SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 62 745 807 92.32
2 Credit Suisse (Hong Kong) Limited 26 349 375 93.07 2008-11-04
3 Citigroup Global Markets Asia Limited 22 486 508 95.67 2008-03-31
4 Morgan Stanley Asia Limited 20 1032 1052 98.10 2006-04-07
5 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 318 336 94.64 2003-10-15
6 MACQUARIE CAPITAL LIMITED 18 394 412 95.63
7 Merrill Lynch (Asia Pacific) Limited 18 884 902 98.00
8 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 288 305 94.43
9 KGI ASIA LIMITED 16 353 369 95.66
10 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 61 77 79.22 2004-05-31
11 BARCLAYS CAPITAL ASIA LIMITED 14 175 189 92.59 2005-01-12
12 BOCI ASIA LIMITED 14 56 70 80.00
13 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 183 197 92.89 2008-08-20
14 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 14 102 116 87.93 2005-02-15
15 Merrill Lynch Far East Limited 13 350 363 96.42
16 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 658 671 98.06
17 Standard Chartered Securities (Hong Kong) Limited 13 47 60 78.33
18 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
19 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 12 351 363 96.69 2003-09-30
20 KGI SECURITIES (HONG KONG) LIMITED 12 47 59 79.66
21 BOCI SECURITIES LIMITED 11 266 277 96.03 2004-03-01
22 CITIC Securities Brokerage (HK) Limited 11 160 171 93.57
23 Everbright Securities Investment Services (HK) Limited 11 525 536 97.95
24 OnePlatform Asset Management Limited 11 1074 1085 98.99 2007-07-04
25 Yuanta Asia Investment (Hong Kong) Limited 11 87 98 88.78 2003-08-13
26 BARING ASSET MANAGEMENT (ASIA) LIMITED 10 12 22 54.55 2003-08-29
27 FIL Investment Management (Hong Kong) Limited 10 149 159 93.71
28 HSBC Global Asset Management (Hong Kong) Limited 10 71 81 87.65 2006-03-29
29 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 53 63 84.13 2005-06-06
30 KGI FUTURES (HONG KONG) LIMITED 10 268 278 96.40
31 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 88 98 89.80 2008-04-17
32 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 10 449 459 97.82
33 AllianceBernstein Hong Kong Limited 9 30 39 76.92 2006-10-05
34 Credit Suisse Securities (Hong Kong) Limited 9 79 88 89.77
35 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 9 32 41 78.05
36 JPMorgan Asset Management (Asia Pacific) Limited 9 82 91 90.11 2006-02-16
37 MIZUHO SECURITIES ASIA LIMITED 9 52 61 85.25 2007-02-26
38 Nerico Brothers Limited (HK) 9 60 69 86.96 2004-11-30
39 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 24 33 72.73 2007-06-20
40 SINOPAC SECURITIES (ASIA) LIMITED 9 64 73 87.67
41 ABCI Securities Company Limited 8 43 51 84.31 2005-11-15
42 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
43 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
44 BOCOM International Securities Limited 8 127 135 94.07 2007-09-10
45 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 19 27 70.37 2005-11-29
46 CCB INTERNATIONAL CAPITAL LIMITED 8 30 38 78.95 2004-05-27
47 CES Commodities (HK) Limited 8 401 409 98.04
48 CHINA EVERBRIGHT CAPITAL LIMITED 8 11 19 57.89 2005-05-09
49 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 105 113 92.92
50 CITIC Securities Futures (HK) Limited 8 93 101 92.08
51 Credit Agricole Securities (Asia) Limited 8 64 72 88.89
52 EMPEROR SECURITIES LIMITED (HK) 8 169 177 95.48
53 FIL Investment Advisors 8 78 86 90.70
54 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
55 Halbis Capital Management (Hong Kong) Limited 8 27 35 77.14 2005-06-23
56 HSBC BROKING SECURITIES (ASIA) LIMITED 8 171 179 95.53
57 ICEA CAPITAL LIMITED 8 24 32 75.00
58 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 143 151 94.70 2003-12-02
59 JPMorgan Funds (Asia) Limited 8 85 93 91.40
60 Macquarie Corporate (Hong Kong) Limited 8 143 151 94.70
61 Mirae Asset Securities (HK) Limited 8 21 29 72.41 2007-01-11
62 MUSHK Limited 8 46 54 85.19
63 RHB SECURITIES HONG KONG LIMITED 8 88 96 91.67 2006-11-17
64 SG SECURITIES (HK) LIMITED 8 147 155 94.84 2003-12-16
65 Shang International Finance Limited 8 17 25 68.00
66 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 173 181 95.58
67 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 8 13 21 61.90 2008-02-21
68 UBS SECURITIES ASIA LIMITED 8 292 300 97.33
69 ABN AMRO Clearing (Futures) Hong Kong Limited 7 8 15 53.33
70 BGC SECURITIES (HONG KONG) LLC 7 25 32 78.13 2007-08-29
71 BlackRock (Hong Kong) Limited (d2017-01-20) 7 47 54 87.04
72 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 184 191 96.34 2007-07-04
73 CCB INTERNATIONAL SECURITIES LIMITED 7 31 38 81.58 2005-08-19
74 CITIC Securities (Hong Kong) Limited 7 16 23 69.57
75 CLSA LIMITED 7 154 161 95.65
76 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 151 158 95.57
77 CSI Corporate Finance (HK) Limited 7 13 20 65.00 2007-08-01
78 FLAG Squadron Asia Limited 7 4 11 36.36 2006-10-24
79 Fosun International Securities Limited 7 22 29 75.86 2008-06-23
80 HAITONG INTERNATIONAL FUTURES LIMITED 7 280 287 97.56
81 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 37 44 84.09
82 INVESCO HONG KONG LIMITED 7 49 56 87.50
83 KOREA INVESTMENT & SECURITIES ASIA LIMITED 7 6 13 46.15
84 MF Global Hong Kong Limited 7 19 26 73.08 2005-08-26
85 MF Securities Hong Kong Limited 7 14 21 66.67 2008-02-21
86 MIB SECURITIES (HONG KONG) LIMITED 7 67 74 90.54
87 Morgan Stanley Hong Kong Futures Limited 7 421 428 98.36
88 Optima Capital Limited 7 12 19 63.16 2007-10-25
89 Polaris Capital (Asia) Limited 7 14 21 66.67
90 Quam Securities Limited 7 72 79 91.14 2004-10-15
91 RBS Asia Corporate Finance Limited 7 57 64 89.06
92 SAIL ADVISORS LIMITED 7 17 24 70.83 2004-05-17
93 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 57 64 89.06
94 UBS Asset Management (Hong Kong) Limited 7 28 35 80.00
95 Amundi Hong Kong Limited 6 30 36 83.33
96 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 347 353 98.30 2006-01-25
97 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 49 55 89.09
98 BOCI ASSET MANAGEMENT LIMITED 6 1 7 14.29
99 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 6 38 44 86.36 2004-07-15
100 CELESTIAL SECURITIES LIMITED 6 267 273 97.80 2004-03-13
101 CES Capital International (Hong Kong) Co., Limited 6 4 10 40.00 2008-03-20
102 CGS International Securities Hong Kong Limited 6 30 36 83.33
103 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 12 18 66.67 2006-07-03
104 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 160 166 96.39
105 CSC SECURITIES (HK) LIMITED 6 36 42 85.71 2003-12-29
106 DBS ASIA CAPITAL LIMITED 6 19 25 76.00
107 DEUTSCHE SECURITIES ASIA LIMITED 6 184 190 96.84 2004-01-08
108 ETRADE SECURITIES (HONG KONG) LIMITED 6 16 22 72.73 2004-03-19
109 First Sentier Investors (Hong Kong) Limited 6 22 28 78.57
110 FULBRIGHT SECURITIES LIMITED 6 117 123 95.12
111 GENERALI INVESTMENTS ASIA LIMITED 6 11 17 64.71 2006-02-08
112 GF Capital (Hong Kong) Limited 6 5 11 45.45 2007-01-31
113 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 6 29 35 82.86 2007-04-18
114 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 85 91 93.41
115 HAITONG INTERNATIONAL CAPITAL LIMITED 6 9 15 60.00
116 LIM ADVISORS LIMITED 6 10 16 62.50
117 LUEN FAT SECURITIES COMPANY LIMITED 6 56 62 90.32
118 Manulife Investment Management (Hong Kong) Limited 6 1455 1461 99.59
119 Mason Securities Limited 6 43 49 87.76
120 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 6 25 31 80.65 2008-06-30
121 MCP Asset Management Company Limited 6 7 13 53.85 2005-08-23
122 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
123 PHILLIP SECURITIES (HONG KONG) LIMITED 6 683 689 99.13
124 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 38 44 86.36
125 SANFULL SECURITIES LIMITED 6 62 68 91.18
126 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 9 15 60.00
127 SPARX Asia Investment Advisors Limited 6 22 28 78.57 2004-04-20
128 TT INTERNATIONAL (HONG KONG) LIMITED 6 14 20 70.00 2004-06-04
129 UPBEST SECURITIES COMPANY LIMITED 6 32 38 84.21
130 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
131 AISANCE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2005-06-16
132 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 38 43 88.37 2007-01-12
133 AMPLE CAPITAL LIMITED 5 10 15 66.67 2007-01-02
134 APG Investments Asia Limited 5 8 13 61.54 2008-11-18
135 Arta Asset Management Limited 5 1 6 16.67 2008-07-10
136 Astrum Capital Management Limited (HK) 5 3 8 37.50 2005-07-08
137 BLACKSTONE GROUP (HK) LIMITED (THE) 5 25 30 83.33 2008-10-14
138 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 124 129 96.12
139 BOCOM International (Asia) Limited 5 7 12 58.33 2007-09-21
140 BOWEN ASIA LIMITED 5 2 7 28.57
141 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 47 52 90.38
142 CELESTIAL COMMODITIES LIMITED 5 153 158 96.84
143 CHARLES SCHWAB, HONG KONG, LIMITED 5 11 16 68.75
144 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
145 CHEONG LEE SECURITIES LIMITED 5 10 15 66.67 2005-11-24
146 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 5 72 77 93.51 2003-10-31
147 China Gather Wealth Financial Company Limited 5 9 14 64.29 2005-04-01
148 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00
149 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 6 11 54.55 2007-04-20
150 CMB International Global Markets Limited 5 13 18 72.22
151 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 100 105 95.24
152 CTBC Asia Limited 5 10 15 66.67 2004-01-14
153 DBS VICKERS (HONG KONG) LIMITED 5 146 151 96.69 2003-10-14
154 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 9 14 64.29
155 DWS Investments Hong Kong Limited 5 50 55 90.91
156 Eastspring Investments (Hong Kong) Limited 5 23 28 82.14 2006-08-08
157 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 231 236 97.88
158 FDB Financial Group Limited 5 3 8 37.50
159 FIRST SHANGHAI SECURITIES LIMITED 5 62 67 92.54
160 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 28 33 84.85
161 FT Securities Limited 5 89 94 94.68 2005-09-22
162 GET NICE SECURITIES LIMITED 5 94 99 94.95
163 GINGER CAPITAL MANAGEMENT LIMITED 5 4 9 44.44 2004-11-18
164 GUOTAI JUNAN CAPITAL LIMITED 5 18 23 78.26
165 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 18 23 78.26 2005-11-15
166 HANG SENG SECURITIES LIMITED 5 29 34 85.29
167 HPEF Capital Partners Limited 5 22 27 81.48
168 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 28 33 84.85
169 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
170 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 46 51 90.20
171 Huarong International Securities Limited 5 63 68 92.65 2004-10-25
172 ICBC Asset Management (Global) Company Limited 5 5 10 50.00
173 INSTINET PACIFIC LIMITED 5 31 36 86.11
174 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 30 35 85.71
175 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 21 26 80.77
176 KAM FAI SECURITIES CO., LIMITED 5 25 30 83.33
177 KGI CAPITAL (HONG KONG) LIMITED 5 7 12 58.33 2005-07-08
178 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
179 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
180 KINGSWAY CAPITAL LIMITED 5 6 11 54.55 2008-08-14
181 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
182 Legg Mason Asset Management Hong Kong Limited 5 22 27 81.48 2005-10-31
183 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 57 62 91.94
184 Lion Global Financial Limited 5 104 109 95.41 2008-10-10
185 LOMBARD ODIER (HONG KONG) LIMITED 5 8 13 61.54
186 MANULIFE (INTERNATIONAL) LIMITED 5 15 20 75.00
187 Mason Futures Limited (HK) 5 27 32 84.38
188 Matrix Securities Limited 5 2 7 28.57
189 MIDLAND WEALTH MANAGEMENT LIMITED 5 36 41 87.80 2008-02-18
190 NATIXIS ASIA LIMITED 5 40 45 88.89 2004-10-19
191 Newedge Broker Limited 5 90 95 94.74
192 OKASAN INTERNATIONAL (ASIA) LIMITED 5 19 24 79.17 2007-05-17
193 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
194 PEACE TOWN FUTURES LIMITED 5 14 19 73.68
195 PHILLIP COMMODITIES (H.K.) LIMITED 5 441 446 98.88 2003-12-09
196 PLATINUM SECURITIES COMPANY LIMITED 5 8 13 61.54
197 RAB CAPITAL (ASIA) LIMITED 5 6 11 54.55 2007-09-28
198 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 53 58 91.38 2004-10-14
199 REALINK FINANCIAL TRADE LIMITED 5 15 20 75.00 2003-09-25
200 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
201 RHB FUTURES HONG KONG LIMITED 5 41 46 89.13 2005-09-28
202 Rich Union Securities (H.K.) Limited 5 41 46 89.13
203 Robeco Hong Kong Limited 5 6 11 54.55 2007-12-18
204 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
205 SBI China Capital Securities Limited 5 26 31 83.87
206 SDHG International Asset Management Limited 5 1 6 16.67 2008-12-02
207 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 16.67 2008-11-07
208 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
209 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
210 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 117 122 95.90
211 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27
212 SINOPAC FUTURES (ASIA) LIMITED 5 3 8 37.50
213 SMBC Nikko Securities (Hong Kong) Limited 5 4 9 44.44
214 SPS SECURITIES LIMITED 5 16 21 76.19
215 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 25 30 83.33
216 Taiping Securities (HK) Co Limited 5 38 43 88.37
217 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 5 44 49 89.80 2003-09-24
218 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
219 VALUE PARTNERS HONG KONG LIMITED 5 31 36 86.11 2007-11-19
220 VALUE PARTNERS LIMITED 5 31 36 86.11
221 Virtu ITG Hong Kong Limited 5 16 21 76.19
222 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
223 VISION FINANCE INTERNATIONAL COMPANY LIMITED 5 4 9 44.44 2007-11-29
224 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
225 WOCOM LIMITED (HK) 5 30 35 85.71
226 WOCOM SECURITIES LIMITED 5 36 41 87.80
227 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
228 ABN AMRO Clearing Hong Kong Limited 4 4 8 50.00
229 abrdn Hong Kong Limited 4 4 8 50.00
230 Aetas Global Markets Limited 4 2 6 33.33 2005-10-26
231 AIF CAPITAL LIMITED 4 10 14 71.43
232 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
233 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 42.86 2004-09-07
234 Allianz Global Investors Hong Kong Limited 4 51 55 92.73
235 Alpha Nova Capital Management Limited 4 1 5 20.00
236 AMS CAPITAL LIMITED (d2012-07-13) 4 3 7 42.86
237 Asia Pacific Securities Limited 4 10 14 71.43
238 AXA Financial Planning (Hong Kong) Limited 4 38 42 90.48
239 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
240 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
241 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
242 BEA Union Investment Management Limited 4 23 27 85.19
243 Beevest Securities Limited 4 37 41 90.24 2005-03-07
244 Beijing Securities Limited 4 2 6 33.33 2008-11-07
245 BERICH BROKERAGE LIMITED 4 18 22 81.82
246 BOCI RESEARCH LIMITED 4 38 42 90.48
247 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2006-11-01
248 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 32 36 88.89
249 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
250 CAPE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-05-23
251 CAPITAL GLOBAL MANAGEMENT LIMITED 4 9 13 69.23 2005-09-17
252 CAPITAL RESEARCH COMPANY 4 17 21 80.95 2004-11-10
253 CBH Asia Limited 4 18 22 81.82
254 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00 2007-08-23
255 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
256 CES Forex (HK) Limited 4 174 178 97.75
257 CES International Commodities (HK) Limited 4 6 10 60.00
258 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 73.33 2006-12-08
259 China Reserve Securities Limited 4 2 6 33.33
260 CHONG HING COMMODITIES AND FUTURES LIMITED 4 26 30 86.67
261 CHONG HING SECURITIES LIMITED 4 58 62 93.55
262 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
263 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
264 CINDA INTERNATIONAL CAPITAL LIMITED 4 5 9 55.56
265 CINDA INTERNATIONAL FUTURES LIMITED 4 44 48 91.67
266 CITIC Securities Asset Management (HK) Limited 4 4 8 50.00 2008-08-01
267 CITIC Securities CLSA Capital Partners (HK) Limited 4 16 20 80.00
268 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
269 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 66.67
270 CORPORATE BROKERS LIMITED 4 82 86 95.35
271 CS Wealth Securities Limited 4 4 8 50.00
272 CSC FUTURES (HK) LIMITED 4 27 31 87.10
273 CSOP Asset Management Limited 4 0 4 0.00 2008-09-29
274 CVC Asia Pacific Limited 4 10 14 71.43
275 DNB Asset Management (Asia) Limited 4 3 7 42.86
276 Double Haven Capital (Hong Kong) Limited 4 8 12 66.67 2007-02-16
277 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 12 16 75.00 2005-06-24
278 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
279 ELSTONE SECURITIES LIMITED 4 14 18 77.78
280 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33
281 EMPEROR FUTURES LIMITED 4 104 108 96.30
282 ENLIGHTEN FUTURES LIMITED 4 19 23 82.61
283 ENLIGHTEN SECURITIES LIMITED 4 38 42 90.48
284 ESR Asset Management (Prosperity) Limited 4 2 6 33.33 2005-11-30
285 EVOLUTION ASIA INVESTMENTS LIMITED 4 11 15 73.33 2007-08-24
286 EWARTON SECURITIES LIMITED 4 23 27 85.19
287 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
288 FE SECURITIES LIMITED 4 6 10 60.00
289 Fidelity Management & Research (Hong Kong) Limited 4 4 8 50.00 2008-09-04
290 Finet Securities Limited 4 5 9 55.56
291 FIRST SECURITIES (HK) LIMITED 4 5 9 55.56
292 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
293 FIRST WORLDSEC SECURITIES LIMITED 4 15 19 78.95
294 Fubon Fund Management (Hong Kong) Limited 4 8 12 66.67
295 Funderstone Securities Limited 4 44 48 91.67
296 GAM HONG KONG LIMITED 4 22 26 84.62
297 GAOYU SECURITIES LIMITED 4 17 21 80.95
298 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
299 GF Securities (Hong Kong) Brokerage Limited 4 20 24 83.33 2007-01-31
300 Glory Sun Securities Limited 4 19 23 82.61
301 GO-TO-ASIA INVESTMENT LIMITED 4 1 5 20.00
302 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 20.00 2008-12-02
303 Goldman Sachs Investment Management Hong Kong Limited 4 43 47 91.49
304 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 15 19 78.95 2004-11-29
305 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00 2008-07-03
306 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 22 26 84.62
307 HANG SENG INVESTMENT SERVICES LIMITED 4 16 20 80.00
308 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
309 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
310 HPEF Venture Partners Limited 4 5 9 55.56
311 HT CAPITAL MANAGEMENT LIMITED 4 2 6 33.33
312 HUA NAN SECURITIES (HK) LIMITED 4 11 15 73.33 2008-04-08
313 Huajin Corporate Finance (International) Limited 4 7 11 63.64
314 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
315 iBest Consultants Limited 4 66 70 94.29 2008-04-15
316 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
317 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
318 Income Partners Asset Management (HK) Limited 4 9 13 69.23
319 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
320 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
321 ITAU ASIA LIMITED 4 3 7 42.86 2006-10-31
322 JK Capital Management Limited 4 3 7 42.86
323 Joy Silver Limited 4 11 15 73.33
324 JS CRESVALE CAPITAL LIMITED 4 0 4 0.00
325 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 24 28 85.71 2006-09-12
326 KCG SECURITIES ASIA LIMITED 4 8 12 66.67 2004-11-25
327 KINGSTON SECURITIES LIMITED 4 50 54 92.59
328 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
329 La Roche & Co Asia Limited 4 2 6 33.33 2008-03-05
330 Legg Mason International Equities (Hong Kong) Limited 4 8 12 66.67
331 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 9 13 69.23 2007-02-14
332 LUEN SING SECURITIES LIMITED 4 10 14 71.43
333 Mackenzie Investments Asia Limited 4 4 8 50.00
334 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33 2007-05-11
335 Metaverse Securities Limited (HK) 4 3 7 42.86
336 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
337 NEW REGION SECURITIES COMPANY LIMITED 4 2 6 33.33
338 NEW TREND FUTURES LIMITED 4 7 11 63.64
339 Newedge Broker Hong Kong Limited 4 81 85 95.29 2006-02-08
340 Northern Trust Company of Hong Kong Limited (The) 4 23 27 85.19
341 Oasis Management (Hong Kong) 4 15 19 78.95 2004-09-14
342 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
343 OLD PEAK LIMITED (HK) 4 6 10 60.00 2005-08-26
344 OPTIVER TRADING HONG KONG LIMITED 4 15 19 78.95 2007-12-03
345 ORIENTAL WEALTH SECURITIES LIMITED 4 8 12 66.67 2008-09-05
346 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
347 PEACE TOWN FOREX LIMITED 4 21 25 84.00
348 Penjing Asset Management (HK) Limited 4 8 12 66.67 2005-03-24
349 PHOENIX CAPITAL SECURITIES LIMITED 4 6 10 60.00 2006-07-03
350 Pictet Asset Management (Hong Kong) Limited 4 14 18 77.78 2006-10-26
351 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
352 PineBridge Investments Hong Kong Limited 4 18 22 81.82
353 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 4 8 50.00 2007-03-01
354 Planetree Futures Limited 4 7 11 63.64
355 Planetree Securities Limited 4 16 20 80.00
356 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
357 RHB ASSET MANAGEMENT LIMITED 4 0 4 0.00 2008-05-08
358 Rothschild & Co Hong Kong Limited 4 38 42 90.48 2005-04-27
359 RPS INVESTMENT LIMITED 4 13 17 76.47
360 SBI China Capital Commodities Limited 4 17 21 80.95
361 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
362 SG Asset Finance (Hong Kong) Limited 4 90 94 95.74 2003-10-02
363 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
364 SHUN LOONG SECURITIES COMPANY LIMITED 4 52 56 92.86
365 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
366 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 10 14 71.43 2008-12-18
367 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 30 34 88.24
368 Standard Advisory Asia Limited 4 3 7 42.86 2007-03-09
369 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
370 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
371 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
372 Success Futures and Foreign Exchange Limited 4 37 41 90.24 2005-12-06
373 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 1 5 20.00 2007-02-01
374 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
375 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
376 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 0 4 0.00 2008-08-07
377 Templewater Hong Kong Limited 4 9 13 69.23
378 TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2008-07-09
379 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
380 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 11 15 73.33
381 Tokio Marine Investment Services, Limited 4 2 6 33.33
382 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
383 TOYO SECURITIES ASIA LIMITED 4 9 13 69.23
384 TRUTH SECURITIES LIMITED 4 3 7 42.86
385 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
386 TT INTERNATIONAL (LONDON) LIMITED 4 7 11 63.64 2008-12-12
387 UBS SECURITIES HONG KONG LIMITED 4 52 56 92.86
388 UOB ASIA (HONG KONG) LIMITED 4 3 7 42.86
389 UOB KAY HIAN (HONG KONG) LIMITED 4 235 239 98.33
390 UPBEST ASSETS MANAGEMENT LIMITED 4 0 4 0.00
391 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
392 VC BROKERAGE LIMITED 4 71 75 94.67
393 VC CAPITAL LIMITED 4 5 9 55.56
394 VC INTERNATIONAL TRADING LIMITED 4 42 46 91.30
395 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
396 VISION FINANCE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-11-14
397 Wellington Management Hong Kong Limited (b2003-01-02) 4 16 20 80.00 2003-09-18
398 Wells Fargo Securities Asia Limited 4 14 18 77.78 2008-04-25
399 WHARTON INVESTMENT ADVISORS LIMITED 4 3 7 42.86
400 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
401 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
402 Winner International Securities Limited 4 15 19 78.95
403 WINTECH SECURITIES LIMITED 4 12 16 75.00
404 YICKO SECURITIES LIMITED 4 18 22 81.82
405 Yuanta Securities (Hong Kong) Company Limited 4 18 22 81.82 2006-07-08
406 ZHONGRONG PT SECURITIES LIMITED 4 38 42 90.48
407 3V Capital Limited 3 3 6 50.00 2005-07-18
408 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
409 Aberdeen International Investment Management Limited 3 18 21 85.71 2005-07-27
410 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
411 AD Capital Management (Hong Kong) Limited 3 12 15 80.00 2004-09-08
412 AIF Securities Limited 3 5 8 62.50 2004-11-02
413 AIG Financial Products (International) Limited 3 6 9 66.67 2006-11-17
414 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
415 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
416 ALL OPTIONS ASIA LIMITED 3 3 6 50.00 2008-10-03
417 Allard Partners Limited 3 3 6 50.00
418 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
419 ALTUS CAPITAL LIMITED 3 3 6 50.00
420 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
421 Anuenue Securities Limited 3 12 15 80.00
422 AP Asset Management (HK) Limited 3 15 18 83.33 2004-07-07
423 APAX PARTNERS HONG KONG LIMITED 3 0 3 0.00 2008-01-21
424 ARF Investment Management (HK) Limited 3 0 3 0.00 2008-10-13
425 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
426 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
427 ASIA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
428 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
429 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
430 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
431 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
432 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
433 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
434 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
435 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
436 BALI SECURITIES CO. LIMITED 3 0 3 0.00
437 BALLINGAL INVESTMENT ADVISORS LIMITED 3 2 5 40.00 2004-08-13
438 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
439 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
440 BaoQiao Partners Capital Limited 3 1 4 25.00 2008-03-05
441 BEAR BRIGHT LIMITED 3 2 5 40.00
442 BEAR STEARNS ASIA LIMITED 3 39 42 92.86 2005-11-29
443 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
444 Bentley Capital Limited (HK) 3 0 3 0.00
445 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
446 BlackRock Asset Management North Asia Limited 3 22 25 88.00 2003-12-16
447 BLUE POOL CAPITAL LIMITED 3 1 4 25.00 2004-11-10
448 BMI FUNDS MANAGEMENT LIMITED 3 6 9 66.67
449 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 19 22 86.36
450 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 36 39 92.31
451 BOCI COMMODITIES & FUTURES LIMITED 3 60 63 95.24 2004-11-17
452 BOCOM International Asset Management Limited 3 6 9 66.67 2007-09-13
453 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
454 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
455 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
456 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
457 Bright Fund Management Limited 3 9 12 75.00
458 Broadway Wealth Management Limited 3 10 13 76.92
459 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
460 CASH Wealth Management Limited 3 55 58 94.83
461 CC Finance Limited 3 19 22 86.36 2006-04-20
462 CC SIF Advisory Limited 3 1 4 25.00 2006-07-25
463 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
464 CENTALINE WEALTH MANAGEMENT LIMITED 3 123 126 97.62 2004-04-02
465 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2008-10-31
466 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
467 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
468 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
469 Chanceton Capital Partners Limited 3 2 5 40.00
470 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
471 CHIEF COMMODITIES LIMITED 3 60 63 95.24 2006-05-17
472 CHIEF SECURITIES LIMITED 3 110 113 97.35 2006-04-20
473 China Best International Futures Co., Limited 3 1 4 25.00
474 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
475 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
476 China Finance KAB Limited 3 14 17 82.35 2004-12-23
477 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
478 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
479 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
480 CHINA RICH ASSET MANAGEMENT LIMITED 3 1 4 25.00
481 CHINA SYSTEM SECURITIES LIMITED 3 7 10 70.00 2005-07-07
482 China Tonghai (IA) Limited 3 11 14 78.57
483 China Value Investment Limited (HK) 3 0 3 0.00 2008-07-15
484 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
485 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
486 CHRISTFUND SECURITIES LIMITED 3 34 37 91.89
487 CHUANGS & CO. LIMITED 3 1 4 25.00
488 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
489 CICC US Securities, Inc. 3 6 9 66.67 2007-08-03
490 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 40 43 93.02
491 CINDA INTERNATIONAL SECURITIES LIMITED 3 99 102 97.06
492 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 1 4 25.00 2007-12-07
493 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
494 Citigroup Venture Capital International Asia Limited 3 11 14 78.57 2005-05-24
495 CLSA FUTURES LIMITED 3 13 16 81.25
496 CMB International Capital Holdings Corporation Limited 3 12 15 80.00 2003-12-17
497 CMBC SECURITIES COMPANY LIMITED 3 4 7 57.14 2008-01-24
498 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
499 CMT ADVISORS ASIA LIMITED 3 8 11 72.73 2006-03-31
500 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
501 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
502 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
503 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
504 Cowell & Lee Capital Management Limited 3 1 4 25.00 2008-11-07
505 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 80.00 2004-07-28
506 CUPOLA CAPITAL LIMITED 3 1 4 25.00
507 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
508 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
509 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 5 8 62.50
510 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 10 13 76.92 2007-10-10
511 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 90.63
512 DALTON CAPITAL (HONG KONG) LIMITED 3 3 6 50.00 2005-07-18
513 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
514 DL BROKERAGE LIMITED 3 19 22 86.36
515 DORIC CAPITAL CORPORATION 3 6 9 66.67 2003-11-13
516 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
517 DTC Investment Management (HK) Limited 3 0 3 0.00 2008-11-20
518 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
519 EAST ASIA SECURITIES COMPANY LIMITED 3 148 151 98.01
520 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
521 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
522 EnTrustPermal (Hong Kong) Limited 3 5 8 62.50 2006-03-09
523 EQT Partners Asia Limited 3 4 7 57.14
524 EVER-LONG SECURITIES COMPANY LIMITED 3 16 19 84.21
525 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
526 Everbright Securities Global (HK) Limited 3 8 11 72.73
527 Evergrande Securities (Hong Kong) Limited 3 66 69 95.65
528 EVERHOT SECURITIES LIMITED 3 7 10 70.00
529 EVERYOUNG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-12-18
530 Evo Capital Management Asia Limited 3 9 12 75.00 2007-08-22
531 Execution Noble (Hong Kong) Limited 3 4 7 57.14 2005-10-10
532 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
533 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
534 First Fidelity Capital (International) Limited 3 5 8 62.50 2006-04-19
535 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
536 Fleming Family & Partners (Asia) Limited 3 0 3 0.00 2006-11-13
537 FORTUNE (HK) SECURITIES LIMITED 3 7 10 70.00
538 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
539 FRM HONG KONG LIMITED (d2014-05-18) 3 3 6 50.00 2008-05-14
540 FTL Wealth Management (HK) Limited 3 204 207 98.55 2005-06-28
541 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
542 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 10 13 76.92
543 Funderstone Futures Limited 3 41 44 93.18
544 FWD Financial Planning Limited (HK) 3 76 79 96.20
545 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
546 GCIS LIMITED 3 0 3 0.00 2007-05-16
547 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
548 GIGA (HONG KONG) LIMITED 3 8 11 72.73
549 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 1 4 25.00 2005-02-28
550 GLS SECURITIES LIMITED 3 4 7 57.14
551 Goldbridge Securities Limited 3 2 5 40.00
552 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
553 GOLDRIDE SECURITIES LIMITED 3 3 6 50.00
554 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
555 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
556 Gruss Capital Management Limited 3 0 3 0.00 2008-10-27
557 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-11-28
558 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 13 16 81.25 2007-01-30
559 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
560 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
561 HAMON ASSET MANAGEMENT LIMITED 3 9 12 75.00
562 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
563 HANG TAI SECURITIES LIMITED 3 12 15 80.00
564 Hao Tian International Securities Limited 3 8 11 72.73
565 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
566 HEAD & SHOULDERS SECURITIES LIMITED 3 25 28 89.29 2008-03-27
567 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 6 9 66.67
568 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
569 HENYEP SECURITIES LIMITED 3 18 21 85.71
570 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
571 HGNH International Futures Co., Limited 3 19 22 86.36 2007-06-26
572 HING WONG SECURITIES LIMITED 3 10 13 76.92
573 Hong Kong Stock Link Securities Limited 3 7 10 70.00
574 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 2 5 40.00
575 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
576 HSBC BROKING FOREX (ASIA) LIMITED 3 143 146 97.95
577 HSBC BROKING FUTURES (ASIA) LIMITED 3 162 165 98.18
578 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
579 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
580 HSBC GUYERZELLER FAR EAST LIMITED 3 10 13 76.92 2004-12-22
581 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
582 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
583 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 7 10 70.00 2007-04-04
584 IAM LEGACY LIMITED 3 0 3 0.00 2007-08-21
585 iBest Securities Company Limited 3 6 9 66.67
586 IBTS ASIA (HK) LIMITED 3 20 23 86.96 2005-11-17
587 ICBC INTERNATIONAL CAPITAL LIMITED 3 6 9 66.67 2008-05-27
588 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
589 iFAST Financial (HK) Limited 3 9 12 75.00 2007-03-30
590 iFAST Securities (HK) Limited 3 3 6 50.00
591 Imagi Brokerage Limited 3 5 8 62.50
592 IMC Asia Pacific Limited 3 23 26 88.46 2007-03-12
593 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
594 Interactive Brokers Hong Kong Limited 3 8 11 72.73 2004-01-07
595 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 7 10 70.00
596 iTTa Capital Limited 3 4 7 57.14 2003-05-29
597 IVY ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-02-06
598 Janus Henderson Investors Hong Kong Limited 3 10 13 76.92
599 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
600 JF INTERNATIONAL MANAGEMENT INC. 3 26 29 89.66
601 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
602 JL Capital (Hong Kong) Pte Limited 3 1 4 25.00 2006-10-26
603 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
604 Julius Baer (Hong Kong) Limited 3 62 65 95.38 2006-09-14
605 KAISER FUTURES LIMITED 3 24 27 88.89
606 Kaiser KT Capital Limited 3 1 4 25.00
607 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 27 30 90.00 2004-12-16
608 KARL-THOMSON SECURITIES COMPANY LIMITED 3 25 28 89.29
609 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
610 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 34 37 91.89
611 KCG FUND MANAGEMENT LIMITED 3 4 7 57.14 2007-05-04
612 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
613 KILMOREY SECURITIES LIMITED 3 5 8 62.50
614 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
615 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
616 KINGSTON CORPORATE FINANCE LIMITED 3 3 6 50.00
617 Knight Capital Asia Limited 3 2 5 40.00 2008-10-23
618 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
619 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
620 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
621 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
622 LBN Advisers Limited 3 0 3 0.00 2007-09-13
623 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
624 LEHIN SECURITIES LIMITED 3 26 29 89.66
625 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
626 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
627 Longitude Asia Limited 3 3 6 50.00
628 M SECURITIES LIMITED (HK) 3 7 10 70.00 2006-02-23
629 M&F Asset Management Limited 3 10 13 76.92
630 M3 Capital Partners (HK) Limited 3 3 6 50.00 2008-10-17
631 MACQUARIE EQUITIES (ASIA) LIMITED 3 48 51 94.12
632 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 25 28 89.29
633 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 82.35 2005-07-28
634 MANGO FINANCIAL LIMITED 3 13 16 81.25
635 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2008-04-01
636 MASON LAROCHE (HK) LIMITED 3 1 4 25.00
637 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0.00
638 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
639 MEIJI YASUDA ASIA LIMITED 3 2 5 40.00
640 MERCER INVESTMENTS (HK) LIMITED 3 4 7 57.14 2005-08-04
641 Merdeka Securities Limited 3 1 4 25.00
642 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
643 METRO CAPITAL SECURITIES LIMITED 3 16 19 84.21
644 MFG Limited (HK) 3 6 9 66.67 2006-07-17
645 MIB FUTURES (HONG KONG) LIMITED 3 29 32 90.63
646 MING HON SECURITIES LIMITED 3 1 4 25.00
647 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 31 34 91.18 2005-07-05
648 Monex Boom Securities (H.K.) Limited 3 6 9 66.67
649 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
650 Mount Kellett Capital (Hong Kong) Limited 3 24 27 88.89 2008-09-25
651 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
652 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
653 Nezu Asia Capital Management Limited 3 11 14 78.57 2004-10-29
654 Nikko Asset Management Hong Kong Limited 3 13 16 81.25
655 Nomura Asia Investment (Hong Kong) Limited 3 104 107 97.20
656 Nomura Asset Management Hong Kong Limited 3 15 18 83.33
657 NOMURA SECURITIES (HONG KONG) LIMITED 3 36 39 92.31
658 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
659 Oaktree Capital (Hong Kong) Limited 3 6 9 66.67 2006-07-12
660 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
661 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
662 OKACHI (HONG KONG) COMPANY LIMITED 3 15 18 83.33
663 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 23 26 88.46
664 ONSHINE SECURITIES LIMITED 3 11 14 78.57
665 Open Securities Limited 3 19 22 86.36
666 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
667 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
668 Oshidori Securities Limited 3 6 9 66.67
669 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
670 Pacific Sun Advisors Limited 3 0 3 0.00
671 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 62.50
672 PARIBAS ASIA EQUITY LIMITED 3 40 43 93.02
673 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
674 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
675 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
676 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 19 22 86.36
677 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 62.50 2008-07-29
678 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
679 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
680 PineBridge Investments Asia Limited 3 36 39 92.31
681 PIPER JAFFRAY ASIA FUTURES LIMITED 3 16 19 84.21 2004-02-13
682 PIPER JAFFRAY ASIA LIMITED 3 17 20 85.00
683 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
684 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
685 PO SANG SECURITIES LIMITED 3 12 15 80.00
686 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 25.00 2008-03-12
687 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 5 8 62.50
688 Prime Cdex Securities Limited 3 27 30 90.00
689 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
690 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
691 Providence Equity Asia Limited 3 5 8 62.50 2007-08-23
692 PRUDENTIAL BROKERAGE LIMITED 3 144 147 97.96
693 Public Financial Securities Limited 3 12 15 80.00
694 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 57.14 2008-07-29
695 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
696 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
697 Rakuten Securities Hong Kong Limited 3 46 49 93.88
698 Ramius Asia Ltd 3 3 6 50.00 2006-09-08
699 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
700 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 21 24 87.50
701 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
702 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
703 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
704 Rifa Securities Limited 3 15 18 83.33
705 ROCIM Limited 3 0 3 0.00 2007-06-29
706 ROOFER SECURITIES LIMITED 3 8 11 72.73
707 ROSA SECURITIES LIMITED 3 5 8 62.50
708 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
709 Samsung Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-04-23
710 SAMSUNG SECURITIES (ASIA) LIMITED 3 5 8 62.50
711 SANFULL FUTURES LIMITED 3 6 9 66.67 2007-12-21
712 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
713 SDHG International Securities Limited 3 7 10 70.00
714 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
715 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
716 SEI INVESTMENTS (ASIA) LIMITED 3 7 10 70.00 2005-03-02
717 SHACOM FUTURES LIMITED 3 3 6 50.00
718 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
719 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 7 10 70.00 2007-05-18
720 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 5 8 62.50
721 SHUN LOONG FOREX COMPANY LIMITED 3 14 17 82.35
722 SHUN LOONG FUTURES LIMITED 3 29 32 90.63
723 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 2 5 40.00
724 Silk Road International Capital Limited 3 0 3 0.00
725 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
726 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
727 SJS Markets Limited 3 7 10 70.00 2005-03-02
728 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
729 SOLID KING SECURITIES LIMITED 3 7 10 70.00
730 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 55 58 94.83
731 SPDB International Holdings Limited 3 0 3 0.00
732 St. James's Place (Hong Kong) Limited 3 18 21 85.71
733 STANHILL (HONG KONG) LIMITED 3 4 7 57.14
734 STARLING GROUP FUTURES LIMITED 3 0 3 0.00 2008-11-05
735 Stellar Securities Limited 3 1 4 25.00
736 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
737 STOCKWELL SECURITIES LIMITED 3 32 35 91.43
738 Success Securities Limited 3 45 48 93.75
739 SUCDEN FINANCIAL LIMITED 3 1 4 25.00 2008-04-23
740 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 76.92
741 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
742 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
743 Sun Life Hong Kong Limited 3 470 473 99.37
744 SUN Partners Investment Management Limited 3 1 4 25.00 2007-02-16
745 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
746 SUN'S FUTURE LIMITED 3 3 6 50.00
747 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
748 T G HOLBORN (HK) LIMITED 3 72 75 96.00
749 T G SECURITIES LIMITED 3 9 12 75.00 2005-12-19
750 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
751 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
752 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
753 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
754 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
755 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
756 TANG KEE SECURITIES LIMITED 3 3 6 50.00
757 TANG PING KONG LIMITED 3 7 10 70.00
758 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-04-26
759 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
760 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
761 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 2 5 40.00 2008-04-11
762 TIAN YUAN FINANCE LIMITED 3 4 7 57.14
763 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
764 Tora Trading Services Limited (HK) 3 0 3 0.00 2008-11-14
765 TPG-AXON CAPITAL (HK), LIMITED 3 10 13 76.92 2005-05-31
766 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
767 Tung Shing Securities (Brokers) Limited 3 254 257 98.83
768 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
769 Turiya Advisors Asia Limited 3 8 11 72.73 2005-04-26
770 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
771 UNITED SIMSEN FOREX DEALERS LIMITED 3 37 40 92.50
772 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
773 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 113 116 97.41
774 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-04-01
775 VC International Asset Management Limited 3 2 5 40.00
776 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 88.00 2004-05-19
777 VMS Securities Limited 3 0 3 0.00
778 Wachovia Advisors International Limited 3 3 6 50.00 2007-12-17
779 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
780 WAH THAI SECURITIES LIMITED 3 2 5 40.00
781 Wanhai Securities (HK) Limited 3 4 7 57.14
782 WARD FERRY MANAGEMENT LIMITED 3 12 15 80.00
783 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 5 8 62.50 2008-09-02
784 Win Securities Limited 3 6 9 66.67
785 WINFULL SECURITIES LIMITED 3 19 22 86.36
786 WING FAT SECURITIES LIMITED 3 9 12 75.00
787 WING FUNG FUTURES LIMITED 3 11 14 78.57 2006-04-21
788 WING FUNG SECURITIES LIMITED 3 11 14 78.57
789 WING ON SECURITIES LIMITED 3 7 10 70.00
790 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
791 WINTONE SECURITIES LIMITED 3 11 14 78.57 2004-02-16
792 Wisetrade Securities Limited 3 9 12 75.00
793 Xeram and Company (Asia) Limited 3 3 6 50.00 2003-12-19
794 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
795 YF Life Investors Limited 3 132 135 97.78 2004-08-30
796 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
797 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
798 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
799 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
800 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
801 Yunfeng Financial Markets Limited 3 3 6 50.00
802 1. AGLOBAL INTERNATIONAL LIMITED 2 2 4 50.00 2007-09-12
803 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
804 AASTOCKS.COM LIMITED 2 0 2 0.00
805 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
806 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
807 Absolute Investment Management (HK) Limited 2 1 3 33.33
808 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
809 ACM ASIA LIMITED 2 0 2 0.00
810 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 33.33 2006-11-22
811 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 2 4 50.00 2007-02-28
812 ADM SECURITIES LIMITED 2 0 2 0.00
813 ADMIS Hong Kong Limited 2 24 26 92.31
814 Aevitas Securities Limited 2 4 6 66.67
815 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 10 12 83.33 2004-07-07
816 AJ Securities Limited 2 5 7 71.43
817 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
818 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
819 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
820 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
821 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 5 7 71.43 2007-05-08
822 Alphatraxx (H.K.) Limited 2 1 3 33.33 2005-12-23
823 ALPS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00
824 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
825 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
826 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
827 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
828 AM Squared Limited 2 9 11 81.82 2005-06-30
829 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
830 ANGUS MOORE LIMITED 2 13 15 86.67
831 Anli Securities Limited 2 9 11 81.82
832 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
833 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
834 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
835 Apus Investments Limited 2 0 2 0.00 2008-09-04
836 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
837 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
838 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
839 Arta Global Futures Limited 2 2 4 50.00
840 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 20 22 90.91
841 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
842 Asia Pacific Financial Capital Limited 2 1 3 33.33
843 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
844 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
845 ASSET MANAGEMENT GROUP LIMITED 2 35 37 94.59 2006-01-17
846 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
847 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
848 AT Asset Management (Asia-Pacific) Limited 2 0 2 0.00 2006-10-06
849 ATHENA WEALTH MANAGEMENT LIMITED 2 12 14 85.71 2008-04-25
850 Atherton Asset Management Limited 2 0 2 0.00 2008-09-10
851 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
852 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
853 Averest Capital Limited 2 4 6 66.67
854 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
855 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
856 Axis Capital Management Limited 2 2 4 50.00
857 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
858 BaoQiao Partners Securities (HK) Limited 2 6 8 75.00
859 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
860 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
861 Belvest Investment Services Limited 2 12 14 85.71
862 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
863 Black Marble Securities Limited 2 3 5 60.00
864 BLOOMYEARS LIMITED 2 2 4 50.00
865 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
866 BOA Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
867 BOKHARY SECURITIES LIMITED 2 6 8 75.00
868 Bradbury Securities Limited 2 8 10 80.00
869 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
870 BROOKE CAPITAL LIMITED 2 1 3 33.33
871 BTIG Hong Kong Limited 2 7 9 77.78 2008-04-15
872 Bucephalus Capital Management Advisors Limited 2 0 2 0.00 2008-09-01
873 BULLISH SECURITIES LIMITED 2 11 13 84.62
874 BUSINESS FUTURES LIMITED 2 8 10 80.00
875 BUSINESS SECURITIES LIMITED 2 16 18 88.89
876 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
877 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
878 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
879 CAIIS Limited 2 23 25 92.00 2006-05-23
880 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
881 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
882 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
883 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 0.00 2008-08-19
884 Capital International, Inc. 2 9 11 81.82 2007-07-03
885 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
886 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
887 CASH ASSET MANAGEMENT LIMITED 2 11 13 84.62 2005-03-30
888 CATHAY SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2007-11-27
889 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
890 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
891 CCB Securities Limited 2 3 5 60.00
892 Celera Markets Limited 2 2 4 50.00 2008-08-12
893 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
894 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
895 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
896 CERES CAPITAL LIMITED 2 0 2 0.00
897 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
898 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 33.33
899 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
900 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
901 ChapmanCraig Limited 2 1 3 33.33
902 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
903 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
904 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
905 CHEETAH ADVISORS LIMITED 2 1 3 33.33
906 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
907 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
908 CHI CAPITAL SECURITIES LIMITED 2 0 2 0.00 2004-09-07
909 Children's Investment Fund Management (Asia) Limited (The) 2 3 5 60.00 2007-01-15
910 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
911 China Access Advisors Limited 2 0 2 0.00 2005-10-21
912 China Asset Management (Hong Kong) Limited 2 0 2 0.00 2008-12-10
913 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
914 China Enterprise Securities Company Limited 2 2 4 50.00
915 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 71.43
916 China Finance Holdings Limited 2 2 4 50.00
917 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
918 China Integrity Investment Limited 2 1 3 33.33
919 CHINA INTERNATIONAL CAPITAL LIMITED 2 11 13 84.62
920 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
921 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 41 43 95.35
922 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
923 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
924 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
925 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
926 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
927 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
928 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
929 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 72 74 97.30
930 Citadel Asia Limited 2 49 51 96.08 2005-10-21
931 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
932 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
933 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00 2008-12-31
934 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
935 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
936 CLSA RESEARCH LIMITED 2 116 118 98.31
937 CMC Markets Asia Limited 2 4 6 66.67 2005-05-04
938 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
939 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
940 COL Securities (HK) Limited 2 2 4 50.00
941 COMGEST FAR EAST LIMITED 2 2 4 50.00
942 COMMENCE COMPANY LIMITED 2 0 2 0.00
943 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 0 2 0.00 2008-12-17
944 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
945 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
946 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
947 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
948 Credit Suisse Solution Partners (Hong Kong) Limited 2 6 8 75.00 2005-03-08
949 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
950 CSC ASIA LIMITED 2 3 5 60.00
951 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
952 CTW SECURITIES LIMITED 2 3 5 60.00
953 CUBE CAPITAL HK LIMITED 2 1 3 33.33 2007-10-17
954 Cushman & Wakefield Capital Asia (HK) Limited 2 4 6 66.67 2008-03-05
955 CVP Securities Limited 2 32 34 94.12 2004-07-09
956 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
957 D.J. SECURITIES LIMITED 2 0 2 0.00
958 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 60.00
959 DAH SING SECURITIES LIMITED 2 9 11 81.82
960 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
961 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
962 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
963 Delta Asia Wealth Management Limited 2 2 4 50.00
964 Deltroit (Hong Kong) Limited 2 12 14 85.71 2005-04-11
965 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
966 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-08-18
967 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
968 EAA SECURITIES LIMITED 2 1 3 33.33
969 EAST ASIA FUTURES LIMITED 2 11 13 84.62
970 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
971 Eclipse Options (HK) Limited 2 6 8 75.00 2007-05-31
972 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
973 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
974 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
975 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
976 Ellerston Capital (Hong Kong) Limited 2 4 6 66.67 2008-01-04
977 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
978 EMP-DAIWA CAPITAL ASIA LIMITED 2 1 3 33.33 2008-03-06
979 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
980 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
981 ENZARD LIMITED 2 1 3 33.33 2004-05-21
982 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
983 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
984 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
985 EVENSTAR ADVISORS LIMITED 2 2 4 50.00 2007-04-19
986 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
987 Everbright Capital Management Limited 2 3 5 60.00 2007-09-24
988 Everbright-Efund Fund Management Limited 2 3 5 60.00 2006-11-06
989 Evergrande Futures (Hong Kong) Limited 2 42 44 95.45 2003-11-21
990 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
991 EXS Capital Asia Limited 2 1 3 33.33 2008-06-12
992 F&C Asset Management Asia Limited 2 0 2 0.00 2008-10-15
993 F. R. ZIMMERN LIMITED 2 3 5 60.00
994 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
995 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
996 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
997 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
998 FAIR EAGLE SECURITIES COMPANY LIMITED 2 21 23 91.30
999 FAIRWIN BROKING LIMITED 2 5 7 71.43
1000 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
1001 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1002 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1003 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1004 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1005 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1006 FREDDY COMPANY LIMITED 2 3 5 60.00 2005-02-21
1007 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1008 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 5 7 71.43 2004-11-12
1009 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1010 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
1011 FULBRIGHT FUTURES LIMITED 2 39 41 95.12 2005-12-05
1012 FULL WIN SECURITIES LIMITED 2 1 3 33.33
1013 FULLJET SECURITIES LIMITED 2 0 2 0.00
1014 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1015 FWD Life Insurance Company (Bermuda) Limited 2 103 105 98.10
1016 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 71.43 2005-02-16
1017 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
1018 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
1019 GAYANG SECURITIES LIMITED 2 16 18 88.89
1020 GCAM Limited 2 2 4 50.00 2004-10-19
1021 Ge Shang Investment (Hong Kong) Limited 2 27 29 93.10
1022 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1023 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
1024 GET NICE CAPITAL LIMITED 2 0 2 0.00
1025 GET NICE FUTURES COMPANY LIMITED 2 35 37 94.59
1026 GF Asset Management (Hong Kong) Limited 2 2 4 50.00 2007-11-08
1027 GF FUTURES (HONG KONG) CO., LIMITED 2 11 13 84.62 2007-02-16
1028 GFI (HK) SECURITIES L.L.C. 2 19 21 90.48 2007-06-18
1029 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
1030 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1031 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
1032 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1033 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1034 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1035 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1036 Goldin Equities Limited 2 3 5 60.00 2008-12-17
1037 Goldyard Capital Limited 2 6 8 75.00
1038 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
1039 Gottex Fund Management (Hong Kong) Limited 2 1 3 33.33 2005-11-04
1040 Grace Financial Limited (HK) 2 0 2 0.00 2008-02-13
1041 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
1042 Grand Cartel Securities Company Limited 2 3 5 60.00
1043 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1044 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1045 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
1046 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1047 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1048 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1049 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
1050 Grit Securities Limited 2 2 4 50.00
1051 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
1052 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1053 GT CAPITAL LIMITED 2 8 10 80.00
1054 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1055 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 75.00
1056 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 0 2 0.00 2008-05-29
1057 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 28 30 93.33
1058 GUOYUAN FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2007-11-29
1059 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 27 29 93.10 2007-12-18
1060 HAITONG INTERNATIONAL RESEARCH LIMITED 2 17 19 89.47
1061 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
1062 HANG SENG FUTURES LIMITED 2 9 11 81.82
1063 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
1064 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1065 HANTEC FUTURES LIMITED 2 0 2 0.00 2008-12-19
1066 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
1067 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1068 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1069 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1070 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1071 HENIK SECURITIES LIMITED 2 10 12 83.33
1072 Henyep Capital Management Limited 2 5 7 71.43 2005-12-20
1073 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1074 HERMES SECURITIES LIMITED 2 8 10 80.00
1075 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1076 HIP HING SECURITIES LIMITED 2 2 4 50.00
1077 HKFAEx Group Limited 2 6 8 75.00 2007-02-15
1078 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
1079 HOI SANG SECURITIES LIMITED 2 2 4 50.00
1080 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1081 HONG KONG FOREX INVESTMENT LIMITED 2 28 30 93.33
1082 HONG KONG INTERNATIONAL FUTURES LIMITED 2 10 12 83.33
1083 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1084 Hongkong Bay Securities Limited 2 7 9 77.78
1085 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1086 HOORAY SECURITIES LIMITED 2 1 3 33.33
1087 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
1088 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1089 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
1090 HOULIHAN LOKEY (EUROPE) LIMITED 2 5 7 71.43 2007-05-15
1091 HSBC BROKING (CHINA) LIMITED 2 9 11 81.82
1092 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
1093 HSBC FUTURES (SINGAPORE) PTE LTD 2 9 11 81.82 2007-04-20
1094 HSBC LIFE (INTERNATIONAL) LIMITED 2 109 111 98.20
1095 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
1096 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1097 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1098 Huayu Securities Limited 2 7 9 77.78
1099 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1100 HUNG SING FUTURES LIMITED 2 4 6 66.67
1101 HUNG SING SECURITIES LIMITED 2 19 21 90.48
1102 ICAP Equities Asia Limited 2 1 3 33.33 2008-12-22
1103 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
1104 ICBC INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2008-11-14
1105 ICEA SECURITIES ASIA LIMITED 2 8 10 80.00
1106 iFAST Global Markets (HK) Limited 2 11 13 84.62 2008-02-12
1107 IMARKETS LIMITED 2 1 3 33.33
1108 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1109 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1110 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1111 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
1112 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
1113 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
1114 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 77.78
1115 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
1116 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1117 Instinet Alpha Trading Limited 2 0 2 0.00
1118 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1119 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
1120 Interactive Brokers LLC 2 12 14 85.71 2007-03-19
1121 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1122 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
1123 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1124 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1125 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
1126 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1127 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 71.43 2004-08-30
1128 IPP Financial Advisers Limited 2 17 19 89.47 2006-12-21
1129 iVenture Investment Management Limited 2 1 3 33.33
1130 IVORY CAPITAL PRIVATE LIMITED 2 5 7 71.43 2007-03-21
1131 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1132 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
1133 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1134 JANA Partners Asia, Limited 2 0 2 0.00 2008-03-12
1135 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1136 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1137 JIMEI FUTURES LIMITED 2 0 2 0.00 2008-12-09
1138 JIMEI SECURITIES LIMITED 2 1 3 33.33 2008-12-09
1139 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1140 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1141 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1142 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1143 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
1144 JVSakk Asia Limited 2 1 3 33.33
1145 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
1146 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1147 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1148 Kaisa Financial Group Company Limited 2 3 5 60.00 2008-06-16
1149 KAISER SECURITIES LIMITED 2 23 25 92.00
1150 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
1151 Kam Wah Investments Limited 2 3 5 60.00
1152 KARFORD SECURITIES LIMITED 2 0 2 0.00
1153 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1154 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1155 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
1156 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1157 KB Securities Hong Kong Limited 2 6 8 75.00
1158 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1159 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1160 KGI Asset Management Limited 2 1 3 33.33
1161 King Sun Securities Limited 2 8 10 80.00
1162 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1163 KINGSTON FUTURES LIMITED 2 15 17 88.24
1164 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
1165 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
1166 KMT SECURITIES LIMITED 2 8 10 80.00
1167 Knight Libertas (Asia) Limited 2 0 2 0.00 2008-01-23
1168 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1169 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1170 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
1171 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1172 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1173 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1174 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
1175 LAMTEX SECURITIES LIMITED 2 12 14 85.71
1176 LAU & COMPANY LIMITED 2 0 2 0.00
1177 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1178 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
1179 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
1180 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 6 8 75.00 2003-06-06
1181 Libertas Capital Asia Limited 2 2 4 50.00 2007-06-21
1182 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
1183 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
1184 LIS Investment Services Limited 2 10 12 83.33 2008-01-09
1185 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1186 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00
1187 Lombard Investments (HK) Limited 2 0 2 0.00
1188 LUEN HING SECURITIES LIMITED 2 7 9 77.78
1189 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
1190 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1191 LXL Investment Management (Hong Kong) Limited 2 4 6 66.67 2005-10-13
1192 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1193 Lynx Portfolio Limited 2 1 3 33.33
1194 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
1195 MacroValue Investors Limited 2 0 2 0.00 2008-03-17
1196 MAGIC COMPASS FUTURES LIMITED 2 11 13 84.62
1197 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1198 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1199 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
1200 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1201 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1202 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1203 Marbury Investment Limited 2 0 2 0.00 2007-04-13
1204 MARC FABER LIMITED 2 0 2 0.00
1205 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
1206 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
1207 Marshall Wace Gavekal Asia Limited 2 3 5 60.00 2008-06-30
1208 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1209 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1210 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1211 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1212 MCP Holdings Limited (HK) 2 7 9 77.78
1213 MEAG Hong Kong Limited 2 3 5 60.00
1214 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1215 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1216 MESSIS CAPITAL LIMITED 2 1 3 33.33
1217 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
1218 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
1219 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1220 Minerva Holding Financial Securities Limited 2 9 11 81.82
1221 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
1222 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
1223 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
1224 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1225 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
1226 MoneyMore Securities Limited 2 12 14 85.71
1227 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
1228 MORTON SECURITIES LIMITED 2 3 5 60.00
1229 MTF SECURITIES LIMITED 2 17 19 89.47
1230 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1231 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
1232 Myo Capital Advisers Limited 2 4 6 66.67 2007-11-16
1233 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
1234 Neuberger Berman Asia Limited 2 16 18 88.89 2008-03-13
1235 Neutral Financial Holding Company Limited 2 7 9 77.78
1236 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00 2007-02-13
1237 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1238 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1239 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 60.00
1240 Nittan Securities Asia Limited 2 2 4 50.00
1241 North Asia Strategic Advisors 2 2 4 50.00 2007-04-04
1242 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1243 Nuada Limited 2 3 5 60.00 2004-01-15
1244 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
1245 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1246 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
1247 OCP Asia (Hong Kong) Limited 2 11 13 84.62 2004-09-03
1248 ONE CHINA SECURITIES LIMITED 2 35 37 94.59 2004-03-01
1249 OnePlatform Securities Limited 2 29 31 93.55
1250 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1251 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1252 oOo Securities (HK) Group Limited 2 43 45 95.56 2004-12-03
1253 OP INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2004-02-18
1254 Open Asset Management Limited 2 0 2 0.00
1255 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1256 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1257 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1258 Oreana Financial Services Limited 2 5 7 71.43
1259 ORIENT SECURITIES LIMITED 2 13 15 86.67
1260 orientiert International Markets Limited 2 2 4 50.00 2005-01-11
1261 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
1262 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1263 Oshidori Corporate Finance Limited 2 1 3 33.33
1264 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1265 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 11 13 84.62 2007-01-09
1266 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1267 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1268 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1269 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1270 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1271 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1272 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1273 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 85.71
1274 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
1275 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 50.00 2004-10-28
1276 PEGASUS FUND MANAGERS LIMITED 2 33 35 94.29
1277 Permira Advisers Limited 2 3 5 60.00 2008-08-19
1278 PERRY CAPITAL (ASIA) LIMITED 2 6 8 75.00 2006-09-12
1279 PGIM (Hong Kong) Limited 2 5 7 71.43
1280 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 20 22 90.91
1281 PIMCO Asia Limited 2 7 9 77.78 2006-05-17
1282 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1283 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1284 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
1285 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1286 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 33.33 2008-07-28
1287 Platinum Asset Management (Asia) Limited 2 0 2 0.00 2008-06-04
1288 PO LEE SECURITIES LIMITED 2 3 5 60.00
1289 Point72 Hong Kong Limited 2 17 19 89.47 2006-11-14
1290 Polen Capital HK Limited 2 0 2 0.00
1291 Polygon Investment Partners HK Limited 2 6 8 75.00 2006-10-27
1292 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1293 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1294 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1295 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1296 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1297 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 91.30
1298 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1299 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1300 PROGRESS MARKETS LIMITED 2 6 8 75.00 2007-12-31
1301 PROTEUSASIA LIMITED 2 0 2 0.00 2008-06-10
1302 Proton Capital Limited 2 0 2 0.00 2007-10-16
1303 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 51 53 96.23
1304 Public Securities Limited 2 5 7 71.43
1305 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1306 PUREHEART CAPITAL ASIA LIMITED 2 2 4 50.00 2007-03-08
1307 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
1308 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1309 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1310 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1311 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
1312 RaffAello Securities (HK) Limited 2 2 4 50.00 2005-03-30
1313 RBS Asia Futures Limited 2 3 5 60.00
1314 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1315 REDFORD SECURITIES LIMITED 2 16 18 88.89 2005-03-31
1316 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1317 Redwood Peak Limited 2 3 5 60.00 2007-10-05
1318 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1319 Religare Capital Markets (Hong Kong) Limited 2 5 7 71.43 2008-07-24
1320 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1321 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
1322 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1323 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
1324 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-05-25
1325 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1326 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1327 Rifa Futures Limited 2 0 2 0.00 2008-12-01
1328 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
1329 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1330 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1331 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1332 RREEF China REIT Management Limited 2 1 3 33.33 2007-06-01
1333 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1334 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
1335 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
1336 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1337 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 91 93 97.85
1338 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1339 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1340 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 32 34 94.12 2007-03-09
1341 SDIC Securities International Financial Holdings Limited 2 16 18 88.89
1342 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1343 SEEKERS MARKETS LIMITED 2 9 11 81.82
1344 Segantii Capital Management Limited 2 5 7 71.43 2007-11-22
1345 SELINA & CO. LIMITED (HK) 2 6 8 75.00
1346 SERICA PARTNERS LIMITED 2 0 2 0.00 2008-12-04
1347 Shacom Securities Limited 2 14 16 87.50
1348 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1349 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 32 34 94.12
1350 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 11 13 84.62 2007-08-17
1351 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1352 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
1353 SHUN HENG SECURITIES LIMITED 2 13 15 86.67
1354 Sigma Capital Management Limited 2 1 3 33.33 2008-03-12
1355 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1356 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1357 SINO CAPITAL SECURITIES LIMITED 2 18 20 90.00
1358 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1359 Sino-Rich Securities & Futures Limited 2 19 21 90.48 2005-09-17
1360 SINOMAX SECURITIES LIMITED 2 8 10 80.00
1361 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 77.78 2007-05-15
1362 SIU ON SECURITIES LIMITED 2 4 6 66.67
1363 SKY WARD ASIA LIMITED 2 1 3 33.33
1364 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1365 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1366 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1367 SOO PUI CHEN SECURITIES LIMITED 2 1 3 33.33 2005-03-21
1368 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
1369 SOUTH CHINA COMMODITIES LIMITED 2 60 62 96.77
1370 SOUTH CHINA RESEARCH LIMITED 2 5 7 71.43
1371 SOUTH CHINA SECURITIES LIMITED 2 69 71 97.18
1372 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1373 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
1374 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
1375 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1376 SPS COMMODITIES LIMITED 2 7 9 77.78
1377 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1378 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1379 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
1380 STANDARD & POOR'S, LLC 2 2 4 50.00
1381 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1382 STARLING GROUP SECURITIES LIMITED 2 1 3 33.33 2008-11-05
1383 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 10 12 83.33 2006-02-08
1384 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1385 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1386 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1387 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1388 Superfund Financial (Hong Kong) Limited 2 6 8 75.00
1389 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1390 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1391 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1392 T & F Equities Limited 2 1 3 33.33 2005-11-23
1393 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1394 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
1395 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1396 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1397 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1398 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1399 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1400 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1401 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1402 Telecom King Securities Limited 2 9 11 81.82 2007-10-17
1403 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1404 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1405 Tensant Securities Limited 2 4 6 66.67 2004-08-25
1406 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 9 11 81.82 2007-03-07
1407 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1408 THING ON SECURITIES LIMITED 2 7 9 77.78
1409 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1410 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1411 Towers Watson Investment Services Hong Kong Limited 2 1 3 33.33 2007-05-14
1412 TR Advisors Limited 2 0 2 0.00 2008-12-02
1413 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1414 Tremont Capital Management (Asia), Limited 2 2 4 50.00 2006-09-29
1415 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1416 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
1417 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1418 TSE'S SECURITIES LIMITED 2 31 33 93.94
1419 Tung Shing Futures (Brokers) Limited 2 86 88 97.73
1420 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1421 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1422 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1423 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1424 TVC MANAGEMENT LIMITED 2 0 2 0.00
1425 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1426 Tyche Group Limited 2 11 13 84.62
1427 UBS DERIVATIVES HONG KONG LIMITED 2 30 32 93.75
1428 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
1429 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
1430 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1431 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1432 United Securities Limited (HK) 2 3 5 60.00
1433 Value Partners Private Equity Limited 2 5 7 71.43
1434 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1435 Vantage Capital Markets HK Limited 2 9 11 81.82 2008-10-02
1436 Vantum Futures Limited 2 2 4 50.00
1437 VBG Capital Limited 2 0 2 0.00 2008-11-11
1438 VEDA CAPITAL LIMITED (HK) 2 5 7 71.43 2005-12-28
1439 VERCAP Financial Services Limited 2 0 2 0.00
1440 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1441 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1442 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1443 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
1444 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
1445 Vontobel (Hong Kong) Limited 2 0 2 0.00 2008-11-27
1446 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
1447 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1448 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1449 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1450 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1451 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
1452 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1453 Waton Securities International Limited 2 3 5 60.00
1454 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1455 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
1456 Well Link International Securities Limited 2 20 22 90.91
1457 Well Link Securities Limited 2 12 14 85.71 2005-11-11
1458 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1459 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1460 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1461 WILBY SECURITIES LIMITED 2 2 4 50.00
1462 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
1463 WIN WONG SECURITIES LIMITED 2 38 40 95.00
1464 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1465 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
1466 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
1467 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1468 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1469 WM (HK) Limited 2 1161 1163 99.83
1470 WMG Asia Limited 2 5 7 71.43 2007-02-28
1471 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
1472 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
1473 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1474 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1475 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1476 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1477 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1478 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1479 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1480 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1481 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1482 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1483 ZHONGRONG PT FINANCE LIMITED 2 0 2 0.00
1484 Zijing Capital Limited 2 2 4 50.00 2003-05-07
1485 ZURICH ADVISORY (HK) LIMITED 2 356 358 99.44
1486 313 Capital Management Limited 1 2 3 66.67
1487 ACP Asset Management Limited (d2010-11-05) 1 0 1 0.00 2007-03-26
1488 AIR GEO SERVICES LIMITED 1 2 3 66.67 2007-08-21
1489 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
1490 Avia Asset Management Limited 1 3 4 75.00
1491 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1492 Brencourt Asia Limited 1 0 1 0.00 2007-12-05
1493 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 50.00
1494 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1495 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1496 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 1 0 1 0.00
1497 Credit Suisse Futures (Hong Kong) Limited 1 3 4 75.00
1498 Fortress Investment Group (Hong Kong) LLC 1 2 3 66.67 2008-06-19
1499 Fubon Capital (HK) Limited 1 2 3 66.67
1500 Gen2 Partners Limited 1 0 1 0.00 2008-10-06
1501 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1502 HOORAY CAPITAL LIMITED 1 0 1 0.00
1503 KBC Alternative Investment Management HK Limited 1 0 1 0.00 2006-12-22
1504 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1505 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2008-07-02
1506 LONGREACH GROUP LIMITED (THE) 1 3 4 75.00 2006-08-01
1507 PANURGY LIMITED 1 1 2 50.00
1508 Redford Asset Management Limited 1 0 1 0.00
1509 SFGHK Limited 1 0 1 0.00 2007-06-12
1510 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1511 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 1 8 9 88.89 2003-05-23
1512 CBRE Investment Management (Asia) Limited 0 2 2 100.00
1513 LEHMAN BROTHERS ASIA LIMITED 0 11 11 100.00
1514 Susquehanna Financial Group, LLLP 0 1 1 100.00 2008-09-12
1514 Average 3.28 24.17 27.45 88.06

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