Ho, Andy Tsz Ho 何子浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-09-23 | Rep | Dealing in futures contracts | 2007-10-08 |
| 2 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-09-28 | 2007-11-01 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-21 | Rep | Dealing in securities | 2004-03-16 | Rep | Dealing in futures contracts | 2003-10-25 | 2004-03-16 |
| 4 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in futures contracts | 2003-12-11 |
| 5 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in securities | 2003-10-25 |
| 6 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2005-03-01 | 2005-09-02 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-02 | 2005-02-25 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-02 | 2005-02-25 |
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