Bank J. Safra Sarasin AG
SFC suspends Amit Kishan Singh for 7 months
| Statement of Disciplinary Action
SFC, 18-Oct-2024
He took a client with him to Bank Julius Baer from Bank J. Safra Sarasin, but faked the meeting log - he conducted account opening by phone rather than in a face-to-face meeting. He has since moved on to Carret Private Capital.
SFC, 18-Oct-2024
He took a client with him to Bank Julius Baer from Bank J. Safra Sarasin, but faked the meeting log - he conducted account opening by phone rather than in a face-to-face meeting. He has since moved on to Carret Private Capital.
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