Tang, Shu Yan 鄧樹仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-03-05 | 2015-05-09 | Rep | Dealing in securities | 2017-04-24 | 2023-01-26 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-02-16 | 2005-04-01 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-11 | Rep | Advising on securities | 2003-04-11 | Rep | Asset management | 2003-04-11 | Rep | Automated trading services | 2003-04-11 | Rep | Dealing in securities | 2003-04-11 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-11 | Rep | Advising on securities | 2003-04-11 | Rep | Asset management | 2003-04-11 | Rep | Automated trading services | 2003-04-11 | Rep | Dealing in securities | 2003-04-11 |
| 5 | CVP Securities Limited | Rep | Dealing in securities | 2010-05-03 | 2012-03-01 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-14 | 2017-04-19 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-06-27 | 2004-02-12 |
| 8 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2023-02-27 | |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-01 | 2010-04-28 |
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