Court dismisses appeal by Lam Fai Man, ex-Dep Ch of Victory Group (1139)
SFC, 9-Dec-2015
Comment: there is an overdue law amendment to remove the requirement to file with the company, which can subscribe to notifications from the Stock Exchange like anyone else. One filing with SEHK should be enough.
SFC v Lam Fai Man (fka Lin Huiwen)
HK Court of First Instance, 8-Dec-2015
Mr Lam loses his appeal of conviction for failing to file disclosures of interests with the company (although filings were made with SEHK). He was Deputy Chairman of Victory Group (1139) until 7-Jun-2013 when his re-election was vetoed at the AGM. We have no evidence that he resigned in Apr-2013 as stated in paragraph 82(4) and 82(15) of the judgment.
Victory Group (1139): Lin Huiwen not re-elected at AGM
Company announcement, 7-Jun-2013
Concentration warning in Victory Group (1139)
SFC, 25-Jul-2012
SFC suspends Mr Daniel Lee Sai Wah for 5 months for misleading the SFC
SFC, 23-May-2006
SFC suspends Mr Chan Wing Yuen for supervisory failures
SFC, 13-Jul-2005
SFC prosecutes Mr Wong On Ching for manipulating share price of Victory Group (1139)
SFC, 22-Jul-2003
Possible breach of Listing Rules
Company announcement, 25-Mar-2003
Suspected breach of Listing Agreement and Securities (Disclosure of Interests) Ordinance
Company announcement, 30-Jan-2003

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