Lo, Thomas Y Yu 盧韋耀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on corporate finance 2004-03-02
2 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on securities 2004-03-02
3 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2004-08-25
4 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-08-25
5 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-09-03 2007-04-12
6 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in securities 2004-09-03 2007-04-12
7 DALTON CAPITAL (HONG KONG) LIMITED Rep Dealing in securities 2007-04-23 2007-06-14
8 DALTON CAPITAL (HONG KONG) LIMITED Rep Asset management 2007-05-23 2013-12-31
9 ACU SECURITIES LIMITED RO Advising on securities 2016-02-18 2016-06-30
10 ACU SECURITIES LIMITED RO Dealing in securities 2016-02-18 2016-06-30
11 Acer King Capital Hong Kong Limited RO Advising on securities 2017-02-01 2017-06-02
12 Acer King Capital Hong Kong Limited RO Asset management 2017-02-01 2017-06-02
13 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2017-08-02 2017-09-14
14 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED Rep Asset management 2017-08-02 2017-09-14
15 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED RO Advising on securities 2017-09-14 2018-07-16
16 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED RO Asset management 2017-09-14 2018-07-16
17 LiZen Asset Management Limited RO Advising on securities 2018-12-04
18 LiZen Asset Management Limited RO Asset management 2018-12-04

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