Yunfeng Financial Group Limited 雲鋒金融集團有限公司

Court of Appeal dismisses SFC's application to appeal to CFA in Asia Telemedia (0376) insider dealing case
SFC, 24-Aug-2017
SFC v C,D,E,F,G & China United Telecom Ltd
HK Court of First Instance, 4-May-2017
C = Lu Ruifeng; D = Tin Yin Kwan, wife of Yao Wen Pei; E=Clear Excel Ltd, F=Kayden Ltd, G=Yao Wen Pei, father of Charles Yiu Hoi Ying, then Finance Director of Asia Telemedia Ltd (0376). China United Telecom Ltd (BVI) fails in its application to lift an injunction freezing funds.
Cout of Appeal dismisses SFC's appeal against MMT decision
SFC, 28-Apr-2017
It's the SFC's 2nd loss in a month, following the CITIC case at the MMT. The MMT cases involved the same judge. The appeal centres on the meaning of "using" inside information, and whether withholding of the information was a "use" which had contributed to the artificially high price. In our view, that misses the point. It should have been enough to show, as the SFC did, that the respondents knew that the market price would likely be materially lower if the information in their possession had been disclosed. On a common sense analysis, that should constitute "using" the information when dealing. Let's hope the SFC takes this point of law to the CFA.
MMT clears 3 in Asia TeleMedia case
SFC, 26-Nov-2015
The firm is now Reorient Group Ltd (0376). The MMT makes no finding on Lu Ruifeng, who was hospitalised outside the jurisdiction. It finds that 2 of the defendants knew negative price-sensitive information but that this was not a factor when they sold their shares during the 2007 market bubble. Comment: if the same events were to happen today, then the board would have a statutory obligation to disclose the inside information.
Kuangchi the stratospheric stock
Our latest New Year bubble worth popping is Kuangchi (0439), HK's top-performing stock of 2014, valued at HK$32.03bn (US$4.13bn) or 16.1x NTAV. (2-Jan-2015)
SFC commences MMT proceedings against former Reorient (0376) chairman & others
SFC, 29-Jan-2014
Concentration warning in Reorient (0376)
SFC, 27-May-2013
This follows a request filed by Webb-site with the SFC on 18-Apr-2013.
Court of Final Appeal discharges interim injunction obtained by SFC
SFC, 6-Dec-2010
Kayden Ltd v SFC
HK Court of Final Appeal, 6-Dec-2010
"C", "E" and "F" v SFC
HK Court of Final Appeal, 11-Dec-2009
"C"=Lu Ruifeng, "E"=Clear Excel Ltd, "F"=Kayden Ltd
SFC v "C","D","E" and "F"
HK Court of Appeal, 17-Jul-2009
"C"=Lu Ruifeng, "D"=Tin Yin Kwan, "E"=Clear Excel Ltd, "F"=Kayden Ltd
Court of Appeal confirms SFC's power to freeze assets in suspected insider dealing cases
SFC, 16-Jul-2009
Ground-breaking Court of Appeal decision
SFC, 29-May-2009
SFC v "C","D","E" and "F"
HK Court of Appeal, 22-May-2009
"C"=Lu Ruifeng, "D"=Tin Yin Kwan, "E"=Clear Excel Ltd, "F"=Kayden Ltd
SFC appeals against High Court decision to discharge injunction in insider dealing investigation
SFC, 5-Nov-2008
"C"=Lu Ruifeng
SFC v "C","D","E" and "F"
HK Court of First Instance, 22-Oct-2008
"C"=Lu Ruifeng, "D"=Tin Yin Kwan, "E"=Clear Excel Ltd, "F"=Kayden Ltd
SFC obtains worldwide injunction in insider dealing investigation
SFC, 2-May-2008
"C"=Lu Ruifeng, "D"=Tin Yin Kwan
Winding-up order
HK Court of First Instance, 18-Mar-2008
SFC fines Mansion House Securities (F.E.) Ltd HK$450k for FRR breaches
SFC, 27-Jun-2005
Irene So Wai Yin surrenders licence to SFC for 5 years for serious conflict of interest
SFC, 1-Mar-2005
Breach of Listing Agreement
Company announcement, 23-May-2003
Breach of Listing Agreement
Company announcement, 28-Apr-2003
SFC suspends Ms Irene So Wai Yin for 9 months
SFC, 4-Oct-2001
SFC reprimands Mr Philip Poon Tai Yip
SFC, 4-Oct-2001
Censure of the company and certain directors
SEHK, 23-Apr-2001
HKSAR v Donald Lai Nung Chi
HK Court of Appeal, 19-Nov-1999
Takeovers Appeal Committee releases decision on Shun Ho Resources
SFC, 15-Apr-1999
Dismissal of appeal of Danny Chan Tak Tim and Jim Wong Tin Yue
HK Takeovers Appeal Committee, 25-Mar-1999
SFC reprimands Mansion House Securities (FE) Ltd and revokes registrations of Mr Donald Lai Nung Chi
SFC, 17-Mar-1999
SFC v Mansion House Capital Ltd
HK Court of First Instance, 5-Mar-1999
Decision re Shun Ho Resources Holdings Ltd
HK Takeovers and Mergers Panel, 20-Dec-1993

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