Lai, Ming Yeung (SFC:AFA201) 賴名揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2010-04-28 | 2013-06-03 |
| 2 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-04 | 2022-06-30 | Rep | Dealing in securities | 2022-07-01 | 2023-04-03 |
| 3 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-09-09 | |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-07-22 | Rep | Advising on securities | 2003-07-22 | Rep | Asset management | 2003-07-22 | Rep | Dealing in securities | 2005-09-09 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-09 | 2006-07-08 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-09-09 | 2006-07-08 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-07-25 | 2010-03-29 | Rep | Dealing in securities | 2006-07-25 | 2010-03-29 |
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