Lin, Ping (SFC:AFO661) 林蘋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-20 | Rep | Dealing in securities | 2018-10-12 | Rep | Dealing in futures contracts | 2003-10-28 | 2018-10-12 |
| 2 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in futures contracts | 2003-12-10 |
| 3 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-20 | Rep | Advising on securities | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in securities | 2003-10-28 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-03-09 | 2023-03-03 | Rep | Advising on futures contracts | 2020-04-06 | 2023-03-03 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-03-09 | 2023-03-03 | Rep | Advising on securities | 2020-04-06 | 2023-03-03 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-22 | 2020-02-24 | Rep | Advising on securities | 2023-03-17 | Rep | Dealing in securities | 2023-03-17 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-22 | 2020-02-24 | Rep | Dealing in futures contracts | 2023-03-17 |
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