SALISBURY SECURITIES LIMITED
SFC issues Restriction Notice on Salisbury Securities Ltd
| CCASS holdings
SFC, 19-Mar-2013
The firm has about 100 clients. Hit the second link above to see what shares the firm holds in its CCASS account, according to the Webb-site CCASS Analysis System. The Restriction Notice has not yet been published.
SFC, 19-Mar-2013
The firm has about 100 clients. Hit the second link above to see what shares the firm holds in its CCASS account, according to the Webb-site CCASS Analysis System. The Restriction Notice has not yet been published.
Small brokerage apparently in trouble
| Section 207 of the SFO
SEHK, 19-Mar-2013
According to HKEx, the SFC has issued a restriction notice against Salisbury Securities Limited, a small stock brokerage with 5 licensees. They can only do that if they suspect trouble under section 207 of the SFO. The SFC notice has not yet been published, so watch this space.
SEHK, 19-Mar-2013
According to HKEx, the SFC has issued a restriction notice against Salisbury Securities Limited, a small stock brokerage with 5 licensees. They can only do that if they suspect trouble under section 207 of the SFO. The SFC notice has not yet been published, so watch this space.
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