SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
2 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
3 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
4 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
5 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
6 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
7 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
8 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
9 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
10 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
11 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
12 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
13 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
14 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
15 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
16 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
17 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
18 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
19 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
20 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
21 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
22 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
23 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
24 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
25 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
26 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
27 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
28 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
29 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
30 Optima Capital Limited 4 10 14 71.43 2007-10-25
31 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
32 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
33 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
34 Proton Capital Limited 2 0 2 0.00 2007-10-16
35 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
36 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
37 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
38 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
39 Redwood Peak Limited 2 1 3 33.33 2007-10-05
40 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
41 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
42 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
43 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
44 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
45 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
46 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
47 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
48 LBN Advisers Limited 3 0 3 0.00 2007-09-13
49 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
50 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
51 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
52 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
53 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
54 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
55 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
56 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
57 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
58 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
59 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
60 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
61 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
62 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
63 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
64 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
65 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
66 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
67 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
68 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
69 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
70 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
71 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
72 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
73 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
74 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
75 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
76 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
77 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
78 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
79 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
80 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
81 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
82 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
83 Capital International, Inc. 2 8 10 80.00 2007-07-03
84 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
85 ROCIM Limited 3 0 3 0.00 2007-06-29
86 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
87 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
88 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
89 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
90 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
91 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
92 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
93 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
94 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
95 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
96 SFGHK Limited 4 4 8 50.00 2007-06-12
97 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
98 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
99 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
100 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
101 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
102 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
103 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
104 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
105 GCIS LIMITED 3 0 3 0.00 2007-05-16
106 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
107 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
108 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
109 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
110 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
111 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
112 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
113 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
114 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
115 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
116 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
117 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
118 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
119 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
120 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
121 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
122 Marbury Investment Limited 2 0 2 0.00 2007-04-13
123 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
124 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
125 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
126 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
127 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
128 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
129 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
130 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
131 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
132 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
133 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
134 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
135 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
136 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
137 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
138 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
139 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
140 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
141 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
142 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
143 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
144 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
145 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
146 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
147 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
148 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
149 WMG Asia Limited 2 2 4 50.00 2007-02-28
150 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
151 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
152 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
153 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
154 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
155 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
156 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
157 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
158 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
159 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
160 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
161 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
162 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
163 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
164 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
165 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
166 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
167 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
168 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
169 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
170 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
171 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
172 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
173 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
174 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
175 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
176 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
177 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
178 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
179 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
180 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
181 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
182 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
183 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
184 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
185 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
186 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
187 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
188 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
189 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
190 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
191 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
192 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
193 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
194 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
195 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
196 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
197 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
198 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
199 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
200 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
201 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
202 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
203 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
204 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
205 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
206 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
207 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
208 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
209 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
210 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
211 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
212 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
213 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
214 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
215 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
216 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
217 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
218 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
219 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
220 MFG Limited (HK) 2 1 3 33.33 2006-07-17
221 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
222 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
223 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
224 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
225 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
226 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
227 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
228 CAIIS Limited 3 20 23 86.96 2006-05-23
229 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
230 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
231 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
232 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
233 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
234 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
235 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
236 CC Finance Limited 3 13 16 81.25 2006-04-20
237 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
238 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
239 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
240 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
241 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
242 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
243 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
244 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
245 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
246 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
247 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
248 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
249 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
250 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
251 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
252 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
253 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
254 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
255 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
256 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
257 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
258 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
259 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
260 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
261 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
262 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
263 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
264 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
265 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
266 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
267 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
268 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
269 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
270 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
271 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
272 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
273 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
274 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
275 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
276 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
277 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
278 ESR Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
279 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
280 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
281 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
282 T & F Equities Limited 2 2 4 50.00 2005-11-23
283 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
284 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
285 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
286 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
287 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
288 Well Link Securities Limited 2 12 14 85.71 2005-11-11
289 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
290 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
291 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
292 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
293 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
294 China Access Advisors Limited 2 0 2 0.00 2005-10-21
295 Citadel Asia Limited 3 41 44 93.18 2005-10-21
296 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
297 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
298 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
299 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
300 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
301 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
302 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
303 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
304 FT Securities Limited 3 77 80 96.25 2005-09-22
305 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
306 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
307 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
308 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
309 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
310 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
311 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
312 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
313 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
314 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
315 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
316 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
317 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
318 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
319 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
320 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
321 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
322 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
323 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
324 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
325 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
326 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
327 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
328 3V Capital Limited 3 3 6 50.00 2005-07-18
329 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
330 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
331 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
332 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
333 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
334 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
335 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
336 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
337 AM Squared Limited 2 10 12 83.33 2005-06-30
338 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
339 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
340 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
341 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
342 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
343 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
344 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
345 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
346 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
347 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
348 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
349 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
350 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
351 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
352 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
353 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
354 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
355 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
356 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
357 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
358 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
359 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
360 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
361 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
362 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
363 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
364 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
365 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
366 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
367 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
368 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
369 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
370 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
371 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
372 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
373 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
374 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
375 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
376 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
377 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
378 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
379 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
380 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
381 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
382 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
383 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
384 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
385 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
386 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
387 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
388 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
389 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
390 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
391 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
392 Beevest Securities Limited 8 34 42 80.95 2005-03-07
393 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
394 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
395 SJS Markets Limited 3 6 9 66.67 2005-03-02
396 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
397 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
398 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
399 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
400 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
401 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
402 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
403 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
404 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
405 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
406 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
407 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
408 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
409 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
410 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
411 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
412 China Finance KAB Limited 4 8 12 66.67 2004-12-23
413 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
414 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
415 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
416 oOo Securities (HK) Group Limited 2 26 28 92.86 2004-12-03
417 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
418 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
419 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
420 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
421 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
422 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
423 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
424 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
425 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
426 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
427 AIF Securities Limited 4 5 9 55.56 2004-11-02
428 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
429 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
430 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
431 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
432 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
433 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
434 GCAM Limited 3 1 4 25.00 2004-10-19
435 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
436 Quam Securities Limited 7 53 60 88.33 2004-10-15
437 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
438 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
439 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
440 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
441 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
442 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
443 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
444 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
445 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
446 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
447 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
448 YF Life Investors Limited 3 96 99 96.97 2004-08-30
449 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
450 Tensant Securities Limited 2 3 5 60.00 2004-08-25
451 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
452 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
453 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
454 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
455 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
456 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
457 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
458 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
459 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
460 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
461 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
462 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
463 CVP Securities Limited 2 40 42 95.24 2004-07-09
464 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
465 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
466 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
467 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
468 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
469 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
470 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
471 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
472 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
473 ENZARD LIMITED 2 0 2 0.00 2004-05-21
474 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
475 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
476 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
477 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
478 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
479 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
480 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
481 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
482 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
483 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
484 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
485 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
486 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
487 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
488 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
489 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
490 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
491 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
492 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
493 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
494 Nuada Limited 3 1 4 25.00 2004-01-15
495 CTBC Asia Limited 5 15 20 75.00 2004-01-14
496 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
497 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
498 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
499 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
500 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
501 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
502 Xeram and Company (Asia) Limited 2 2 4 50.00 2003-12-19
503 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
504 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
505 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
506 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
507 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
508 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
509 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
510 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
511 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
512 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
513 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
514 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
515 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
516 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
517 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
518 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
519 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
520 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
521 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
522 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
523 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
524 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
525 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
526 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
527 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
528 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
529 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
530 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
531 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
532 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
533 iTTa Capital Limited 3 2 5 40.00 2003-05-29
534 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
535 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
536 Zijing Capital Limited 2 5 7 71.43 2003-05-07
537 313 Capital Management Limited 1 2 3 66.67
538 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
539 AASTOCKS.COM LIMITED 2 0 2 0.00
540 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
541 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
542 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
543 abrdn Hong Kong Limited 4 3 7 42.86
544 Absolute Investment Management (HK) Limited 3 1 4 25.00
545 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
546 ACM ASIA LIMITED 3 0 3 0.00
547 ADM SECURITIES LIMITED 2 0 2 0.00
548 ADMIS Hong Kong Limited 3 17 20 85.00
549 Aevitas Securities Limited 2 4 6 66.67
550 AIF CAPITAL LIMITED 6 7 13 53.85
551 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
552 AJ Securities Limited 2 6 8 75.00
553 Allard Partners Limited 4 4 8 50.00
554 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
555 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
556 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
557 Alpha Nova Capital Management Limited 2 1 3 33.33
558 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
559 ALPS CAPITAL MANAGEMENT LIMITED 2 5 7 71.43
560 ALTUS CAPITAL LIMITED 3 1 4 25.00
561 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
562 Amundi Hong Kong Limited 5 27 32 84.38
563 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
564 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
565 ANGUS MOORE LIMITED 2 17 19 89.47
566 Anli Securities Limited 2 7 9 77.78
567 Anuenue Securities Limited 2 5 7 71.43
568 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
569 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
570 Arta Global Futures Limited 2 2 4 50.00
571 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
572 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
573 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
574 Asia Pacific Financial Capital Limited 3 1 4 25.00
575 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
576 Asia Pacific Securities Limited 3 7 10 70.00
577 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
578 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
579 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
580 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
581 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
582 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
583 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
584 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
585 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
586 Averest Capital Limited 2 3 5 60.00
587 Avia Asset Management Limited 2 1 3 33.33
588 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
589 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
590 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
591 Axis Capital Management Limited 3 0 3 0.00
592 BALI SECURITIES CO. LIMITED 3 0 3 0.00
593 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
594 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
595 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
596 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
597 BEA Union Investment Management Limited 4 12 16 75.00
598 BEAR BRIGHT LIMITED 2 3 5 60.00
599 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
600 Beijing Securities Limited 1 0 1 0.00
601 Belvest Investment Services Limited 3 14 17 82.35
602 Bentley Capital Limited (HK) 3 0 3 0.00
603 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
604 BERICH BROKERAGE LIMITED 4 14 18 77.78
605 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
606 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
607 Black Marble Securities Limited 2 3 5 60.00
608 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
609 BLOOMYEARS LIMITED 2 3 5 60.00
610 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
611 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
612 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
613 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
614 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
615 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
616 BOCI ASIA LIMITED 11 43 54 79.63
617 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
618 BOCI RESEARCH LIMITED 3 31 34 91.18
619 BOKHARY SECURITIES LIMITED 2 6 8 75.00
620 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
621 BOWEN ASIA LIMITED 5 1 6 16.67
622 Bradbury Securities Limited 3 7 10 70.00
623 Bright Fund Management Limited 3 11 14 78.57
624 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
625 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
626 Broadway Wealth Management Limited 2 4 6 66.67
627 BROOKE CAPITAL LIMITED 2 1 3 33.33
628 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
629 BULLISH SECURITIES LIMITED 2 10 12 83.33
630 BUSINESS FUTURES LIMITED 2 8 10 80.00
631 BUSINESS SECURITIES LIMITED 2 17 19 89.47
632 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
633 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
634 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
635 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
636 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
637 CASH Wealth Management Limited 4 53 57 92.98
638 CBH Asia Limited 4 17 21 80.95
639 CBRE Investment Management (Asia) Limited 1 4 5 80.00
640 CCB Securities Limited 2 4 6 66.67
641 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
642 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
643 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
644 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
645 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
646 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
647 CERES CAPITAL LIMITED 3 0 3 0.00
648 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
649 CES Commodities (HK) Limited 8 345 353 97.73
650 CES Forex (HK) Limited 4 146 150 97.33
651 CES International Commodities (HK) Limited 3 7 10 70.00
652 CGS International Securities Hong Kong Limited 5 29 34 85.29
653 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
654 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
655 Chanceton Capital Partners Limited 3 0 3 0.00
656 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
657 ChapmanCraig Limited 2 2 4 50.00
658 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
659 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
660 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
661 CHEETAH ADVISORS LIMITED 2 0 2 0.00
662 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
663 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
664 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
665 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
666 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
667 China Best International Futures Co., Limited 2 2 4 50.00
668 China Enterprise Securities Company Limited 2 1 3 33.33
669 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
670 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
671 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
672 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
673 China Finance Holdings Limited 2 1 3 33.33
674 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
675 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
676 China Integrity Investment Limited 2 3 5 60.00
677 China International Capital Corporation (International) Limited 9 88 97 90.72
678 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
679 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
680 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
681 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
682 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
683 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
684 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
685 China Reserve Securities Limited 4 3 7 42.86
686 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
687 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
688 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
689 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
690 China Tonghai (IA) Limited 3 9 12 75.00
691 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
692 CHONG HING SECURITIES LIMITED 4 54 58 93.10
693 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
694 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
695 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
696 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
697 CHUANGS & CO. LIMITED 3 1 4 25.00
698 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
699 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
700 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
701 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
702 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
703 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
704 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
705 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
706 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
707 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
708 CITIC Securities Futures (HK) Limited 7 100 107 93.46
709 Citigroup Global Markets Asia Limited 23 574 597 96.15
710 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
711 CLSA FUTURES LIMITED 4 18 22 81.82
712 CLSA LIMITED 7 123 130 94.62
713 CLSA RESEARCH LIMITED 2 104 106 98.11
714 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
715 CMB International Global Markets Limited 5 13 18 72.22
716 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
717 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
718 COL Securities (HK) Limited 3 1 4 25.00
719 COMGEST FAR EAST LIMITED 2 2 4 50.00
720 COMMENCE COMPANY LIMITED 2 0 2 0.00
721 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
722 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
723 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
724 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
725 CORPORATE BROKERS LIMITED 4 81 85 95.29
726 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
727 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
728 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
729 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
730 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
731 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
732 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
733 CS Wealth Securities Limited 4 3 7 42.86
734 CSC ASIA LIMITED 4 7 11 63.64
735 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
736 CSC FUTURES (HK) LIMITED 3 22 25 88.00
737 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
738 CTW SECURITIES LIMITED 2 3 5 60.00
739 CUPOLA CAPITAL LIMITED 4 1 5 20.00
740 CVC Asia Pacific Limited 4 6 10 60.00
741 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
742 D.J. SECURITIES LIMITED 2 0 2 0.00
743 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
744 DAH SING SECURITIES LIMITED 2 2 4 50.00
745 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
746 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
747 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
748 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
749 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
750 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
751 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
752 Delta Asia Wealth Management Limited 2 1 3 33.33
753 DL BROKERAGE LIMITED 3 18 21 85.71
754 DNB Asset Management (Asia) Limited 4 3 7 42.86
755 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
756 DWS Investments Hong Kong Limited 5 33 38 86.84
757 EAA SECURITIES LIMITED 2 2 4 50.00
758 EAST ASIA FUTURES LIMITED 2 11 13 84.62
759 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
760 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
761 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
762 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
763 ELSTONE SECURITIES LIMITED 4 13 17 76.47
764 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
765 EMPEROR FUTURES LIMITED 4 66 70 94.29
766 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
767 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
768 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
769 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
770 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
771 EQT Partners Asia Limited 2 3 5 60.00
772 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
773 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
774 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
775 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
776 Everbright Securities Global (HK) Limited 3 8 11 72.73
777 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
778 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
779 EVERHOT SECURITIES LIMITED 3 8 11 72.73
780 EWARTON SECURITIES LIMITED 3 17 20 85.00
781 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
782 F. R. ZIMMERN LIMITED 2 3 5 60.00
783 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
784 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
785 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
786 FAIRWIN BROKING LIMITED 2 5 7 71.43
787 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
788 FDB Financial Group Limited 4 3 7 42.86
789 FE SECURITIES LIMITED 4 6 10 60.00
790 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
791 FIL Investment Advisors 6 85 91 93.41
792 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
793 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
794 Finet Securities Limited 3 4 7 57.14
795 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
796 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
797 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
798 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
799 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
800 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
801 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
802 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
803 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
804 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
805 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
806 Fosun International Securities Limited 5 21 26 80.77
807 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
808 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
809 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
810 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
811 Fubon Capital (HK) Limited 3 3 6 50.00
812 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
813 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
814 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
815 FULL WIN SECURITIES LIMITED 2 1 3 33.33
816 FULLJET SECURITIES LIMITED 2 0 2 0.00
817 Funderstone Asset Management (HK) Limited 1 1 2 50.00
818 Funderstone Futures Limited 2 40 42 95.24
819 Funderstone Securities Limited 3 45 48 93.75
820 FWD Financial Planning Limited (HK) 3 66 69 95.65
821 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
822 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
823 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
824 GAM HONG KONG LIMITED 4 27 31 87.10
825 GAOYU SECURITIES LIMITED 4 14 18 77.78
826 GAYANG SECURITIES LIMITED 2 21 23 91.30
827 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
828 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
829 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
830 GET NICE CAPITAL LIMITED 3 0 3 0.00
831 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
832 GET NICE SECURITIES LIMITED 6 94 100 94.00
833 GIGA (HONG KONG) LIMITED 3 7 10 70.00
834 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
835 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
836 Glory Sun Securities Limited 3 20 23 86.96
837 GLS SECURITIES LIMITED 2 5 7 71.43
838 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
839 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
840 Goldbridge Securities Limited 3 3 6 50.00
841 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
842 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
843 Goldin Equities Limited 2 1 3 33.33
844 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
845 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
846 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
847 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
848 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
849 Goldyard Capital Limited 2 6 8 75.00
850 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
851 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
852 Grand Cartel Securities Company Limited 2 3 5 60.00
853 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
854 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
855 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
856 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
857 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
858 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
859 Grit Securities Limited 2 2 4 50.00
860 GT CAPITAL LIMITED 2 6 8 75.00
861 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
862 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 75.00
863 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
864 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
865 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
866 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
867 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
868 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
869 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
870 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
871 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
872 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
873 HANG SENG FUTURES LIMITED 2 6 8 75.00
874 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
875 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
876 HANG SENG SECURITIES LIMITED 5 21 26 80.77
877 HANG TAI SECURITIES LIMITED 2 13 15 86.67
878 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
879 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
880 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
881 Hao Tian International Securities Limited 3 7 10 70.00
882 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
883 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
884 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
885 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
886 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
887 HENIK SECURITIES LIMITED 2 10 12 83.33
888 HENYEP SECURITIES LIMITED 3 18 21 85.71
889 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
890 HERMES SECURITIES LIMITED 2 7 9 77.78
891 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
892 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
893 HING WONG SECURITIES LIMITED 3 13 16 81.25
894 HIP HING SECURITIES LIMITED 2 2 4 50.00
895 HOI SANG SECURITIES LIMITED 3 2 5 40.00
896 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
897 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
898 Hong Kong Stock Link Securities Limited 3 7 10 70.00
899 Hongkong Bay Securities Limited 2 7 9 77.78
900 HOORAY CAPITAL LIMITED 2 0 2 0.00
901 HOORAY SECURITIES LIMITED 3 1 4 25.00
902 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
903 HOU TAK SECURITIES LIMITED 2 2 4 50.00
904 HPEF Capital Partners Limited 5 20 25 80.00
905 HPEF Venture Partners Limited 4 5 9 55.56
906 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
907 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
908 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
909 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
910 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
911 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
912 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
913 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
914 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
915 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
916 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
917 HSZ (HONG KONG) LIMITED 3 2 5 40.00
918 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
919 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
920 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
921 Huajin Corporate Finance (International) Limited 4 9 13 69.23
922 Huayu Securities Limited 2 7 9 77.78
923 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
924 HUNG SING FUTURES LIMITED 2 3 5 60.00
925 HUNG SING SECURITIES LIMITED 2 18 20 90.00
926 iBest Consultants Limited 2 61 63 96.83
927 iBest Securities Company Limited 3 7 10 70.00
928 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
929 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
930 ICEA CAPITAL LIMITED 7 30 37 81.08
931 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
932 iFAST Securities (HK) Limited 3 3 6 50.00
933 Imagi Brokerage Limited 3 5 8 62.50
934 IMARKETS LIMITED 2 1 3 33.33
935 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
936 Income Partners Asset Management (HK) Limited 4 9 13 69.23
937 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
938 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
939 Instinet Alpha Trading Limited 4 2 6 33.33
940 INSTINET PACIFIC LIMITED 5 24 29 82.76
941 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
942 INTERCHINA FUTURES LIMITED 2 2 4 50.00
943 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
944 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
945 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
946 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
947 INVESCO HONG KONG LIMITED 8 42 50 84.00
948 iVenture Investment Management Limited 2 1 3 33.33
949 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
950 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
951 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
952 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
953 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
954 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
955 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
956 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
957 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
958 JK Capital Management Limited 4 1 5 20.00
959 JOINCAP CAPITAL LIMITED 2 0 2 0.00
960 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
961 Joy Silver Limited 5 7 12 58.33
962 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
963 JPMorgan Funds (Asia) Limited 8 84 92 91.30
964 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
965 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
966 JVSakk Asia Limited 2 1 3 33.33
967 K.K.M. SECURITIES LIMITED 2 7 9 77.78
968 KAISER FUTURES LIMITED 3 26 29 89.66
969 Kaiser KT Capital Limited 2 1 3 33.33
970 KAISER SECURITIES LIMITED 2 21 23 91.30
971 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
972 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
973 Kam Wah Investments Limited 2 3 5 60.00
974 KARFORD SECURITIES LIMITED 2 0 2 0.00
975 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
976 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
977 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
978 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
979 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
980 KB Securities Hong Kong Limited 3 5 8 62.50
981 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
982 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
983 KGI ASIA LIMITED 11 283 294 96.26
984 KGI Asset Management Limited 2 1 3 33.33
985 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
986 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
987 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
988 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
989 KILMOREY SECURITIES LIMITED 2 5 7 71.43
990 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
991 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
992 King Sun Securities Limited 2 8 10 80.00
993 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
994 KINGSTON FUTURES LIMITED 2 15 17 88.24
995 KINGSTON SECURITIES LIMITED 3 49 52 94.23
996 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
997 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
998 KMT SECURITIES LIMITED 2 7 9 77.78
999 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
1000 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
1001 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1002 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1003 KWOK HING SECURITIES LIMITED 2 4 6 66.67
1004 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
1005 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
1006 LAMTEX SECURITIES LIMITED 3 10 13 76.92
1007 LAU & COMPANY LIMITED 2 0 2 0.00
1008 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
1009 LEHIN SECURITIES LIMITED 3 24 27 88.89
1010 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
1011 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
1012 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
1013 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
1014 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
1015 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
1016 LIM ADVISORS LIMITED 6 8 14 57.14
1017 Lion Global Financial Limited 6 99 105 94.29
1018 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
1019 Lombard Investments (HK) Limited 2 0 2 0.00
1020 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
1021 Longitude Asia Limited 2 4 6 66.67
1022 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1023 LUEN HING SECURITIES LIMITED 3 7 10 70.00
1024 LUEN SING SECURITIES LIMITED 4 9 13 69.23
1025 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
1026 Lynx Portfolio Limited 2 1 3 33.33
1027 M&F Asset Management Limited 3 10 13 76.92
1028 Mackenzie Investments Asia Limited 3 3 6 50.00
1029 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
1030 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
1031 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
1032 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
1033 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
1034 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1035 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
1036 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
1037 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1038 MANGO FINANCIAL LIMITED 3 12 15 80.00
1039 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
1040 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
1041 MARC FABER LIMITED 2 0 2 0.00
1042 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
1043 Mason Futures Limited (HK) 4 27 31 87.10
1044 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1045 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
1046 Mason Securities Limited 5 44 49 89.80
1047 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1048 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1049 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
1050 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
1051 Matrix Securities Limited 5 2 7 28.57
1052 MCP Holdings Limited (HK) 3 7 10 70.00
1053 MEAG Hong Kong Limited 2 3 5 60.00
1054 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1055 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1056 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
1057 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
1058 Merdeka Securities Limited 3 2 5 40.00
1059 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
1060 Merrill Lynch Far East Limited 15 346 361 95.84
1061 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
1062 MESSIS CAPITAL LIMITED 2 1 3 33.33
1063 Metaverse Securities Limited (HK) 3 3 6 50.00
1064 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
1065 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
1066 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
1067 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
1068 Minerva Holding Financial Securities Limited 3 9 12 75.00
1069 MING HON SECURITIES LIMITED 3 1 4 25.00
1070 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
1071 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1072 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
1073 MoneyMore Securities Limited 2 12 14 85.71
1074 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
1075 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
1076 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
1077 MORTON SECURITIES LIMITED 2 3 5 60.00
1078 MTF SECURITIES LIMITED 2 18 20 90.00
1079 MUSHK Limited 8 39 47 82.98
1080 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1081 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
1082 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
1083 Neutral Financial Holding Company Limited 3 6 9 66.67
1084 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
1085 NEW TREND FUTURES LIMITED 4 6 10 60.00
1086 Newedge Broker Limited 4 66 70 94.29
1087 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1088 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
1089 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
1090 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
1091 Nittan Securities Asia Limited 2 3 5 60.00
1092 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
1093 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
1094 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
1095 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
1096 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1097 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
1098 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1099 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
1100 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
1101 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1102 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
1103 OnePlatform Securities Limited 2 29 31 93.55
1104 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1105 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1106 Open Asset Management Limited 2 0 2 0.00
1107 Open Securities Limited 4 11 15 73.33
1108 Oreana Financial Services Limited 2 4 6 66.67
1109 ORIENT SECURITIES LIMITED 1 13 14 92.86
1110 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
1111 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
1112 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1113 Oshidori Corporate Finance Limited 2 1 3 33.33
1114 Oshidori Securities Limited 2 6 8 75.00
1115 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1116 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1117 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1118 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1119 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1120 Pacific Sun Advisors Limited 3 0 3 0.00
1121 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
1122 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1123 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
1124 PANURGY LIMITED 4 1 5 20.00
1125 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
1126 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1127 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
1128 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1129 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1130 PEACE TOWN FOREX LIMITED 4 21 25 84.00
1131 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1132 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
1133 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
1134 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
1135 PGIM (Hong Kong) Limited 2 0 2 0.00
1136 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
1137 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
1138 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1139 PineBridge Investments Asia Limited 3 35 38 92.11
1140 PineBridge Investments Hong Kong Limited 4 16 20 80.00
1141 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
1142 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
1143 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
1144 Planetree Futures Limited 4 6 10 60.00
1145 Planetree Securities Limited 4 16 20 80.00
1146 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
1147 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
1148 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1149 PO LEE SECURITIES LIMITED 2 3 5 60.00
1150 PO SANG SECURITIES LIMITED 3 12 15 80.00
1151 Polaris Capital (Asia) Limited 7 13 20 65.00
1152 Polen Capital HK Limited 2 0 2 0.00
1153 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
1154 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1155 Prime Cdex Securities Limited 4 25 29 86.21
1156 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
1157 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
1158 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
1159 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
1160 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1161 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
1162 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
1163 Public Financial Securities Limited 2 8 10 80.00
1164 Public Securities Limited 2 4 6 66.67
1165 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
1166 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
1167 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
1168 QUAM FUTURES LIMITED 2 0 2 0.00
1169 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1170 Rakuten Securities Hong Kong Limited 2 38 40 95.00
1171 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1172 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
1173 RBS Asia Corporate Finance Limited 8 37 45 82.22
1174 RBS Asia Futures Limited 0 3 3 100.00
1175 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1176 Redford Asset Management Limited 1 1 2 50.00
1177 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1178 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1179 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
1180 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
1181 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
1182 Rich Union Securities (H.K.) Limited 4 43 47 91.49
1183 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1184 Rifa Securities Limited 3 7 10 70.00
1185 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1186 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1187 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1188 ROOFER SECURITIES LIMITED 3 9 12 75.00
1189 ROSA SECURITIES LIMITED 3 4 7 57.14
1190 RPS INVESTMENT LIMITED 4 10 14 71.43
1191 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1192 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
1193 SANFULL SECURITIES LIMITED 6 54 60 90.00
1194 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
1195 SBI China Capital Commodities Limited 4 14 18 77.78
1196 SBI China Capital Financial Services Limited 2 13 15 86.67
1197 SBI China Capital Securities Limited 3 31 34 91.18
1198 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
1199 SCM CHINA LIMITED 2 0 2 0.00
1200 SDHG International Securities Limited 3 7 10 70.00
1201 SDIC Securities International Financial Holdings Limited 2 19 21 90.48
1202 SEEKERS MARKETS LIMITED 2 10 12 83.33
1203 SELINA & CO. LIMITED (HK) 2 7 9 77.78
1204 SHACOM FUTURES LIMITED 3 2 5 40.00
1205 Shacom Securities Limited 2 14 16 87.50
1206 Shang International Finance Limited 6 15 21 71.43
1207 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1208 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
1209 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
1210 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
1211 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
1212 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1213 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
1214 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
1215 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
1216 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
1217 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
1218 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1219 Silk Road International Capital Limited 3 1 4 25.00
1220 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1221 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1222 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
1223 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
1224 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1225 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
1226 SINOMAX SECURITIES LIMITED 2 9 11 81.82
1227 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
1228 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
1229 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
1230 SIU ON SECURITIES LIMITED 2 4 6 66.67
1231 SKY WARD ASIA LIMITED 2 0 2 0.00
1232 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1233 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
1234 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1235 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1236 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1237 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
1238 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
1239 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
1240 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
1241 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1242 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
1243 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
1244 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
1245 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
1246 SPDB International Holdings Limited 3 0 3 0.00
1247 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
1248 SPS COMMODITIES LIMITED 2 7 9 77.78
1249 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1250 SPS SECURITIES LIMITED 5 16 21 76.19
1251 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1252 St. James's Place (Hong Kong) Limited 3 10 13 76.92
1253 STANDARD & POOR'S, LLC 2 2 4 50.00
1254 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
1255 Standard Commodities (Asia) Limited 3 4 7 57.14
1256 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1257 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
1258 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
1259 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
1260 Stellar Securities Limited 3 1 4 25.00
1261 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1262 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
1263 Success Securities Limited 2 29 31 93.55
1264 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1265 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
1266 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1267 Sun Life Hong Kong Limited 2 425 427 99.53
1268 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1269 SUN'S FUTURE LIMITED 3 3 6 50.00
1270 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1271 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
1272 T G HOLBORN (HK) LIMITED 4 57 61 93.44
1273 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1274 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
1275 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1276 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1277 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1278 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1279 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
1280 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
1281 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1282 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1283 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1284 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
1285 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
1286 Taiping Securities (HK) Co Limited 4 40 44 90.91
1287 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1288 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1289 TANG PING KONG LIMITED 3 7 10 70.00
1290 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1291 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1292 TC Investment Management (Asia) Limited 2 0 2 0.00
1293 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1294 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
1295 Templewater Hong Kong Limited 4 6 10 60.00
1296 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1297 THING ON SECURITIES LIMITED 2 6 8 75.00
1298 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1299 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
1300 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1301 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
1302 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
1303 Tokio Marine Investment Services, Limited 3 3 6 50.00
1304 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
1305 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
1306 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1307 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
1308 TRUTH SECURITIES LIMITED 4 2 6 33.33
1309 TSE'S SECURITIES LIMITED 1 28 29 96.55
1310 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
1311 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
1312 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
1313 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1314 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
1315 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1316 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1317 TVC MANAGEMENT LIMITED 2 0 2 0.00
1318 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1319 Tyche Group Limited 2 8 10 80.00
1320 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
1321 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
1322 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
1323 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
1324 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
1325 United Securities Limited (HK) 2 4 6 66.67
1326 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
1327 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
1328 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
1329 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
1330 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
1331 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
1332 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
1333 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1334 VALUE PARTNERS LIMITED 6 31 37 83.78
1335 Value Partners Private Equity Limited 4 4 8 50.00
1336 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1337 Vantum Futures Limited 2 2 4 50.00
1338 VC BROKERAGE LIMITED 3 73 76 96.05
1339 VC CAPITAL LIMITED 4 5 9 55.56
1340 VC International Asset Management Limited 3 2 5 40.00
1341 VC INTERNATIONAL TRADING LIMITED 4 44 48 91.67
1342 VERCAP Financial Services Limited 2 0 2 0.00
1343 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1344 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1345 Virtu ITG Hong Kong Limited 5 10 15 66.67
1346 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
1347 VMS Securities Limited 2 1 3 33.33
1348 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1349 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1350 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1351 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1352 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1353 Wanhai Securities (HK) Limited 3 5 8 62.50
1354 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
1355 Waton Securities International Limited 2 4 6 66.67
1356 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1357 Well Link International Securities Limited 2 18 20 90.00
1358 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1359 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1360 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1361 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
1362 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1363 WILBY SECURITIES LIMITED 2 2 4 50.00
1364 Win Securities Limited 3 4 7 57.14
1365 WIN WONG SECURITIES LIMITED 2 29 31 93.55
1366 WINFULL SECURITIES LIMITED 3 20 23 86.96
1367 WING FAT SECURITIES LIMITED 3 9 12 75.00
1368 WING FUNG SECURITIES LIMITED 3 11 14 78.57
1369 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1370 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
1371 WING ON SECURITIES LIMITED 2 8 10 80.00
1372 WING TAK SECURITIES LIMITED 2 0 2 0.00
1373 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1374 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
1375 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
1376 Winner International Securities Limited 4 16 20 80.00
1377 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
1378 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1379 WINTECH SECURITIES LIMITED 4 10 14 71.43
1380 Wisetrade Securities Limited 3 10 13 76.92
1381 WM (HK) Limited 2 1293 1295 99.85
1382 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
1383 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1384 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1385 WOCOM LIMITED (HK) 4 26 30 86.67
1386 WOCOM SECURITIES LIMITED 5 36 41 87.80
1387 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1388 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1389 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1390 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1391 YF FUTURES COMPANY LIMITED 2 3 5 60.00
1392 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
1393 YICKO SECURITIES LIMITED 4 17 21 80.95
1394 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1395 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1396 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1397 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1398 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1399 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
1400 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
1401 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1402 Yunfeng Financial Markets Limited 3 4 7 57.14
1403 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1404 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
1405 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
1405 Average 3.26 24.16 27.43 88.11

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