Pang, Marvin Wai Yuen 彭偉源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-10 | 2008-03-25 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-10 | 2008-03-25 | Rep | Dealing in futures contracts | 2005-10-27 | 2008-03-25 |
3 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2016-04-19 | 2016-11-30 | Rep | Advising on corporate finance | 2016-04-19 | 2018-01-05 | RO | Dealing in securities | 2016-11-30 | 2018-01-05 |
4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-07-13 | Rep | Advising on securities | 2004-07-13 | Rep | Asset management | 2004-07-13 | Rep | Automated trading services | 2004-07-13 | Rep | Dealing in securities | 2005-09-27 |
5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-07-13 | Rep | Asset management | 2004-07-13 | Rep | Dealing in futures contracts | 2005-09-27 |
6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-07-13 | Rep | Advising on securities | 2004-07-13 | Rep | Asset management | 2004-07-13 | Rep | Automated trading services | 2004-07-13 | Rep | Dealing in securities | 2005-09-27 |
7 | ITAU ASIA LIMITED | RO | Dealing in securities | 2012-08-14 | 2014-09-22 |
8 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-03-29 | 2021-11-25 |
9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-08-13 | 2021-11-25 |
10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2018-08-13 | 2019-01-25 | RO | Dealing in securities | 2019-01-25 | 2021-11-25 |
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