Wan, Chiu Yin 尹超然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-10-24 | |
| 2 | Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2003-06-26 | 2010-04-07 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-05-13 | 2011-10-19 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-26 | Rep | Advising on securities | 2003-06-26 | Rep | Dealing in securities | 2003-06-26 |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-06-26 | |
| 6 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2010-04-08 | 2010-05-07 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-02-13 | 2005-03-02 |
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