Wong, Sin Wah (SFC:AEC897) 黃羨華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DBS VICKERS (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-13
Rep Asset management 2003-10-13
Rep Advising on securities 2003-10-21
Rep Dealing in securities 2018-09-12
Rep Dealing in futures contracts 2003-10-27 2018-09-12
2 DBS VICKERS FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2003-10-21
Rep Asset management 2003-10-21
Rep Dealing in futures contracts 2003-12-12
3 DBS VICKERS SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-21
Rep Advising on securities 2003-10-21
Rep Asset management 2003-10-21
Rep Dealing in securities 2003-10-27
4 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2018-09-19
5 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2018-09-19

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