Mak, Michael Siu Kee 麥兆麒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-08 | 2005-05-20 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-08 | 2005-05-17 |
| 3 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-07-06 | 2013-01-24 |
| 4 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-07-06 | 2013-01-24 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-06 | 2013-01-24 |
| 6 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-08-18 | 2004-09-25 |
| 7 | Changjiang Asset Management (HK) Limited | Rep | Asset management | 2016-02-23 | 2017-10-19 |
| 8 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-07-16 | 2017-10-19 |
| 9 | Changjiang Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-07-16 | 2015-07-24 | Rep | Dealing in securities | 2015-07-16 | 2015-07-24 | RO | Advising on securities | 2015-07-24 | 2017-10-19 | RO | Dealing in securities | 2015-07-24 | 2017-10-19 |
| 10 | Core Capital Securities Limited | Rep | Dealing in securities | 2018-02-15 | 2018-06-20 | RO | Dealing in securities | 2018-06-20 | 2018-12-28 |
| 11 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-08-18 | 2004-09-25 |
| 12 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2013-03-04 | 2015-04-01 |
| 13 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-04 | 2015-04-01 |
| 14 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-04 | 2013-08-01 | RO | Advising on securities | 2013-08-01 | 2015-04-01 | RO | Dealing in securities | 2013-08-01 | 2015-04-01 |
| 15 | Quam Securities Limited | Rep | Dealing in futures contracts | 2008-01-24 | 2010-05-27 | Rep | Dealing in securities | 2008-01-24 | 2010-05-27 | Rep | Advising on securities | 2009-10-19 | 2010-05-27 | Rep | Asset management | 2010-03-04 | 2010-05-27 |
| 16 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-16 | 2005-10-20 |
| 17 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-16 | 2005-10-20 |
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