Tang, Shu Yan 鄧樹仁

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Galaxy International Securities (Hong Kong) Co., Limited Rep Dealing in securities 2012-03-05 2015-05-09
Rep Dealing in securities 2017-04-24 2023-01-26
2 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2004-02-16 2005-04-01
3 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on corporate finance 2003-04-11
Rep Advising on securities 2003-04-11
Rep Asset management 2003-04-11
Rep Automated trading services 2003-04-11
Rep Dealing in securities 2003-04-11
4 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2003-04-11
Rep Advising on securities 2003-04-11
Rep Asset management 2003-04-11
Rep Automated trading services 2003-04-11
Rep Dealing in securities 2003-04-11
5 CVP Securities Limited Rep Dealing in securities 2010-05-03 2012-03-01
6 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2015-05-14 2017-04-19
7 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2003-06-27 2004-02-12
8 VALUABLE CAPITAL LIMITED Rep Dealing in securities 2023-02-27
9 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in securities 2005-04-01 2010-04-28

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