LEHIN SECURITIES LIMITED 利興股票有限公司
SFC fines Mok Kee Tong HK$160k
SFC, 4-Nov-2010
Added to the $54k magistracy fine, that makes $214k, which is exactly what the SFC says he made from the short selling. So he's broken even on the deal!
SFC, 4-Nov-2010
Added to the $54k magistracy fine, that makes $214k, which is exactly what the SFC says he made from the short selling. So he's broken even on the deal!
Licensed representative fined HK$54k for naked short-selling
SFC, 8-Jul-2010
Moral: always cover up before selling your shorts, or you will be caught naked.
SFC, 8-Jul-2010
Moral: always cover up before selling your shorts, or you will be caught naked.
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