Agg. Asset Management Limited 海納資產管理有限公司
SFC bans fund manager Ng Ka Shun for life and fines him HK$1.7m for serious misconduct
| Statement of Disciplinary Action
SFC, 23-Dec-2024
SFC, 23-Dec-2024
SFC issues restriction notice to Agg. Asset Management Ltd
| Restriction Notice
SFC, 3-Apr-2020
"because of doubts over Agg’s reliability, integrity, and ability to carry on regulated activities competently, honestly and fairly, and hence, its fitness and properness to remain licensed."
SFC, 3-Apr-2020
"because of doubts over Agg’s reliability, integrity, and ability to carry on regulated activities competently, honestly and fairly, and hence, its fitness and properness to remain licensed."
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