Ho, Ming Lap 何名立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-08-17 | 2010-07-04 | Rep | Dealing in securities | 2009-08-17 | 2010-07-04 |
2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2012-05-16 | 2012-06-01 | Rep | Dealing in securities | 2012-05-16 | 2012-06-01 |
3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-12 | 2015-06-07 |
4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-01-12 | 2015-06-07 |
5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-12 | 2015-06-07 |
6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-27 | 2009-07-19 | Rep | Dealing in futures contracts | 2010-07-16 | 2011-06-18 | Rep | Dealing in futures contracts | 2015-06-18 | 2015-11-30 | RO | Dealing in futures contracts | 2015-11-30 | 2020-09-01 | Rep | Dealing in futures contracts | 2020-09-01 |
7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-10-18 | 2009-07-19 | Rep | Dealing in securities | 2010-07-16 | 2011-06-18 | Rep | Dealing in securities | 2015-06-18 | 2015-11-30 | RO | Dealing in securities | 2015-11-30 | 2020-09-01 | Rep | Dealing in securities | 2020-09-01 |
8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-06-08 | 2014-12-27 |
9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-06-08 | 2014-12-27 |
10 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-28 | 2012-05-07 |
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