So, Wai Tak (SFC:APB340) 蘇煒德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LUEN FAT FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2011-09-26 |
| 2 | LUEN FAT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-06-17 | 2011-09-26 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-17 | 2010-02-26 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-17 | 2010-02-26 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-05 | 2009-07-31 | Rep | Dealing in futures contracts | 2007-07-20 | 2009-07-31 |
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