Chan, Fung Ping (SFC:AOU775) 陳鳳萍

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CSC FUTURES (HK) LIMITED Rep Dealing in futures contracts 2013-05-13 2013-07-17
Rep Dealing in futures contracts 2013-12-03 2014-05-02
2 CSC SECURITIES (HK) LIMITED Rep Dealing in securities 2013-05-13 2013-07-17
Rep Dealing in securities 2013-12-03 2014-05-02
3 FIRST SHANGHAI SECURITIES LIMITED Rep Dealing in securities 2019-07-02 2019-09-24
4 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Rep Dealing in securities 2008-10-16 2009-03-29
5 Fuyuan Securities Limited Rep Advising on securities 2014-06-05 2014-09-03
Rep Dealing in securities 2014-06-05 2014-09-03
6 Look's Securities Limited Rep Dealing in securities 2019-03-22 2019-03-26
7 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-04-19 2008-06-11
8 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-04-19 2008-06-11
9 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2008-06-13 2008-08-01
10 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2008-06-13 2008-08-01
11 SBI China Capital Financial Services Limited Rep Dealing in securities 2014-10-15 2016-06-30
12 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2009-08-31 2009-09-05
13 SUN HUNG KAI COMMODITIES LIMITED Rep Dealing in futures contracts 2013-08-08 2013-11-18
14 SUN HUNG KAI FOREX LIMITED Rep Leveraged foreign exchange trading 2013-08-08 2013-11-18
15 SUN HUNG KAI INVESTMENT SERVICES LIMITED Rep Dealing in securities 2013-08-08 2013-11-18
16 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2009-09-30 2012-06-29
17 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-10-21 2012-06-29

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