YARDLEY SECURITIES LIMITED 溢利證券有限公司

SFC fines Yardley Securities HK$5m for AML breachesStatement of Disciplinary Action
SFC, 17-Mar-2021
This involve 2 clients between Feb-May-2016, and transfers to and from 3rd parties in the "casino and gaming industry", using Yardley as a conduit.
SFC severely reprimands Yardley Securities Ltd and suspends Raymond Leung Tak Shing for 14 months
SFC, 10-Sep-2003
SFC sanctions Mr Chan Kin Sun & family
SFC, 10-Jun-2002
SFC reprimands Mr Li Kam Por of Chong Hing Securities Ltd
SFC, 8-Jan-1998
SFC takes action against Yardley Securities, Yardley Futures, Chan Kin Sun & Raymond Leung Tak Shing
SFC, 30-Oct-1997
SFC takes action against unregistered dealing at Yardley Securities Ltd
SFC, 17-Jul-1997

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