Ms Chan Shun King, ex-SHK, banned for 2 years | Statement of Disciplinary Action
SFC, 25-Nov-2020
For discretionary dealing in 2 clients' accounts for 7 years without written authorisation.

• Orgs
  • CES Commodities (HK) Limited
  • CES Forex (HK) Limited
  • Everbright Securities Investment Services (HK) Limited