Ma, Wang Chiu 馬宏超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-05-19 | 2005-09-05 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-05-19 | 2005-09-05 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-20 | Rep | Dealing in securities | 2004-05-07 | Rep | Dealing in futures contracts | 2003-10-27 | 2004-05-07 | Rep | Dealing in futures contracts | 2005-09-12 | 2010-07-13 | Rep | Dealing in securities | 2005-09-12 | 2010-07-13 |
| 4 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in futures contracts | 2003-12-12 |
| 5 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-20 | Rep | Advising on securities | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in securities | 2003-10-27 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2010-07-15 | 2011-05-23 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-16 | 2022-04-04 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-16 | 2022-04-04 |
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