HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED
SFC fines HSBC Trinkaus Investment Management Ltd HK$3m
SFC, 4-May-2011
...and bans it for 2 years from dealing or advising on OTC structured notes (but presumably this ban does not apply to other subsidiaries of HSBC to which clients could be referred).
SFC, 4-May-2011
...and bans it for 2 years from dealing or advising on OTC structured notes (but presumably this ban does not apply to other subsidiaries of HSBC to which clients could be referred).
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy