Lam, James Chi Lap 林子立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-02-24 | 2014-11-22 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-06-07 | 2007-10-02 | Rep | Dealing in futures contracts | 2009-10-09 | 2014-02-05 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2006-06-07 | 2007-10-02 | Rep | Advising on securities | 2006-12-08 | 2007-10-02 | Rep | Dealing in securities | 2009-09-03 | 2010-08-01 | Rep | Dealing in securities | 2012-05-15 | 2014-02-05 |
| 4 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2008-06-02 | 2009-09-01 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-01-09 | 2021-06-05 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-03 | 2021-06-05 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2021-06-23 | 2022-01-17 | Rep | Dealing in securities | 2021-06-23 | 2022-01-17 | RO | Dealing in futures contracts | 2022-01-17 | RO | Dealing in securities | 2022-01-17 |
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