Meta Elephant Capital Limited 元象資本有限公司
SFC suspends Wang Shian-tang, ex-Yuanta Securities, for 26 months
| Statement of Disciplinary Action
SFC, 20-Nov-2024
We note that he was formerly named Wang Yi Tang. He had an unauthorised profit-sharing agreement with a discretionary client, and an undisclosed investment account with another broker.
SFC, 20-Nov-2024
We note that he was formerly named Wang Yi Tang. He had an unauthorised profit-sharing agreement with a discretionary client, and an undisclosed investment account with another broker.
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