Wu, Ho Yin 胡浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-03-05 | 2009-03-26 | Rep | Dealing in securities | 2007-03-05 | 2009-03-26 |
| 2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-09-07 | Rep | Dealing in securities | 2011-09-07 | Rep | Asset management | 2015-07-27 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-01 | 2011-09-02 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-01 | 2011-09-02 |
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