Lai, Man Hon 賴文翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-08-29 | 2017-01-12 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-29 | 2017-01-12 |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-01-20 | 2017-01-24 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2017-01-20 | 2017-01-24 |
| 5 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-04-24 | 2023-11-17 |
| 6 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-04-24 | 2023-11-17 |
| 7 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2014-04-07 | 2015-08-22 |
| 8 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2015-07-03 | 2015-08-22 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-28 | 2016-06-30 | Rep | Advising on securities | 2016-01-15 | 2016-06-30 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-28 | 2016-06-30 |
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