Leung, Su Lung 梁肇麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BKT Asset Management HK Limited | RO | Dealing in securities | 2022-07-07 | 2023-06-14 | RO | Advising on securities | 2022-07-07 | 2023-10-31 | RO | Asset management | 2022-07-07 | 2023-10-31 |
| 2 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2018-01-22 | 2021-03-03 | RO | Asset management | 2021-03-03 | 2021-04-21 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2018-01-22 | 2021-04-21 | Rep | Dealing in securities | 2018-01-22 | 2021-04-21 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-01-25 | 2017-04-17 |
| 5 | GEO Securities Limited | Rep | Dealing in securities | 2015-08-27 | 2015-11-23 |
| 6 | Lumineux Asset Management Limited | Rep | Asset management | 2021-05-24 | 2021-05-27 | RO | Asset management | 2021-05-27 | 2022-07-05 |
| 7 | Lumineux Securities Limited | Rep | Advising on securities | 2021-05-24 | 2021-11-10 | Rep | Dealing in securities | 2021-05-24 | 2021-11-10 | RO | Advising on securities | 2021-11-10 | 2022-07-05 | RO | Dealing in securities | 2021-11-10 | 2022-07-05 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-01 | 2017-01-06 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-12-01 | 2017-01-06 |
| 10 | VC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2023-12-11 | 2024-01-12 | RO | Asset management | 2024-01-12 |
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