SFC fines Ms Tang Wai Chun of China Merchants Securities HK$40k
SFC, 5-Dec-2013
She failed to voice record her client's instructions to buy a "substantial quantity" of shares in from China Lumena (0067). Presumably the SFC was investigating those trades in the first place.

• Orgs
  • China Lumena New Materials Corp.
  • CHINA MERCHANTS SECURITIES (HK) CO., LIMITED