SFC bans Mr Li Tak Wa, ex-Kaiser, for 15 months
SFC, 18-Jun-2014

• Orgs
  • KAISER FUTURES LIMITED
• People
  • Li, Tak Wa 李德華

SFC fines Kaiser HK$1.7m for illegal activities in Macau
SFC, 7-May-2014
Apparently they were also fined MOP1.65m by the Monetary Authority of Macao, which does not publicise these things.

• Orgs
  • KAISER FUTURES LIMITED
  • Monetary Authority of Macao

SFC fines Fanny Ng Tak Lin HK$75k
SFC, 24-Dec-2007

• People
  • Ng, Fanny Tak Lin 吳德蓮

SFC fines Mr Ng Mau Chung HK$14k for poor standards and unintentional short selling of MAE (0851)
SFC, 16-Mar-2005

• Orgs
  • KAISER FUTURES LIMITED
  • Sheng Yuan Holdings Limited
• People
  • Ng, Mau Chung 吳茂松
• Topics
  • Short-selling