Wong, Nei Nar 黃莉娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-14 | 2005-08-05 |
2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-08-10 | 2010-08-14 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-08-10 | 2010-08-14 |
4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-11-14 | Rep | Advising on securities | 2003-11-14 | Rep | Dealing in securities | 2003-11-14 |
5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-14 | |
6 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-11-14 | 2005-08-05 |
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