EWARTON SECURITIES LIMITED 穎翔證券有限公司
SFC suspends Mung Wai Sun, ex-Ewarton Securities, for 9 months
| Statement of Disciplinary Action
SFC, 21-Sep-2020
For discretionary dealing for a client without written authorisation, and putting his orders ahead of his client.
SFC, 21-Sep-2020
For discretionary dealing for a client without written authorisation, and putting his orders ahead of his client.
SFC reprimands Ewarton Securities Ltd, Mr Kenneth Ng Ka Wing and Mr Alfred Yeung Sau Fung
SFC, 26-Apr-2001
SFC, 26-Apr-2001
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