Ho, Ming Lap 何名立

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International Securities Limited Rep Dealing in futures contracts 2009-08-17 2010-07-04
Rep Dealing in securities 2009-08-17 2010-07-04
2 CIS SECURITIES ASSET MANAGEMENT LIMITED Rep Dealing in futures contracts 2012-05-16 2012-06-01
Rep Dealing in securities 2012-05-16 2012-06-01
3 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2015-01-12 2015-06-07
4 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2015-01-12 2015-06-07
5 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2015-01-12 2015-06-07
6 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2008-10-27 2009-07-19
Rep Dealing in futures contracts 2010-07-16 2011-06-18
Rep Dealing in futures contracts 2015-06-18 2015-11-30
RO Dealing in futures contracts 2015-11-30 2020-09-01
Rep Dealing in futures contracts 2020-09-01
7 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-10-18 2009-07-19
Rep Dealing in securities 2010-07-16 2011-06-18
Rep Dealing in securities 2015-06-18 2015-11-30
RO Dealing in securities 2015-11-30 2020-09-01
Rep Dealing in securities 2020-09-01
8 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2012-06-08 2014-12-27
9 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2012-06-08 2014-12-27
10 SANFULL SECURITIES LIMITED Rep Dealing in securities 2011-11-28 2012-05-07

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