Tang, Tsz Ting 鄧紫婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2013-09-13 | 2015-01-23 | Rep | Advising on securities | 2014-02-18 | 2015-01-23 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-03-09 | 2013-08-26 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-03-09 | 2013-08-26 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Dealing in securities | 2022-05-18 | Rep | Advising on securities | 2022-05-25 | Rep | Asset management | 2022-05-25 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2016-01-12 | 2016-07-31 | Rep | Dealing in securities | 2016-01-12 | 2016-07-31 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-23 | 2021-12-24 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-05-02 | 2021-12-24 |
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