Chan, Man Yan (SFC:ALQ598) 陳文恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAH SING SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-18 | 2010-08-27 |
| 2 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-23 | 2013-04-24 |
| 3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-23 | 2013-04-24 |
| 4 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2013-05-08 | 2015-04-18 | Rep | Dealing in securities | 2013-05-08 | 2015-04-18 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-01-19 | 2007-03-26 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-01-19 | 2007-03-26 |
| 7 | Quam Securities Limited | Rep | Dealing in futures contracts | 2015-05-18 | 2019-04-27 | Rep | Dealing in securities | 2015-05-18 | 2019-04-27 |
| 8 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2011-07-08 | 2011-09-26 |
| 9 | Rifa Securities Limited | Rep | Dealing in securities | 2010-09-01 | 2011-09-26 |
| 10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-14 | |
| 11 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-05-14 |
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