SUMITOMO MITSUI BANKING CORPORATION
SFC fines Bank of East Asia (0023) HK$4.2m for mixing client securities with its own
| Statement of Disciplinary Action
SFC, 17-Sep-2020
This practice went on for 13 years before an inspection by the HK Monetary Authority picked it up! By the way, the HK custodian is "Hong Kong Securities Clearing Company Limited", not CCASS, which it operates.
SFC, 17-Sep-2020
This practice went on for 13 years before an inspection by the HK Monetary Authority picked it up! By the way, the HK custodian is "Hong Kong Securities Clearing Company Limited", not CCASS, which it operates.
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