RHB FUTURES HONG KONG LIMITED 興業金融期貨有限公司

Roger Tsui Chi Fung banned for 9 months for providing false information to SFC
SFC, 26-Aug-2014
Former licensee convicted of providing SFC false or misleading information | FINRA settlement
SFC, 15-Jan-2014
As the FINRA record shows, Roger Tsui Chi Fung worked for Bear Stearns in 2006 when he sat the NASD Series 7 exam in HK. Despite being caught in a toilet break with 5 pages of cheat-sheets, he failed the exam with a score of 62%. During 2009 when the false statements to the SFC were made, he worked for RHB OSK and CAF Securities (now ABCI Securities), and in 2010-11 for CITIC Securities.
OSK Asia Futures Ltd v Stanley Lam Chi Bin
HK Court of Final Appeal, 1-Apr-2004
OSK Asia Futures Ltd v Stanley Lam Chi Bin
HK Court of Appeal, 2-May-2003
OSK Asia Futures Ltd v Stanley Lam Chi Bin
HK Court of Appeal, 14-Feb-2003
OSK Asia Futures Ltd v Stanley Lam Chi Bin
HK Court of First Instance, 13-Jul-2002
OSK Asia Futures Ltd v Stanley Lam Chi Bin
HK Court of Appeal, 7-Jun-2002
OSK Asia Futures Ltd v Stanley Lam Chi Bin
HK Court of First Instance, 18-Oct-2001
OSK Asia Futures Ltd v Stanley Lam Chi Bin
HK Court of First Instance, 16-Jul-2001
OSK Asia Futures Ltd v Stanley Lam Chi Bin
HK Court of First Instance, 7-Jun-2001

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