITIES LIMITED 2 0 2 0.00
95 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
96 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
97 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
98 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
99 LAU & COMPANY LIMITED 2 0 2 0.00
100 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
101 Lombard Investments (HK) Limited 2 0 2 0.00
102 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
103 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
104 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
105 MANDARIN VP (HK) LIMITED 2 0 2 0.00
106 Marbury Investment Limited 2 0 2 0.00 2007-04-13
107 MARC FABER LIMITED 2 0 2 0.00
108 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
109 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
110 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
111 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
112 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
113 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
114 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
115 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
116 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
117 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
118 Open Asset Management Limited 2 0 2 0.00
119 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
120 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
121 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
122 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
123 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
124 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
125 PGIM (Hong Kong) Limited 2 0 2 0.00
126 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
127 Polen Capital HK Limited 2 0 2 0.00
128 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
129 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
130 Proton Capital Limited 2 0 2 0.00 2007-10-16
131 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
132 QUAM FUTURES LIMITED 2 0 2 0.00
133 Redford Asset Management Limited 1 1 2 50.00
134 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
135 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
136 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
137 SCM CHINA LIMITED 2 0 2 0.00
138 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
139 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
140 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
141 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
142 SKY WARD ASIA LIMITED 2 0 2 0.00
143 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
144 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
145 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
146 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
147 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
148 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
149 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
150 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
151 T. M. MANAGEMENT LIMITED 2 0 2 0.00
152 TC Investment Management (Asia) Limited 2 0 2 0.00
153 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
154 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
155 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
156 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
157 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
158 TVC MANAGEMENT LIMITED 2 0 2 0.00
159 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
160 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
161 VERCAP Financial Services Limited 2 0 2 0.00
162 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
163 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
164 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
165 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
166 WELLAM INVESTMENT LIMITED 2 0 2 0.00
167 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
168 WING TAK SECURITIES LIMITED 2 0 2 0.00
169 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
170 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
171 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
172 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
173 313 Capital Management Limited 1 2 3 66.67
174 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
175 ACM ASIA LIMITED 3 0 3 0.00
176 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
177 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
178 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
179 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
180 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
181 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
182 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
183 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
184 Alpha Nova Capital Management Limited 2 1 3 33.33
185 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
186 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
187 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
188 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
189 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
190 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
191 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
192 Avia Asset Management Limited 2 1 3 33.33
193 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
194 Axis Capital Management Limited 3 0 3 0.00
195 BALI SECURITIES CO. LIMITED 3 0 3 0.00
196 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
197 Bentley Capital Limited (HK) 3 0 3 0.00
198 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
199 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
200 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
201 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
202 BROOKE CAPITAL LIMITED 2 1 3 33.33
203 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
204 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
205 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
206 CERES CAPITAL LIMITED 3 0 3 0.00
207 Chanceton Capital Partners Limited 3 0 3 0.00
208 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
209 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
210 China Enterprise Securities Company Limited 2 1 3 33.33
211 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
212 China Finance Holdings Limited 2 1 3 33.33
213 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
214 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
215 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
216 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
217 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
218 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
219 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
220 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
221 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
222 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
223 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
224 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
225 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
226 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
227 Delta Asia Wealth Management Limited 2 1 3 33.33
228 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
229 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
230 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
231 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
232 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
233 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
234 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
235 FULL WIN SECURITIES LIMITED 2 1 3 33.33
236 GCIS LIMITED 3 0 3 0.00 2007-05-16
237 GET NICE CAPITAL LIMITED 3 0 3 0.00
238 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
239 Goldin Equities Limited 2 1 3 33.33
240 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
241 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
242 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
243 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
244 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
245 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
246 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
247 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
248 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
249 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
250 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
251 IMARKETS LIMITED 2 1 3 33.33
252 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
253 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
254 iVenture Investment Management Limited 2 1 3 33.33
255 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
256 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
257 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
258 JVSakk Asia Limited 2 1 3 33.33
259 Kaiser KT Capital Limited 2 1 3 33.33
260 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
261 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
262 KGI Asset Management Limited 2 1 3 33.33
263 LBN Advisers Limited 3 0 3 0.00 2007-09-13
264 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
265 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
266 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
267 Lynx Portfolio Limited 2 1 3 33.33
268 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
269 MESSIS CAPITAL LIMITED 2 1 3 33.33
270 MFG Limited (HK) 2 1 3 33.33 2006-07-17
271 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
272 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
273 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
274 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
275 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
276 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
277 Oshidori Corporate Finance Limited 2 1 3 33.33
278 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
279 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
280 Pacific Sun Advisors Limited 3 0 3 0.00
281 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
282 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
283 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
284 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
285 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
286 PRIVATE CAPITAL LIMITED 2 1 3 33.33
287 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
288 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
289 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
290 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
291 RBS Asia Futures Limited 0 3 3 100.00
292 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
293 Redwood Peak Limited 2 1 3 33.33 2007-10-05
294 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
295 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
296 ROCIM Limited 3 0 3 0.00 2007-06-29
297 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
298 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
299 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
300 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
301 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
302 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
303 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
304 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
305 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
306 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
307 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
308 SPDB International Holdings Limited 3 0 3 0.00
309 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
310 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
311 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
312 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
313 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
314 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
315 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
316 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
317 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
318 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
319 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
320 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
321 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
322 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
323 VMS Securities Limited 2 1 3 33.33
324 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
325 WAI FAT SECURITIES LIMITED 2 1 3 33.33
326 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
327 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
328 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
329 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
330 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
331 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
332 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
333 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
334 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
335 Absolute Investment Management (HK) Limited 3 1 4 25.00
336 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
337 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
338 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
339 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
340 ALTUS CAPITAL LIMITED 3 1 4 25.00
341 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
342 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
343 Arta Global Futures Limited 2 2 4 50.00
344 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
345 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
346 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
347 ChapmanCraig Limited 2 2 4 50.00
348 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
349 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
350 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
351 CHUANGS & CO. LIMITED 3 1 4 25.00
352 COL Securities (HK) Limited 3 1 4 25.00
353 COMGEST FAR EAST LIMITED 2 2 4 50.00
354 Cowen and Company (Asia) Limited 2 2 4 50.00 2003-12-19
355 DAH SING SECURITIES LIMITED 2 2 4 50.00
356 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
357 EAA SECURITIES LIMITED 2 2 4 50.00
358 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
359 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
360 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
361 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
362 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
363 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
364 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
365 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
366 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
367 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
368 GCAM Limited 3 1 4 25.00 2004-10-19
369 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
370 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
371 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
372 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
373 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
374 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
375 Grit Securities Limited 2 2 4 50.00
376 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
377 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
378 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
379 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
380 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
381 HIP HING SECURITIES LIMITED 2 2 4 50.00
382 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
383 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
384 HOORAY SECURITIES LIMITED 3 1 4 25.00
385 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
386 HOU TAK SECURITIES LIMITED 2 2 4 50.00
387 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
388 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
389 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
390 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
391 INTERCHINA FUTURES LIMITED 2 2 4 50.00
392 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
393 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
394 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
395 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
396 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
397 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
398 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
399 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
400 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
401 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
402 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
403 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
404 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
405 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
406 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
407 MING HON SECURITIES LIMITED 3 1 4 25.00
408 MLI LIMITED (d2018-03-29) 2 2 4 50.00
409 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
410 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
411 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
412 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
413 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
414 Nuada Limited 3 1 4 25.00 2004-01-15
415 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
416 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
417 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
418 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
419 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
420 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
421 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
422 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
423 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
424 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
425 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
426 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
427 Silk Road International Capital Limited 3 1 4 25.00
428 Sinofortune Financial Capital Limited 3 1 4 25.00
429 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
430 STANDARD & POOR'S, LLC 2 2 4 50.00
431 Stellar Securities Limited 3 1 4 25.00
432 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
433 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
434 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
435 T & F Equities Limited 2 2 4 50.00 2005-11-23
436 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
437 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
438 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
439 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
440 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
441 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
442 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
443 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
444 Vantum Futures Limited 2 2 4 50.00
445 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
446 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
447 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
448 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
449 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
450 WILBY SECURITIES LIMITED 2 2 4 50.00
451 WMG Asia Limited 2 2 4 50.00 2007-02-28
452 YARDLEY SECURITIES LIMITED 2 2 4 50.00
453 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
454 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
455 Zhongrong International Futures Co., Limited 2 2 4 50.00
456 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
457 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
458 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
459 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
460 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
461 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
462 Averest Capital Limited 2 3 5 60.00
463 BEAR BRIGHT LIMITED 2 3 5 60.00
464 Black Marble Securities Limited 2 3 5 60.00
465 BLOOMYEARS LIMITED 2 3 5 60.00
466 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
467 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
468 CBRE Investment Management (Asia) Limited 1 4 5 80.00
469 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
470 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
471 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
472 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
473 China Integrity Investment Limited 2 3 5 60.00
474 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
475 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
476 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
477 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
478 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
479 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
480 CTW SECURITIES LIMITED 2 3 5 60.00
481 CUPOLA CAPITAL LIMITED 4 1 5 20.00
482 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
483 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
484 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
485 EQT Partners Asia Limited 2 3 5 60.00
486 F. R. ZIMMERN LIMITED 2 3 5 60.00
487 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
488 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
489 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
490 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
491 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
492 Grand Cartel Securities Company Limited 2 3 5 60.00
493 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
494 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
495 HOI SANG SECURITIES LIMITED 3 2 5 40.00
496 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
497 HSZ (HONG KONG) LIMITED 3 2 5 40.00
498 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
499 HUNG SING FUTURES LIMITED 2 3 5 60.00
500 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
501 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
502 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
503 iTTa Capital Limited 3 2 5 40.00 2003-05-29
504 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
505 JK Capital Management Limited 4 1 5 20.00
506 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
507 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
508 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
509 Kam Wah Investments Limited 2 3 5 60.00
510 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
511 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
512 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
513 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
514 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
515 MAGUSTA FUTURES LIMITED 2 3 5 60.00
516 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
517 MEAG Hong Kong Limited 2 3 5 60.00
518 MEGABASE SECURITIES LIMITED 2 3 5 60.00
519 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
520 Merdeka Securities Limited 3 2 5 40.00
521 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
522 MORTON SECURITIES LIMITED 2 3 5 60.00
523 Nittan Securities Asia Limited 2 3 5 60.00
524 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
525 PANURGY LIMITED 4 1 5 20.00
526 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
527 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
528 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
529 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
530 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
531 PO LEE SECURITIES LIMITED 2 3 5 60.00
532 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
533 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
534 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
535 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
536 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
537 SHACOM FUTURES LIMITED 3 2 5 40.00
538 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
539 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
540 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
541 TAIFAIR FUTURES LIMITED 2 3 5 60.00
542 Tensant Securities Limited 2 3 5 60.00 2004-08-25
543 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
544 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
545 VC International Asset Management Limited 3 2 5 40.00
546 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
547 WAH THAI SECURITIES LIMITED 3 2 5 40.00
548 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
549 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
550 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
551 YF FUTURES COMPANY LIMITED 2 3 5 60.00
552 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
553 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
554 3V Capital Limited 3 3 6 50.00 2005-07-18
555 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
556 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
557 Aevitas Securities Limited 2 4 6 66.67
558 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
559 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
560 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
561 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
562 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
563 BOWEN ASIA LIMITED 5 1 6 16.67
564 Broadway Wealth Management Limited 2 4 6 66.67
565 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
566 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
567 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
568 CCB Securities Limited 2 4 6 66.67
569 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
570 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
571 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
572 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
573 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
574 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
575 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
576 Fubon Capital (HK) Limited 3 3 6 50.00
577 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
578 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
579 Goldbridge Securities Limited 3 3 6 50.00
580 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
581 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
582 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
583 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
584 iFAST Securities (HK) Limited 3 3 6 50.00
585 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
586 Instinet Alpha Trading Limited 4 2 6 33.33
587 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
588 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
589 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
590 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
591 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
592 KWOK HING SECURITIES LIMITED 2 4 6 66.67
593 Longitude Asia Limited 2 4 6 66.67
594 Mackenzie Investments Asia Limited 3 3 6 50.00
595 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
596 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
597 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
598 Metaverse Securities Limited (HK) 3 3 6 50.00
599 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
600 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
601 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
602 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
603 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
604 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
605 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
606 Oreana Financial Services Limited 2 4 6 66.67
607 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
608 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
609 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
610 Public Securities Limited 2 4 6 66.67
611 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
612 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
613 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
614 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
615 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
616 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
617 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
618 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
619 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
620 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
621 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
622 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
623 SIU ON SECURITIES LIMITED 2 4 6 66.67
624 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
625 SUN'S FUTURE LIMITED 3 3 6 50.00
626 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
627 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
628 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
629 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
630 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
631 TANG KEE SECURITIES LIMITED 3 3 6 50.00
632 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
633 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
634 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
635 Tokio Marine Investment Services, Limited 3 3 6 50.00
636 TRUTH SECURITIES LIMITED 4 2 6 33.33
637 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
638 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
639 United Securities Limited (HK) 2 4 6 66.67
640 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
641 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
642 WAH SANG SECURITIES LIMITED 2 4 6 66.67
643 Waton Securities International Limited 2 4 6 66.67
644 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
645 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
646 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
647 abrdn Hong Kong Limited 4 3 7 42.86
648 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
649 ALPS ADVISORY (HK) LIMITED 2 5 7 71.43
650 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
651 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
652 Anuenue Securities Limited 2 5 7 71.43
653 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
654 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
655 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
656 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
657 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
658 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
659 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
660 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
661 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
662 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
663 China Reserve Securities Limited 4 3 7 42.86
664 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
665 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
666 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
667 CS Wealth Securities Limited 4 3 7 42.86
668 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
669 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
670 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
671 DNB Asset Management (Asia) Limited 4 3 7 42.86
672 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
673 FAIRWIN BROKING LIMITED 2 5 7 71.43
674 FDB Financial Group Limited 4 3 7 42.86
675 Finet Securities Limited 3 4 7 57.14
676 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
677 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
678 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
679 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
680 GLS SECURITIES LIMITED 2 5 7 71.43
681 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
682 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
683 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
684 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
685 KILMOREY SECURITIES LIMITED 2 5 7 71.43
686 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
687 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
688 Matrix Securities Limited 5 2 7 28.57
689 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
690 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
691 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
692 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
693 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
694 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
695 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
696 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
697 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
698 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
699 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
700 ROSA SECURITIES LIMITED 3 4 7 57.14
701 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
702 Standard Commodities (Asia) Limited 3 4 7 57.14
703 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
704 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
705 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
706 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
707 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
708 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
709 Win Securities Limited 3 4 7 57.14
710 Yunfeng Financial Markets Limited 3 4 7 57.14
711 Zijing Capital Limited 2 5 7 71.43 2003-05-07
712 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
713 AJ Securities Limited 2 6 8 75.00
714 Allard Partners Limited 4 4 8 50.00
715 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
716 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
717 BOKHARY SECURITIES LIMITED 2 6 8 75.00
718 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
719 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
720 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
721 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
722 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
723 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
724 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
725 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
726 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
727 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
728 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
729 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
730 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
731 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
732 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
733 Goldyard Capital Limited 2 6 8 75.00
734 GT CAPITAL LIMITED 2 6 8 75.00
735 HANG SENG FUTURES LIMITED 2 6 8 75.00
736 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
737 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
738 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
739 Imagi Brokerage Limited 3 5 8 62.50
740 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
741 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
742 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
743 KB Securities Hong Kong Limited 3 5 8 62.50
744 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
745 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
746 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
747 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
748 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
749 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
750 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
751 Oshidori Securities Limited 2 6 8 75.00
752 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
753 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
754 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
755 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
756 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
757 SANSTON FINANCIAL GROUP LIMITED 4 4 8 50.00 2007-06-12
758 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
759 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
760 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
761 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
762 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
763 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
764 THING ON SECURITIES LIMITED 2 6 8 75.00
765 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
766 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
767 Value Partners Private Equity Limited 4 4 8 50.00
768 Wanhai Securities (HK) Limited 3 5 8 62.50
769 AIF Securities Limited 4 5 9 55.56 2004-11-02
770 Anli Securities Limited 2 7 9 77.78
771 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
772 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
773 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
774 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
775 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
776 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
777 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
778 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
779 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
780 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
781 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
782 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
783 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
784 HERMES SECURITIES LIMITED 2 7 9 77.78
785 Hongkong Bay Securities Limited 2 7 9 77.78
786 HPEF Venture Partners Limited 4 5 9 55.56
787 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
788 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
789 Huayu Securities Limited 2 7 9 77.78
790 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
791 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
792 K.K.M. SECURITIES LIMITED 2 7 9 77.78
793 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
794 KMT SECURITIES LIMITED 2 7 9 77.78
795 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
796 Neutral Financial Holding Company Limited 3 6 9 66.67
797 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
798 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
799 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
800 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
801 SELINA & CO. LIMITED (HK) 2 7 9 77.78
802 SJS Markets Limited 3 6 9 66.67 2005-03-02
803 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
804 SPS COMMODITIES LIMITED 2 7 9 77.78
805 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
806 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
807 VC CAPITAL LIMITED 4 5 9 55.56
808 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
809 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
810 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
811 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
812 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
813 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
814 Bradbury Securities Limited 3 7 10 70.00
815 BUSINESS FUTURES LIMITED 2 8 10 80.00
816 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
817 Capital International, Inc. 2 8 10 80.00 2007-07-03
818 CES International Commodities (HK) Limited 3 7 10 70.00
819 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
820 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
821 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
822 CVC Asia Pacific Limited 4 6 10 60.00
823 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
824 FE SECURITIES LIMITED 4 6 10 60.00
825 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
826 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
827 GIGA (HONG KONG) LIMITED 3 7 10 70.00
828 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
829 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
830 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
831 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
832 Hao Tian International Securities Limited 3 7 10 70.00
833 Hong Kong Stock Link Securities Limited 3 7 10 70.00
834 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
835 iBest Securities Company Limited 3 7 10 70.00
836 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
837 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
838 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
839 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
840 LUEN HING SECURITIES LIMITED 3 7 10 70.00
841 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
842 MCP Holdings Limited (HK) 3 7 10 70.00
843 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
844 NEW TREND FUTURES LIMITED 4 6 10 60.00
845 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
846 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
847 Planetree Futures Limited 4 6 10 60.00
848 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
849 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
850 Public Financial Securities Limited 2 8 10 80.00
851 Rifa Securities Limited 3 7 10 70.00
852 SDHG International Securities Limited 3 7 10 70.00
853 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
854 Sinofortune Securities Limited 3 7 10 70.00
855 SOLID KING SECURITIES LIMITED 3 7 10 70.00
856 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
857 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
858 TANG PING KONG LIMITED 3 7 10 70.00
859 Templewater Hong Kong Limited 4 6 10 60.00
860 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
861 Tyche Group Limited 2 8 10 80.00
862 WING ON SECURITIES LIMITED 2 8 10 80.00
863 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
864 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
865 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
866 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
867 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
868 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
869 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
870 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
871 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
872 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
873 CSC ASIA LIMITED 4 7 11 63.64
874 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
875 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
876 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
877 Everbright Securities Global (HK) Limited 3 8 11 72.73
878 EVERHOT SECURITIES LIMITED 3 8 11 72.73
879 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
880 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
881 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
882 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
883 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
884 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
885 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
886 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
887 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
888 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
889 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
890 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
891 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
892 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
893 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
894 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
895 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
896 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
897 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
898 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
899 SINOMAX SECURITIES LIMITED 2 9 11 81.82
900 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
901 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
902 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
903 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
904 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
905 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
906 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
907 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
908 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
909 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
910 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
911 AM Squared Limited 2 10 12 83.33 2005-06-30
912 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
913 BULLISH SECURITIES LIMITED 2 10 12 83.33
914 China Finance KAB Limited 4 8 12 66.67 2004-12-23
915 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
916 China Tonghai (IA) Limited 3 9 12 75.00
917 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
918 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
919 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
920 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
921 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
922 HENIK SECURITIES LIMITED 2 10 12 83.33
923 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
924 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
925 Joy Silver Limited 5 7 12 58.33
926 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
927 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
928 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
929 Minerva Holding Financial Securities Limited 3 9 12 75.00
930 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
931 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
932 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
933 ROOFER SECURITIES LIMITED 3 9 12 75.00
934 SEEKERS MARKETS LIMITED 2 10 12 83.33
935 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
936 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
937 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
938 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
939 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
940 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
941 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
942 WING FAT SECURITIES LIMITED 3 9 12 75.00
943 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
944 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
945 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
946 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
947 AIF CAPITAL LIMITED 6 7 13 53.85
948 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
949 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
950 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
951 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
952 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
953 EAST ASIA FUTURES LIMITED 2 11 13 84.62
954 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
955 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
956 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
957 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
958 Huajin Corporate Finance (International) Limited 4 9 13 69.23
959 Income Partners Asset Management (HK) Limited 4 9 13 69.23
960 LAMTEX SECURITIES LIMITED 3 10 13 76.92
961 LUEN SING SECURITIES LIMITED 4 9 13 69.23
962 M&F Asset Management Limited 3 10 13 76.92
963 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
964 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
965 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
966 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
967 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
968 St. James's Place (Hong Kong) Limited 3 10 13 76.92
969 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
970 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
971 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
972 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
973 Wisetrade Securities Limited 3 10 13 76.92
974 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
975 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
976 Bright Fund Management Limited 3 11 14 78.57
977 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
978 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
979 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
980 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
981 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
982 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
983 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
984 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
985 LIM ADVISORS LIMITED 6 8 14 57.14
986 MALAHON SECURITIES LIMITED 2 12 14 85.71
987 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
988 ONSHINE SECURITIES LIMITED 3 11 14 78.57
989 Optima Capital Limited 4 10 14 71.43 2007-10-25
990 ORIENT SECURITIES LIMITED 1 13 14 92.86
991 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
992 RPS INVESTMENT LIMITED 4 10 14 71.43
993 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
994 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
995 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
996 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
997 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
998 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
999 Well Link Securities Limited 2 12 14 85.71 2005-11-11
1000 WING FUNG SECURITIES LIMITED 3 11 14 78.57
1001 WINTECH SECURITIES LIMITED 4 10 14 71.43
1002 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
1003 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
1004 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
1005 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
1006 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
1007 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
1008 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
1009 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
1010 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
1011 HANG TAI SECURITIES LIMITED 2 13 15 86.67
1012 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
1013 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
1014 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1015 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
1016 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
1017 MANGO FINANCIAL LIMITED 3 12 15 80.00
1018 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
1019 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
1020 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
1021 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
1022 Open Securities Limited 4 11 15 73.33
1023 PO SANG SECURITIES LIMITED 3 12 15 80.00
1024 SBI China Capital Financial Services Limited 2 13 15 86.67
1025 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
1026 Virtu ITG Hong Kong Limited 5 10 15 66.67
1027 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
1028 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
1029 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
1030 BEA Union Investment Management Limited 4 12 16 75.00
1031 CC Finance Limited 3 13 16 81.25 2006-04-20
1032 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
1033 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
1034 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
1035 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
1036 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
1037 HING WONG SECURITIES LIMITED 3 13 16 81.25
1038 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
1039 Shacom Securities Limited 2 14 16 87.50
1040 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1041 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
1042 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
1043 Belvest Investment Services Limited 3 14 17 82.35
1044 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
1045 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
1046 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
1047 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
1048 ELSTONE SECURITIES LIMITED 4 13 17 76.47
1049 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
1050 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
1051 KINGSTON FUTURES LIMITED 2 15 17 88.24
1052 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1053 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
1054 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
1055 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
1056 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
1057 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
1058 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
1059 BERICH BROKERAGE LIMITED 4 14 18 77.78
1060 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
1061 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
1062 CMB International Global Markets Limited 5 13 18 72.22
1063 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
1064 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
1065 GAOYU SECURITIES LIMITED 4 14 18 77.78
1066 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
1067 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
1068 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
1069 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
1070 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
1071 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1072 SBI China Capital Commodities Limited 4 14 18 77.78
1073 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
1074 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
1075 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1076 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1077 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1078 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1079 ANGUS MOORE LIMITED 2 17 19 89.47
1080 BUSINESS SECURITIES LIMITED 2 17 19 89.47
1081 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
1082 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
1083 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
1084 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1085 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
1086 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
1087 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
1088 ADMIS Hong Kong Limited 3 17 20 85.00
1089 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
1090 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
1091 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
1092 CTBC Asia Limited 5 15 20 75.00 2004-01-14
1093 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
1094 EWARTON SECURITIES LIMITED 3 17 20 85.00
1095 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
1096 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
1097 HUNG SING SECURITIES LIMITED 2 18 20 90.00
1098 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
1099 MTF SECURITIES LIMITED 2 18 20 90.00
1100 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1101 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
1102 PineBridge Investments Hong Kong Limited 4 16 20 80.00
1103 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
1104 Planetree Securities Limited 4 16 20 80.00
1105 Polaris Capital (Asia) Limited 7 13 20 65.00
1106 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
1107 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
1108 Well Link International Securities Limited 2 18 20 90.00
1109 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1110 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
1111 CBH Asia Limited 4 17 21 80.95
1112 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
1113 DL BROKERAGE LIMITED 3 18 21 85.71
1114 Essence International Financial Holdings Limited 2 19 21 90.48
1115 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
1116 HENYEP SECURITIES LIMITED 3 18 21 85.71
1117 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
1118 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
1119 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1120 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
1121 Shang International Finance Limited 6 15 21 71.43
1122 SPS SECURITIES LIMITED 5 16 21 76.19
1123 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
1124 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
1125 YICKO SECURITIES LIMITED 4 17 21 80.95
1126 CLSA FUTURES LIMITED 4 18 22 81.82
1127 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
1128 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
1129 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
1130 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
1131 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
1132 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
1133 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
1134 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
1135 CAIIS Limited 3 20 23 86.96 2006-05-23
1136 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
1137 GAYANG SECURITIES LIMITED 2 21 23 91.30
1138 Glory Sun Securities Limited 3 20 23 86.96
1139 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
1140 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
1141 KAISER SECURITIES LIMITED 2 21 23 91.30
1142 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
1143 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
1144 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
1145 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1146 WINFULL SECURITIES LIMITED 3 20 23 86.96
1147 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
1148 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
1149 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
1150 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
1151 CSC FUTURES (HK) LIMITED 3 22 25 88.00
1152 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
1153 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
1154 HPEF Capital Partners Limited 5 20 25 80.00
1155 PEACE TOWN FOREX LIMITED 4 21 25 84.00
1156 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
1157 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
1158 Fosun International Securities Limited 5 21 26 80.77
1159 HANG SENG SECURITIES LIMITED 5 21 26 80.77
1160 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
1161 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
1162 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
1163 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
1164 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
1165 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
1166 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
1167 LEHIN SECURITIES LIMITED 3 24 27 88.89
1168 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
1169 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
1170 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
1171 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
1172 orientiert XYZ Securities Limited 2 26 28 92.86 2004-12-03
1173 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
1174 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
1175 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
1176 INSTINET PACIFIC LIMITED 5 24 29 82.76
1177 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
1178 KAISER FUTURES LIMITED 3 26 29 89.66
1179 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
1180 Prime Cdex Securities Limited 4 25 29 86.21
1181 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
1182 TSE'S SECURITIES LIMITED 1 28 29 96.55
1183 WOCOM LIMITED (HK) 4 26 30 86.67
1184 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
1185 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
1186 GAM HONG KONG LIMITED 4 27 31 87.10
1187 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
1188 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
1189 Mason Futures Limited (HK) 4 27 31 87.10
1190 OnePlatform Securities Limited 2 29 31 93.55
1191 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
1192 Success Securities Limited 2 29 31 93.55
1193 WIN WONG SECURITIES LIMITED 2 29 31 93.55
1194 Amundi Hong Kong Limited 5 27 32 84.38
1195 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
1196 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
1197 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
1198 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
1199 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
1200 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
1201 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
1202 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
1203 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
1204 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
1205 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
1206 BOCI RESEARCH LIMITED 3 31 34 91.18
1207 CGS International Securities Hong Kong Limited 5 29 34 85.29
1208 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
1209 SBI China Capital Securities Limited 3 31 34 91.18
1210 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
1211 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1212 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
1213 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
1214 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
1215 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
1216 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
1217 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
1218 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
1219 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
1220 ICEA CAPITAL LIMITED 7 30 37 81.08
1221 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
1222 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
1223 VALUE PARTNERS LIMITED 6 31 37 83.78
1224 DWS Investments Hong Kong Limited 5 33 38 86.84
1225 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
1226 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
1227 PineBridge Investments Asia Limited 3 35 38 92.11
1228 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
1229 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
1230 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
1231 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
1232 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
1233 Rakuten Securities Hong Kong Limited 2 38 40 95.00
1234 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
1235 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
1236 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
1237 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
1238 WOCOM SECURITIES LIMITED 5 36 41 87.80
1239 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
1240 Beevest Securities Limited 8 34 42 80.95 2005-03-07
1241 CVP Securities Limited 2 40 42 95.24 2004-07-09
1242 Funderstone Futures Limited 2 40 42 95.24
1243 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
1244 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
1245 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
1246 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
1247 Citadel Asia Limited 3 41 44 93.18 2005-10-21
1248 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
1249 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
1250 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
1251 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
1252 Taiping Securities (HK) Co Limited 4 40 44 90.91
1253 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
1254 RBS Asia Corporate Finance Limited 8 37 45 82.22
1255 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
1256 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
1257 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
1258 MUSHK Limited 8 39 47 82.98
1259 Rich Union Securities (H.K.) Limited 4 43 47 91.49
1260 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
1261 Funderstone Securities Limited 3 45 48 93.75
1262 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
1263 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
1264 VC FUTURES LIMITED 4 44 48 91.67
1265 Mason Securities Limited 5 44 49 89.80
1266 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
1267 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
1268 INVESCO HONG KONG LIMITED 8 42 50 84.00
1269 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
1270 KINGSTON SECURITIES LIMITED 3 49 52 94.23
1271 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
1272 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
1273 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
1274 BOCI ASIA LIMITED 11 43 54 79.63
1275 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
1276 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
1277 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
1278 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
1279 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
1280 CASH Wealth Management Limited 4 53 57 92.98
1281 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
1282 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1283 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
1284 CHONG HING SECURITIES LIMITED 4 54 58 93.10
1285 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
1286 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
1287 Quam Securities Limited 7 53 60 88.33 2004-10-15
1288 SANFULL SECURITIES LIMITED 6 54 60 90.00
1289 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
1290 T G HOLBORN (HK) LIMITED 4 57 61 93.44
1291 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
1292 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
1293 iBest Consultants Limited 2 61 63 96.83
1294 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
1295 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
1296 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
1297 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
1298 FWD Financial Planning Limited (HK) 3 66 69 95.65
1299 EMPEROR FUTURES LIMITED 4 66 70 94.29
1300 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
1301 Newedge Broker Limited 4 66 70 94.29
1302 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
1303 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
1304 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
1305 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
1306 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
1307 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
1308 VC BROKERAGE LIMITED 3 73 76 96.05
1309 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
1310 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
1311 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
1312 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
1313 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
1314 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
1315 FT Securities Limited 3 77 80 96.25 2005-09-22
1316 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
1317 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
1318 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
1319 CORPORATE BROKERS LIMITED 4 81 85 95.29
1320 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
1321 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
1322 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
1323 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
1324 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
1325 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
1326 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
1327 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
1328 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
1329 FIL Investment Advisors 6 85 91 93.41
1330 JPMorgan Funds (Asia) Limited 8 84 92 91.30
1331 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
1332 China International Capital Corporation (International) Limited 9 88 97 90.72
1333 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
1334 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
1335 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
1336 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
1337 YF Life Investors Limited 3 96 99 96.97 2004-08-30
1338 GET NICE SECURITIES LIMITED 6 94 100 94.00
1339 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
1340 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
1341 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
1342 Lion Global Financial Limited 6 99 105 94.29
1343 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
1344 CLSA RESEARCH LIMITED 2 104 106 98.11
1345 CITIC Securities Futures (HK) Limited 7 100 107 93.46
1346 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
1347 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
1348 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
1349 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
1350 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
1351 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
1352 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
1353 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
1354 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
1355 CLSA LIMITED 7 123 130 94.62
1356 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
1357 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
1358 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
1359 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
1360 CES Forex (HK) Limited 4 146 150 97.33
1361 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
1362 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
1363 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
1364 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
1365 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
1366 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
1367 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
1368 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
1369 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
1370 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
1371 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
1372 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
1373 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
1374 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
1375 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
1376 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
1377 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
1378 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
1379 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
1380 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
1381 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
1382 KGI ASIA LIMITED 11 283 294 96.26
1383 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
1384 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
1385 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
1386 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
1387 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
1388 CES Commodities (HK) Limited 8 345 353 97.73
1389 Merrill Lynch Far East Limited 15 346 361 95.84
1390 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
1391 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
1392 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
1393 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
1394 Sun Life Hong Kong Limited 2 425 427 99.53
1395 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
1396 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
1397 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
1398 Citigroup Global Markets Asia Limited 23 574 597 96.15
1399 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
1400 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
1401 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
1402 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
1403 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
1404 WM (HK) Limited 2 1293 1295 99.85
1405 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
1405 Average 3.26 24.16 27.43 88.11

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top